| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ARROW GLOBAL AGROTECH LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REFERRED TO POLICE AUTHORITIES TO FILE FIR
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
03-OCT-2002
|
|
| 2 |
|
|
BALEKUNDRI AGRO PLANTATIONS LTD.
|
|
|
|
ANITA U.BALEKUNDRI
|
|
|
S.G.BALAKUNDRI
|
|
|
UDAYA S.BALEKUNDRI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 3 |
|
|
FORTUNA AGRO PLANTATIONS LTD.
|
|
|
|
ANJU AGARWAL
|
|
|
ANUP KUMAR AGARWAL
|
|
|
ASHOK CHATTERJEE
|
|
|
BIJAY KUMAR AGARWAL
|
|
|
D.K.SEHGAL
|
|
|
DAMODAR PRASAD TOSHNIWAL
|
|
|
GANESH GOPAL
|
|
|
MANJU AGARWAL
|
|
|
NIRMALENDU GUHA
|
|
|
S.N.GHOSHAL
|
|
|
SARDA AGARWAL
|
|
|
YASHWANT CHAUDHURY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-AUG-2003 TO 28-AUG-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-AUG-2003 TO 28-AUG-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-AUG-2003
|
SAT: APPEAL DISPOSED OFF, WITH NO ORDER AS TO COSTS
|
| 4 |
|
|
FOUR SEASON FARMS LTD.
|
|
|
|
AMJAD LATIF SABUWALA
|
|
|
B.K.GUPTA
|
|
|
BASANT KUMAR SINGH
|
|
|
DIGAMBAR V.DALI
|
|
|
HEMANT KUMAR MAHALE
|
|
|
IQBAL UMAR KASKAR
DIN:03226158
|
|
|
JAYANTI M.PATEL
|
|
|
JAYPAL BALBIR SINGH
|
|
|
KUNWAR VISHWA MOHAN
|
|
|
MOHAN PRASAD
|
|
|
MOOSA B.MAGDUM
|
|
|
P.B.GUPTA
|
|
|
S.K.PANDAY
|
|
|
SAMIR K.DAS
|
|
|
V.M.TAMBAT
|
|
|
VASUDEVAN NAIR RAJAGOPAL
|
|
|
VENUGOPAL VASUDEVAN NAIR
|
|
|
VIBHA PRASAD
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
SEBI VIDE ITS NOTICE DATED 19/09/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 21/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE AFORESAID PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
|
| 5 |
|
|
GOLDENLAND DEVELOPMENT (INDIA) LTD.
|
|
|
|
A.S.ANIL
|
|
|
B.S.GULERIA
|
|
|
BABU RAM SHARMA
|
|
|
G.S.SAUNKHLA
|
|
|
JALAM SINGH
|
|
|
JUGAL MADHABA KHANDUAL
|
|
|
KAMALJIT KAUR
|
|
|
LEMBHAR SINGH
|
|
|
MONIKA SHARMA
|
|
|
NARAYAN SHARMA
|
|
|
OM BIR SINGH
|
|
|
PRATAP CHANDRA PANIGRAHY
|
|
|
RAMESH PATRO
|
|
|
RAVI MAHAJAN
|
|
|
RITA SHARMA
|
|
|
SANANTA KUMAR BEHRA
|
|
|
SANTOSH KUMAR JENA
|
|
|
SHASHI SANAORIA
|
|
|
VINOD MAHAJAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 6 |
|
|
GREEN COUNTRY AGRO FOODS LTD.
(CIN:U52599TN1994PLC029060)
|
|
|
|
B.SREENAADHA REDDY
|
|
|
C.ARTHANAREESWARAN
|
|
|
J.SELVAN SUNDARARAJ
|
|
|
K.D.N.PRASAD
|
|
|
K.KRISHNAIAH
|
|
|
K.SRIHARI
|
|
|
V.K.SAIKUMAR
|
|
|
V.S.VENKATANARAYANAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-DEC-2002 TO 24-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-DEC-2002 TO 24-DEC-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-DEC-2002
|
|
| 7 |
|
|
GREEN COUNTRY BIOTECH LTD.
(CIN:U01119TN1995PLC033682)
|
|
|
|
B.SREENAADHA REDDY
|
|
|
H.SANKARANARAYANAN
|
|
|
K.D.N.PRASAD
|
|
|
K.KRISHNAIAH
|
|
|
K.SRIHARI
|
|
|
K.SUSEELENDRA RAO
|
|
|
P.SREENIVASULU
|
|
|
Y.KRISHNA REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-DEC-2002 TO 24-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-DEC-2002 TO 24-DEC-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-DEC-2002
|
|
| 8 |
|
|
GREEN GOLD AGRO DEVELOPMENT LTD.
|
|
|
|
BHUMIKA D.MEHTA
|
|
|
DINESH C.MANUBARWALA
|
|
|
LATA GADHIA
|
|
|
MAHABALESHWAR SHETTI
|
|
|
MAHENDRA M.GADHIA
|
|
|
MEERA MAHABALESHWAR SHETTI
|
|
|
NITIN MAHABALESHWAR SHETTI
|
|
|
PRATIKSHA MAHENDRA GADHIA
|
|
|
USHA NITIN SHETTI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 9 |
|
|
GREEN GOLD FORESTRY LTD.
