If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
  • Home»
  • Regulatory actions in Chronological Order
Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
5941 01-MAR-2013
History of entity/person   VAISAKH K.R. 
History of entity/person VAISAKH K.R.,M/S
  		MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

01-MAR-2013 		 
5942 01-MAR-2013
History of entity/person   VINEET KUMAR GUPTA 
History of entity/person VINEET KUMAR GUPTA,M/S
  		MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

01-MAR-2013 		 
5943 01-MAR-2013
History of entity/person   YASODAI R. 
History of entity/person YASODAI R.,M/S
  		MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

01-MAR-2013 		 
5944 02-AUG-2012
History of entity/person   RAMAN KUMAR GROVER 
History of entity/person RAMAN KUMAR GROVER,M/S
  		MCX  DID NOT HONOUR ARBITRAL AWARDS AND/OR EXCHANGE DUES  DECLARED DEFAULTER BY STOCK EXCHANGE

02-AUG-2012 		 
5945 07-FEB-2012
History of entity/person   PRAVIN SAVLA 
History of entity/person LAXMI CAP BROKING PVT.LTD.
  		MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING-CUM CLEARING MEMBERSHIP

07-FEB-2012 		 
5946 07-OCT-2011
History of entity/person   JATINDER GUMBER 
History of entity/person JATINDER GUMBER,M/S
  		MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING-CUM CLEARING MEMBERSHIP

07-OCT-2011 		 
5947 04-JUN-2011
History of entity/person   JAGDISH MALKANI 
History of entity/person JAGVIN FINANCIAL SERVICES PVT.LTD.
  		MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING-CUM CLEARING MEMBERSHIP

04-JUN-2011 		 
5948 04-JUN-2011
History of entity/person   SHANTILAL N.SHAH 
History of entity/person SANIKA AGRI IMPEX PVT.LTD.
  		MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING-CUM CLEARING MEMBERSHIP

04-JUN-2011 		 
5949 09-MAY-2011
History of entity/person   PRAFULL GANDHI 
History of entity/person AGILIS INTERMEDIARIES PVT.LTD.
  		MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING-CUM CLEARING MEMBERSHIP

09-MAY-2011 		 
5950 10-NOV-2010
History of entity/person   ANIL KUMAR AGRAWAL 
History of entity/person TRISHLA COMMODITIES
  		MCX  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 26-OCT-2010

10-NOV-2010 		 
5951 10-NOV-2010
History of entity/person   DAYANAND SONI 
History of entity/person RAJASTHAN COMMODITIES & SECURITIES
  		MCX  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 26-OCT-2010

10-NOV-2010 		 
5952 10-NOV-2010
History of entity/person   HASMUKH K.DOSHI 
History of entity/person ISHITAA COMMODITIES
  		MCX  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 26-OCT-2010

10-NOV-2010 		 
5953 10-NOV-2010
History of entity/person   PRAMOD VERMA 
History of entity/person RAJASTHAN COMMODITIES & SECURITIES
  		MCX  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 26-OCT-2010

10-NOV-2010 		 
5954 22-JUN-2010
History of entity/person   VINAY SAGAR JAIN 
History of entity/person PRITAM VINAY COMMODITY HOUSE
  		MCX  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 01-JUN-2010

22-JUN-2010 		 
5955
History of entity/person   GIRIRAJSINH NATVARSINH VAGHELA 
History of entity/person GIRIRAJSINH NATVARSINH VAGHELA,M/S
  		MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Last  
Page 298 of 298  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top