S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
21
03-MAY-2013
RAMESHCHANDRA GAMBHIRBHAI SHAH
RAMESHCHANDRA GAMBHIRBHAI SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
22
20-MAR-2013
BHAVNABEN RASHIKLAL SHAH
BHAVNABEN RASHIKLAL SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
23
11-MAR-2013
DASHRATHLAL NAGARDAS NAYAK
DASHRATHLAL NAGARDAS NAYAK,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
24
11-MAR-2013
KISHOR RAYSHI CHHEDA
KISHOR RAYSHI CHHEDA,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
25
11-MAR-2013
MONTU KIRIT SHAH
MONTU KIRIT SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
26
11-MAR-2013
RAJNIKANT BABULAL PARIKH
RAJNIKANT BABULAL PARIKH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
27
28-JUN-2012
ASHVIN KANTILAL SHAH
ASHVIN KANTILAL SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
28
28-JUN-2012
SHAH BIPINBHAI NAGINDAS
SHAH BIPINBHAI NAGINDAS,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
29
05-JUN-2012
MANUBHAI NAGINDAS SHAH
MANUBHAI NAGINDAS SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
30
05-JUN-2012
NITINKUMAR HARILAL DOSHI
NITINKUMAR HARILAL DOSHI,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
31
17-MAY-2012
KIRITBHAI PRABHULAL MEHTA
KIRITBHAI PRABHULAL MEHTA,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
32
14-MAY-2012
CHANDRAKANT SAKARCHAND SHAH
CHANDRAKANT SAKARCHAND SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
33
14-MAY-2012
MAFATLAL SHIVLAL SHAH
MAFATLAL SHIVLAL SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
34
08-MAY-2012
TEJPAL KACHRABHAI SHAH
TEJPAL KACHRABHAI SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
35
23-MAR-2012
DINESHCHANDRA JAGJIVANDAS SHAH
DINESHCHANDRA JAGJIVANDAS SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
36
08-SEP-2011
HASMUKHLAL PRABHURAM
HASMUKHLAL PRABHURAM,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
37
08-SEP-2011
HITENDRA RAMANLAL SHAH
HITENDRA RAMANLAL SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
38
17-AUG-2011
VINODKUMAR MAFATLAL SHAH
VINODKUMAR MAFATLAL SHAH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
39
19-MAY-2011
ASHVINKUMAR VADILAL SHETH
ASHVINKUMAR VADILAL SHETH,M/S
ACE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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