|
|
|
|
MAHENDRA M.GADHIA
|
|
|
PRATIMA A.PATEL
|
|
|
VAISHALI H.PARIKH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 10 |
|
|
GREEN GOLD HORTICULTURE LTD.
|
|
|
|
CHARULATA D.MANUBARWALA
|
|
|
CHETNA I.VORA
|
|
|
LATA GADHIA
|
|
|
MAHENDRA M.GADHIA
|
|
|
MAULIK M.GADHIA
|
|
|
MOHAN KAUR KOTHARI
|
|
|
NITIN A.MASEKAR
|
|
|
PRATIKSHA GOKANI
|
|
|
RAKESH GOKANI
|
|
|
SUNITA C.SHAH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-OCT-2001 TO 05-OCT-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 11 |
|
|
GRINDLAY FORESTRY INDIA LTD.
(CIN:U01119PB1989PLC009441)
|
|
|
|
A.BUDHIRAJA
|
|
|
A.K.BHADRA
|
|
|
AMARPAL SINGH DILAWAN
|
|
|
B.M.SHINGARI
|
|
|
BHAGWAN SINGH
|
|
|
BHAHADUR SINGH
|
|
|
JASPAL KAUR
|
|
|
PREM DHAWAN
|
|
|
RADHIKA DHAWAN
|
|
|
S.PRAMANIK
|
|
|
SANTOSH SIKDAR
|
|
|
SWARN SINGH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
A-2 TO 5, 7 AND 8 WERE DECLARED PROCLAIMED OFFENDERS. A6 AND A9 HAVE BEEN ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 12 |
|
|
H.K.PLANTATIONS & ORCHARDS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
24-NOV-2003
|
|
| 13 |
|
|
HIMGIRI PLANTATIONS LTD.
|
|
|
|
AJAY KUMAR AGGARWAL
|
|
|
ANITA RANA
|
|
|
D.S.BHANDARI
|
|
|
DHARAM SINGH RANA
|
|
|
DINESH THAPLIYAL
|
|
|
GULAB SINGH BISHT
|
|
|
HUKAM SINGH NEGI
|
|
|
JAI SINGH NEGI
|
|
|
JAYA GULERIA
|
|
|
N.P.KHANDURI
|
|
|
NARAYAN SINGH GULERIA
|
|
|
NARENDER SINGH RAWAT
|
|
|
PURAN SINGH NEGI
|
|
|
RAJENDRA SINGH RANA
|
|
|
RAJESH MOHAN RANA
|
|
|
RAKESH MOHAN RANA
|
|
|
RAVINDRA MOHAN RANA
|
|
|
S.L.SAHI
|
|
|
S.S.RAWAT
|
|
|
SANTOSH MOHAN KUKRETI
|
|
|
SHRAWAN SINGH GULERIA
|
|
|
T.S.BHANDARI
|
|
|
TIRATH SINGH BHANDARI
|
|
|
VIJAYA SATI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 14 |
|
|
JANARAKSHA GREEN FORESTS LTD.
|
|
|
|
AMARJIT KHANNA
|
|
|
GURDEV KAUR
|
|
|
HARISH KUMAR
|
|
|
HEM RAJ KAPOOR
|
|
|
KAMLESH KHANNA
|
|
|
NEELAM KAPOOR
|
|
|
ONKAR SINGH PARMAR
|
|
|
PREM RAJ DHAND
|
|
|
R.KPAOOR
|
|
|
SANJEEV KUMAR SHARMA
|
|
|
SANTOSH VERMA
|
|
|
SUDESH KUMARI
|
|
|
VARINDER DHAND
|
|
|
VINAY KUMAR MALHAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-MAR-2003 TO 24-MAR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-MAR-2003 TO 24-MAR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-MAR-2003
|
|
| 15 |
|
|
KALPTARU AGRO (INDIA) LTD.
