| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AAKAR PLANTATIONS CO.LTD.
|
|
|
|
ADYA SHANKER TIWARI
|
|
|
AVINASH PATEL
|
|
|
DEVI LAL TIWARI
|
|
|
HARIHAR NATH MISHRA
|
|
|
OM PRAKASH SINGH
|
|
|
PREM CHANDRA
|
|
|
SAMBHU NATH MISHRA
|
|
|
SHAKUNTALA SINGH
|
|
|
SHARAD SINGH
|
|
|
SHASHI MISHRA
|
|
|
SUDHA SINGH
|
|
|
SUNITA SINGH
|
|
|
VIMLA DEVI SINGH
|
|
|
VINOD KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
A1 TO A6 CONVICTED
|
| 2 |
|
|
AARADHYA FORESTS LTD.
|
|
|
|
DEEPAK NAGARIYA
|
|
|
RAMESH CHANDRA SOHANEY
|
|
|
SHAYAM KUMAR SOHANEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 3 |
|
|
AARAYA PLANTATIONS & FARM DEVELOPERS LTD.
|
|
|
|
A.K.CHAND
|
|
|
AHMAD IMRAN
|
|
|
ALOK CHAND
|
|
|
ANIL KUMAR SINGH
|
|
|
ANJU CHAND
|
|
|
ARAYA KUMAR CHAND
|
|
|
INDIRA CHAND
|
|
|
INDRA CHAND
|
|
|
K.K.SINGH
|
|
|
MANJU SRIVASTAVA
|
|
|
RAJNI SINGH
|
|
|
SANTOSH KUMAR SINGH
|
|
|
SUKUMAR SRIVASTAVA
|
|
|
UDAI VEER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 4 |
|
|
AASHIYANA PLANTATIONS PVT.LTD.
|
|
|
|
AZEEZA
|
|
|
MOHD.SHAHABUDDIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 5 |
|
|
AASTHA RESORTS & PLANTATIONS INDIA LTD.
|
|
|
|
ARUN KUMAR JAISWAL
|
|
|
HUKUM SINGH
|
|
|
N.L.PRAJAPATI
|
|
|
OM PRAKASH CHOUDHARY
|
|
|
P.N.SHUKLA
|
|
|
PARVEEN SRIVASTAVA
|
|
|
RATAN SINGH
|
|
|
SANJAY CHOURDHARY
|
|
|
SHIV PUJAN MADHUKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ALL ACCUSED CONVICTED AND SENTENCED A FINE OF RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. FURTHER AWARD OF RS.30,000 TO SEBI AS EXPENSES INCURRED
|
| 6 |
|
|
ABHINAV AGROTECH LTD.
|
|
|
|
ANIL NAIR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 7 |
|
|
ABHIYAN AGRO FOREST(INDIA)LTD.
|
|
|
|
AMIT SETHI
|
|
|
CHARAN SINGH
|
|
|
GOPA CHAKARBORTY
|
|
|
KIRAN SETHI
|
|
|
P.P.SETHI
|
|
|
RUCHI SETHI
|
|
|
SUMESH KUMAR SHARMA
|
|
|
SUNIL KUMAR SHARMA
|
|
|
SUNIL SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED PLEADED GUILTY AND CONVICTED AND SENTENCED TO PAY FINE OF RS.50000 EACH, IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED 6,TO 8 WERE DECLARED AS PO
|
| 8 |
|
|
ABRO PLANTATIONS LTD.
|
|
|
|
DEBASIS DAS
|
|
|
HRUDAYA KUMAR MAHAKUL
|
|
|
KARAMCHAND PANIGRAHI
|
|
|
LAXMI NARAYAN PADHEE
|
|
|
MADHUMITA DAS
|
|
|
SATYANARAYAN PADHEE
|
|
|
SUBHASH CHANDRA PANIGRAHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 9 |
|
|
ACCORD PLANTATION LTD.
|
|
|
|
AJAY VOHRA
|
|
|
KRISHNA SOOD
|
|
|
MOHINDER SINGH DHALIWAL
|
|
|
P.C.THAKUR
|
|
|
PRADEEP DIWAN
|
|
|
RAJAN RAI
|
|
|
SUNITA BHAGAT
|
|
|
TEJINDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2 TO 5 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS.1000000 (TEN LAKH) EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.50000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 10 |
|
|
ACE AGRO PRODUCTS LTD.
|
|
|
|
CLIFFORD D'SILVA
|
|
|
DILIP KADAM
|
|
|
MAHENDRA CHAURASIA
|
|
|
MAXINE NETA D'SILVA
|
|
|
SANJAY P.DESAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/04/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,77,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ACE AGRO PRODUCTS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 11 |
|
|
ADVANTAGE AGRO INDIA LTD.
