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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 08-APR-2024
History of entity/person TRADE WINDS COMMODITIES & DERIVATIVES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-APR-2024 		 
2 19-MAR-2024
History of entity/person DURGA COMMODITIES   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

19-MAR-2024 		 
3 07-MAR-2024
History of entity/person FOCUS SHARES & SECURITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

07-MAR-2024 		 
4 01-MAR-2024
History of entity/person AGRO COMMODITY PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

01-MAR-2024 		 
5 12-FEB-2024
History of entity/person IFIN COMMODITIES LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-FEB-2024 		 
6 19-JAN-2024
History of entity/person SHRI SUMATI INDUSTRIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

19-JAN-2024 		 
7 12-JAN-2024
History of entity/person SHREE GR GOYAL COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-JAN-2024 		 
8 13-SEP-2023
History of entity/person DHANI STOCKS LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

13-SEP-2023 		 
9 08-AUG-2023
History of entity/person FIRST GLOBAL COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-AUG-2023 		 
10 25-JUL-2023
History of entity/person WEALTH DISCOVERY COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

25-JUL-2023 		 
11 14-JUL-2023
History of entity/person ARIHANT & CO.   
History of entity/person PRAMOD KUMAR LODHA
  		NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-JUL-2023 		 
12 04-JUL-2023
History of entity/person INVESTSMART COMMODITIES LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

04-JUL-2023 		 
13 26-JUN-2023
History of entity/person SKUNG COMMXPERTS LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

26-JUN-2023 		 
14 14-JUN-2023
History of entity/person INDO THAI COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-JUN-2023 		 
15 05-JUN-2023
History of entity/person SUPERIOR AGRO CROPS PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-JUN-2023 		 
16 11-MAY-2023
History of entity/person PARWATI COMMODITY MARKET PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

11-MAY-2023 		 
17 28-APR-2023
History of entity/person HEM MULTI COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-APR-2023 		 
18 24-APR-2023
History of entity/person EUREKA COMMODITY BROKERAGE PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
19 24-APR-2023
History of entity/person HEDGE COMMODITIES LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
20 24-APR-2023
History of entity/person HENSEX SECURITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-APR-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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