(CIN:U65923UP1995PLC019165)
|
|
|
|
A.K.AHUJA
|
|
|
AJAY KUMAR SHARMA
|
|
|
ANAND PAL SINGH
|
|
|
ANIL AHUJA
|
|
|
B.M.SINGH
|
|
|
BEENA SINGH
|
|
|
BHANU PRATAP SINGH
|
|
|
BHASKAR SAWANT
|
|
|
BHIKAM SINGH
|
|
|
D.P.SINGH
|
|
|
DEEPAK KUMAR
|
|
|
G.N.WALAVALEKEY
|
|
|
JAI KRISHNA SINGH RANA
|
|
|
K.B.THAPA
|
|
|
K.N.PANDRY
|
|
|
KAVITA GAUTAM
|
|
|
LALIT KUMAR MISHRA
|
|
|
M.M.RANE
|
|
|
MANGESH SAWANT
|
|
|
MEENA SHARMA
|
|
|
MITHILESH SINGH
|
|
|
NAVNEET KULSHRESHTHA
|
|
|
PRABHU
|
|
|
PRADEEP GARG
|
|
|
RAJ KISHORE RAJPUT
|
|
|
RAJ KUMAR LUTHRA
|
|
|
RAJ KUMAR SHARMA
|
|
|
RAJESH VERMA
|
|
|
RAMESH CHANDRA SHARMA
|
|
|
S.I.KHATIB
|
|
|
S.P.SINGH
|
|
|
SANJAY SHARMA
|
|
|
SANT RAM SHARMA
|
|
|
SUKHDEV SINGH
|
|
|
V.P.SHARMA
|
|
|
VISHAL RANA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-APR-2003 TO 10-APR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-APR-2003 TO 10-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-APR-2003
|
SAT: APPEAL FAILED AND DISMISSED
ACCUSED NOS.2,6,7,8, AND 9 ARE HELD GUILTY FOR VIOLATION OF SECTION 12 (1B) OF SEBI ACT, 1992 AND REGULATIONS 5(1), 68 (1), 73 AND 74 OF SEBI (CIS) REGULATIONS, 1999 AND ACCUSED NOS.3, 4, 5 AND 10 ARE ACQUITTED
|
| 16 |
|
|
KANUGANTI TEAK PLANTATION PVT.LTD.
|
|
|
|
K.NITISH KUMAR
|
|
|
K.PUSHPA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 02-JUL-2001 TO 02-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 17 |
|
|
KUBER PLANTERS LTD.
(PAN:AACCK8875E)
|
|
|
|
AJIT EDWIN
|
|
|
DEEP CHAND SHARMA
|
|
|
MUKESH MOHAN SHARMA
|
|
|
PRADYUMAN KUMAR SHARMA
|
|
|
RAJIV KUMAR SHIPSTONE
|
|
|
RENU SHARMA
|
|
|
ROWENA SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
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SEBI VIDE ITS NOTICE DATED 03/06/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/03/2018 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER. C. DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONGWITH COPY/ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI. D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 18 |
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LIFE CARE (INDIA) LTD.
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BASANTA KUMAR BISWAL
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BIBHUTI BHUSAN ACHARYA
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DEBENDRA KUMAR SWAIN
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DHANANJAYA SUTUR
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FAKIR CHARAN MAHARANA
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GOPAL CHARAN DAS
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MANINDRA KUMAR DAS
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MD.FAYAZ
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PRADEEP KUMAR DAS
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RABINDRA KUMAR BARIK
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RAGHUNATH DAS
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RAMESH CHANDRA LENKA
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SUKUMAR SAMAL
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-SEP-2003 TO 12-SEP-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-SEP-2003 TO 12-SEP-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
12-SEP-2003
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| 19 |
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OCEAN AGRO FARMS LTD.
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BASHIR AHMED MANHAS
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FAKIR HUSSAIN SHAH
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GULAM MOHAMMED BHAT
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MOHD.AYUB SHEIKH
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MOHD.BHAT (CH.)
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MOHD.IBRAHIM SHAH
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NAZIR AHMED BHAT
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ROMESH KUMAR SHARMA
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SAROJ BALA
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SATISH KAPOOR
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SHUJAY AMIN
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VIRENDER KUMAR KAUL
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ZULFIKAR AHMED MANHAS
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-JAN-2003 TO 28-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 28-JAN-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-JAN-2003
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ALL ACCUSED ACQUITTED BY COURT AS THE ACCUSED DID NOT RECEIVE ANY OF THE CORRESPONDENCE FROM SEBI AS THEY WERE IN JAIL. THE COURT FURTHER DIRECTED THE ACCUSED TO COMPLY WITH THE DIRECTIONS OF SEBI DATED DECEMBER 03,2001 AND ALSO ORDERED TO REPAY THE INVESTORS WITHIN ONE MONTH AND SUBMIT WRR IN FORMAT TO SEBI, ON FAILURE, SEBI ENTITLED TO TAKE FRESH ACTION AGAINST THE ACCUSED
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| 20 |
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PAGODA FORESTS LTD.
(PAN:AABCP6223A)
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AMJAD LATIF SABUWALA
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B.K.GUPTA
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DIGAMBAR V.DALI
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HEMANT KUMAR MAHALE
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JAYPAL BALBIR SINGH
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MOOSA B.MAGDUM
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P.B.GUPTA
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DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
13-FEB-2002
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SEBI VIDE ITS NOTICE DATED 30/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 03/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.22,08,01.00 TO THE EXTENT LYING IN THE ACCOUNT OF PAGODA FORESTS LTD., MR.AMJAD LATIF SABUWALA, MR.B.K.GUPTA, MR.DIGAMBAR V.DALI, MR.HEMANT KUMAR MAHALE, MR.JAYPAL BALBIR SINGH, MR.MOOSA B.MAGDUM & MR.P.B.GUPTA BY WAY OF EFT/NEFT/RTGS
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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