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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
8901 25-FEB-2004
History of entity/person TATA TD WATERHOUSE SECURITIES LTD. 

(New Name : TATA SECURITIES LTD.)

(Old Name : GAURI S.KAYAN)

(Old Name : RAM N.JHUNJHUNWALA)

(Old Name : TATA FINANCE SECURITIES LTD.)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 25-NOV-2003

25-FEB-2004 		 
8902 25-FEB-2004
History of entity/person TCFC SECURITIES LTD. 

(Old Name : 20TH CENTURY SECURITIES LTD.)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 03-OCT-2002

25-FEB-2004 		 
8903 25-FEB-2004
History of entity/person TOLANI BULK CARRIERS LTD.   
  NSE  NOT AVAILABLE  COMPANY DELISTED FROM 15-APR-2002

25-FEB-2004 		 
8904 25-FEB-2004
History of entity/person TREHAN LEASING & FINANCE PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 03-OCT-2001

25-FEB-2004 		 
8905 25-FEB-2004
History of entity/person TRENDS HOLDINGS & CONSULTANCY PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 07-FEB-2001

25-FEB-2004 		 
8906 25-FEB-2004
History of entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.   
  NSE  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-MAY-2002

25-FEB-2004 		 
8907 25-FEB-2004
History of entity/person UNIVERSAL SECURITIES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 25-NOV-2002

25-FEB-2004 		 
8908 25-FEB-2004
History of entity/person VALAMPURI & CO.   
  NSE  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-MAY-2000

25-FEB-2004 		 
8909 25-FEB-2004
History of entity/person VASAVI SECURITIES LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 03-JUN-2002

25-FEB-2004 		 
8910 25-FEB-2004
History of entity/person VINAY KHETAN,M/S   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 03-AUG-2001

25-FEB-2004 		 
8911 25-FEB-2004
History of entity/person WEST END INVESTMENT & FINANCE CONSULTANCY PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 01-JAN-2002

25-FEB-2004 		 
8912 25-FEB-2004
History of entity/person WIDEANGLE FINANCIAL SERVICES LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 05-APR-2002

25-FEB-2004 		 
8913 25-FEB-2004
History of entity/person WIZKIDS FINANCE LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 01-NOV-2001

25-FEB-2004 		 
8914 25-FEB-2004
History of entity/person YOGESH SHARES & FINANCE SERVICES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUL-2002

25-FEB-2004 		 
8915 25-FEB-2004
History of entity/person ZODIAC FINANCIAL CONSULTANCY & INVESTMENTS PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 10-APR-2002

25-FEB-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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