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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 12-APR-2024
History of entity/person MNM COMTRADE PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
 
2 12-APR-2024
History of entity/person MULTIGAIN COMMODITIES SERVICES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
 
3 12-APR-2024
History of entity/person TRADE WINDS COMMODITIES & DERIVATIVES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
 
4 28-MAR-2024
History of entity/person ABANS COMMODITIES (I) PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-MAR-2024
 
5 28-MAR-2024
History of entity/person KLB COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-MAR-2024
 
6 28-MAR-2024
History of entity/person SAAKETA COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-MAR-2024
 
7 22-MAR-2024
History of entity/person SHIKAGO TRADE PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

22-MAR-2024
 
8 22-MAR-2024
History of entity/person SHRI SUMATI INDUSTRIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

22-MAR-2024
 
9 13-MAR-2024
History of entity/person INDUS PORTFOLIO PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

13-MAR-2024
 
10 27-FEB-2024
History of entity/person S.S.COMMERCIAL   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

27-FEB-2024
 
11 27-FEB-2024
History of entity/person SHAVETA COMMODITY TRADERS PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

27-FEB-2024
 
12 15-FEB-2024
History of entity/person ADWEALTH COMMODITIES & DERIVATIVES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

15-FEB-2024
 
13 15-FEB-2024
History of entity/person IFIN COMMODITIES LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

15-FEB-2024
 
14 12-FEB-2024
History of entity/person NARESH COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-FEB-2024
 
15 03-JAN-2024
History of entity/person GAYATRI B.AGARWAL,M/S   
History of entity/person GAYATRI B.AGARWAL
 
MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-JAN-2024
 
16 03-JAN-2024
History of entity/person SHREE SAIBALAJI COMMODITIES BROKING SERVICES   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-JAN-2024
 
17 20-DEC-2023
History of entity/person AASMAA SECURITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-DEC-2023
MCX VIDE ITS CIRCULAR DATED 20/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
18 13-DEC-2023
History of entity/person SVCM SECURITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

13-DEC-2023
 
19 08-DEC-2023
History of entity/person INTIME MULTI COMMODITY CO.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-DEC-2023
MCX VIDE ITS CIRCULAR DATED 13/03/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
20 08-DEC-2023
History of entity/person VERACITY FINANCIAL SERVICES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-DEC-2023
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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