|
|
|
|
BISHUN PRASAD GUPTA
|
|
|
IRA BANERJEE
|
|
|
MANOJ KUMAR GUPTA
|
|
|
NISHA GUPTA
|
|
|
PRERNA GUPTA
|
|
|
RAJEEV C.GUPTA
|
|
|
RATNA GUPTA
|
|
|
SANJEEV KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED ALL THE ACCUSED PO
|
| 12 |
|
|
ADVENTURE ORCHARDS LTD.
|
|
|
|
DEVANG DHOLAKIA
|
|
|
MANOHAR M SAWANT
|
|
|
SHREEKANT VASANT ADHIA
|
|
|
VIJAY DHOLAKIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
26-JUL-2001
|
|
| 13 |
|
|
AFL AGROTECH LTD.
|
|
|
|
ANJUM JEAFFREY
|
|
|
GIRISH SHARSHA
|
|
|
NAJMA JEAFFREY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 14 |
|
|
AG INDIA FOREST LTD.
|
|
|
|
AMOD KUMAR
|
|
|
PRAMOD KUMAR MISHRA
|
|
|
RAM SEWAK MISHRA
|
|
|
SESH DUTT MISHRA
|
|
|
SURENDRA BAHADUR
|
|
|
VINDO KUMAR MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 TO 5 AND 7 AND SENTENCED TO A FINE OF RS.75,000 EACH. ACCUSED NO.6 DECLARED AS PROCLAIMED OFFENDER
|
| 15 |
|
|
AGARWAL ORCHARDS & PLANTATIONS PVT.LTD.
|
|
|
|
AMIT AGRAWAL
|
|
|
K.C.AGRAWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 16 |
|
|
AGLOW AGROTECH & RESORTS INDIA LTD.
|
|
|
|
HARJINDER KAUR
|
|
|
HIRA SINGH MOMI
|
|
|
KIRAN BALA
|
|
|
SHASHI KANTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT ACQUITTED ALL THE ACCUSED
|
| 17 |
|
|
AGLOW FARMING PROJECTS LTD.
|
|
|
|
AVTAR SINGH DULOWAL
|
|
|
GURCHARAN SINGH
|
|
|
GURMEET KAUR
|
|
|
JASVINDER SINGH
|
|
|
KULWANT KAUR
|
|
|
RANJIT SINGH
|
|
|
SURJAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3 AND 4 AND SENTENCED TO PAY A FINE OF RS.40,000 EACH AND IN DEFAULT ACCUSED NO.2 TO 4 SHALL UNDERGO THREE MONTHS SIMPLE IMPRISONMENT.COMPLAINT AGAINST ACCUSED NO.5 TO 7 DISMISSED VIDE ORDER DATED 7/12/2006. ACCUSED NO.8 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 18 |
|
|
AGLOW GREENLANDS LTD.
|
|
|
|
AVTAR SINGH DULAWAL
|
|
|
HIRA SINGH MOMI
|
|
|
SHASHI KANTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY,2 AND 3 AND SENTENCED TO PAY A FINE OF RS.70,000 EACH AND IN DEFAULT ACCUSED NO.2 AND 3 SHALL UNDERGO THREE MONTHS S.I.ACCUSED NO.4 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 19 |
|
|
AGRARIANS FIELD & FOREST LTD.
|
|
|
|
G.N.DWIVEDI
|
|
|
K.C.AHUJA
|
|
|
KULDEEP SINGH
|
|
|
R.C.VERMA
|
|
|
SATISH JOSHI
|
|
|
T.C.BUDHORI
|
|
|
T.C.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
|
| 20 |
|
|
AGRI GOLD FARM ESTATES INDIA PVT.LTD.
(CIN:U45309TG2001PTC038237
PAN:AADCA9678C)
|
|
|
|
AVVA HEMA SUNDARA VARA PRASAD
DIN:00101889
|
|
|
AVVA VENKATA RAMA RAO
DIN:00099695
|
|
|
AVVA VENKATA SESHU NARAYANA RAO
DIN:00101843
|
|
|
EMMADI SADA SIVA VARA PRASAD RAO
DIN:00324611
|
|
|
MOGANTI BHANUJI RAO
|
|
|
SAVADAM SRINIVAS
DIN:00316971
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 14-SEP-2015 TO 13-SEP-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-SEP-2015 TO 13-SEP-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-SEP-2015 TO 13-SEP-2019
05-FEB-2015
|
SEBI VIDE ITS ORDER DATED 14/09/2015 DIRECTED AGRI GOLD FARM ESTATES INDIA PVT.LTD.AND ITS DIRECTORS MR.VENKATA RAMA RAO AVVA, MR.AVVA VENKATA SESHU NARAYANA RAO, MR.AVVA HEMA SUNDARA VARA PRASAD, MR.SAVADAM SRINIVAS, MR.MOGANTI BHANUJI RAO AND MR.EMMADI SADA SIVA VARA PRASAD RAO TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 1 of 33
|
