S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
29-NOV-2023
ADOLF PATRICK PINTO
ADOLF PATRICK PINTO,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
2
03-OCT-2023
LALIT KUMAR TULSHYAN
LALIT KUMAR TULSHYAN,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
3
31-AUG-2023
DEEPAK DHALL
BSE
DID NOT PAY LEDGER BALANCE
CLAIM ADMITTED
4
08-AUG-2023
AMIT KUMAR TRIPATHI
AMIT KUMAR TRIPATHI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
5
08-AUG-2023
AMOL ANAND PURANIK
AMOL ANAND PURANIK,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
6
08-AUG-2023
ARCHANA CHAUHAN
ARCHANA CHAUHAN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
7
08-AUG-2023
ASHISH KUMAR JHA
ASHISH KUMAR JHA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
8
08-AUG-2023
BADAL CHANDRA SANTRA
BADAL CHANDRA SANTRA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
9
08-AUG-2023
BHAGYASHRI VIVEK WADBUDHE
BHAGYASHRI VIVEK WADBUDHE,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
10
08-AUG-2023
BLESIMA KIRAN GOMES
BLESIMA KIRAN GOMES,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
11
08-AUG-2023
CHANCHAL CHAKRABORTY
CHANCHAL CHAKRABORTY,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
12
08-AUG-2023
CHIPLUNKAR SOUMEEL UJJWAL
CHIPLUNKAR SOUMEEL UJJWAL,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
13
08-AUG-2023
DHANAL BORA
DHANAL BORA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
14
08-AUG-2023
HEENA GHANGHORKAR
HEENA GHANGHORKAR,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
15
08-AUG-2023
JEEVAJI GANPAT KANDALKAR
JEEVAJI GANPAT KANDALKAR,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
16
08-AUG-2023
JIGNESH R PANCHAL
UMME SALMA,M/S
UMME SALMA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
08-AUG-2023
KAZI MD.MAHABUB HOSSAIN
KAZI MD.MAHABUB HOSSAIN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
18
08-AUG-2023
KRISHNA RAM
KRISHNA RAM,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
19
08-AUG-2023
M.ABDUL AREEF
M.ABDUL AREEF,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
20
08-AUG-2023
MANISH MOHAN PATWARDHAN
MANISH MOHAN PATWARDHAN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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