S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
16-APR-2024
RAJ KUMAR AGARWAL
N.D.SHARES & SECURITIES
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
2
16-APR-2024
RAJ KUMAR SINGH
R.K.SINGH & CO.
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
3
02-APR-2024
RAJESH PURSHOTTAM RUIA
RAJESH PURSHOTTAM RUIA,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 02/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
4
26-MAR-2024
BHAGWAN SAHAI KHANDELWAL
BHAGWAN SAHAI KHANDELWAL,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
5
26-MAR-2024
BHARAT BHAGWANDAS LAKHANI
BHARAT BHAGWANDAS LAKHANI,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
6
26-MAR-2024
CHANDRAKANT MAGANLAL PAREKH
CHANDRAKANT MAGANLAL PAREKH,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
7
26-MAR-2024
DEBABRATA BISWAS
DEBABRATA BISWAS,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
8
26-MAR-2024
DHAVAL VISHNUBHAI BAROT
DHAVAL VISHNUBHAI BAROT,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
9
26-MAR-2024
DINESH JORAVARMAL MODI
DINESH JORAVARMAL MODI,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
10
26-MAR-2024
KARANJIT SINGH CHAHAL
KARANJIT SINGH CHAHAL,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
11
26-MAR-2024
MAHENDRA RAMJI GALA
MAHENDRA RAMJI GALA,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
12
26-MAR-2024
MANISH ARVIND SHAH
MANISH ARVIND SHAH,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
13
26-MAR-2024
MITESH KAMDAR
MITESH KAMDAR,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
14
26-MAR-2024
MUKESH KUMAR
MUKESH KUMAR,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
15
26-MAR-2024
NINI SUNIL MEHTA
NINI SUNIL MEHTA,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
16
26-MAR-2024
PUKHRAJ LUNKAR
PUKHRAJ LUNKAR,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
17
26-MAR-2024
RAJEEV PANDEY
RAJEEV PANDEY,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
18
26-MAR-2024
RAJIV HIRALAL KOTHARI
RAJIV HIRALAL KOTHARI,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
19
26-MAR-2024
SHIV PRASAD VEERAM
SHIV PRASAD VEERAM,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
20
26-MAR-2024
SURESH NARAYAN PALAVE PATIL
SURESH NARAYAN PALAVE PATIL,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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