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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
801 13-NOV-2017
History of entity/person   SURESHKUMAR R.THAKKAR 
History of entity/person SURESHKUMAR R.THAKKAR,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
802 30-OCT-2017
History of entity/person   BHARAT FOJALAL SHAH 
History of entity/person BHARAT FOJALAL SHAH,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
803 30-OCT-2017
History of entity/person   DEEPAK KUMAR GANGWANI 
History of entity/person DEEPAK KUMAR GANGWANI,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
804 30-OCT-2017
History of entity/person   EKTA SINGH 
History of entity/person EKTA SINGH,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
805 30-OCT-2017
History of entity/person   NAYAN KANABAR 
History of entity/person NAYAN KANABAR,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
806 30-OCT-2017
History of entity/person   RAJENDRA PRASAD KHATOR 
History of entity/person RAJENDRA PRASAD KHATOR,M/S
  		NCDEX  DID NOT COMPLY WITH ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957  TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
807 05-APR-2017
History of entity/person   ASHA DEVI JALAN 
History of entity/person ASHA DEVI JALAN,M/S
  		NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
808 05-APR-2017
History of entity/person   BAJRANG KARNANI 
History of entity/person BAJRANG KARNANI,M/S
  		NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
809 01-JUN-2013
History of entity/person   PARESH VIRCHAND CHEDDA 
History of entity/person PARESH VIRCHAND CHEDDA,M/S
  		NCDEX  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

01-JUN-2013 		 
810
History of entity/person   SAKSHI MAHESHWARI 
History of entity/person SAKSHI MAHESHWARI,M/S
  		NCDEX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

 		 
811
History of entity/person   SEEMA VERMA 
History of entity/person SEEMA VERMA,M/S
  		NCDEX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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