SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (PFUTP) REGULATIONS, 1995

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

201

SURBHI STOCKS

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 12 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

202

SURYADEEP SALT REFINERY & CHEMICALS WORKS LTD.

(CIN:L24298GJ1995PLC024729)

Click here to view complete history of this specific entity/person

RAJENDRA SINGH RATHOD

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

203

SWITO FINANCE & ESTATES LTD.

VIMAL DOSHI

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 12 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

204

SYBLY INDUSTRIES LTD.

(PAN:AACCS6886M)

MAHENDRA KUMAR GUPTA

PAN:AAQPG8960J

MAHESH CHAND MITTAL

PAN:ABJPM0503C

SATYA PRAKASH MITTAL

PAN:ABJPM0511C

SUBODH KUMAR GOEL

PAN:ACBPG3533H

UMESH KUMAR MITTAL

PAN:ABJPM0512B

DEVISED AND IMPLEMENTED SCHEME WHICH FACILITATED SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA BY PLEDGING GDR VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) AND 4(2)(F), (K) & (R) OF PFUTP REGULATIONS, 2003 IN MATTER OF SYBLE INDUSTRIES LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-NOV-2018 TO 14-JUL-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-NOV-2018 TO 14-JUL-2022

16-NOV-2018

SAT: SAT VIDE ITS ORDER DATED 11/08/2021 DIRECTED APPELLANT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND RESPONDENT TO FILE REJOINDER TWO WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 14/07/2022 REDUCED DEBARMENT PERIOD OF COMPANY, MANAGING DIRECTOR, DIRECTOR AND INDEPENDENT DIRECTOR FROM FIVE YEARS TO PERIOD UNDERGONE

205

SYNCOM HEALTHCARE LTD.

(PAN:AAKCS3247G)

AJAY SHANKARLAL BANKDA

PAN:ADHPB2851J

AVICHAL KASLIWAL

PAN:ADQPK3720J

BHARAT KUMAR DOSHI

PAN:ABTPD1004A

GOVIND DAS PASARI

PAN:AAAHG7397A

JAGADISH PRASAD BAGARIA

PAN:AAEPB0276F

JYOTI BANKDA

PAN:ADHPB2855N

MISLED RETAIL INVESTORS BY NOT GIVING INFORMATION OF FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDRS VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) & 4(1) AND 4(2)(F), (K) & (R) OF PFUTP REGULATIONS, 2003 IN MATTER OF SYNCOM HEALTHCARE LTD.

DID NOT MAKE DISCLOSURE ABOUT SUBSCRIPTION OF GDRS IN A CORRECT MANNER VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SYNCOM HEALTHCARE LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JAN-2019 TO 14-JAN-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JAN-2019 TO 14-JAN-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

15-JAN-2019

SAT: SAT VIDE ITS ORDER DATED 30/04/2021 DISMISSED THE APPEAL

206

SYNCOM HEALTHCARE LTD.

(PAN:AAKCS3247G)

AJAY SHANKARLAL BANKDA

PAN:ADHPB2851J

ATUL THAPLIYAL

PAN:AAWPT5187D

J.C.PALIWAL

PAN:AFYPP3780M

JYOTI BANKDA

PAN:ADHPB2855N

NAVEEN SOOD

PAN:AEXPS9104G

SUBASH CHANDRA GUPTA

PAN:AGKPG7678J

DID NOT MAKE DISCLOSURE WITH REGARD TO FAILURE OF ENTERING INTO MOU TO STOCK EXCHANGES VIOLATING CLAUSE 2.0 OF CODE OF CORPORATE DISCLOSURES FOR PREVENTION OF INSIDER TRADING AS SPECIFIED UNDER REGULATION 12(2) OF SCHEDULE II OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SYNCOM HEALTHCARE LTD.

DID NOT MAKE CORRECT CORPORATE ANNOUNCEMENT VIOLATING SECTION 12A(C) READ WITH REGULATIONS 3(D), 4(1), 4(2) (F) AND 4(2) (R) OF SEBI PFUTP REGULATIONS, 2003 IN MATTER OF SYNCOM HEALTHCARE LTD.

DID NOT ADOPT CODE OF CONDUCT VIOLATING CLAUSE 1.2 READ WITH REGULATIONS 12(1) AND 12(3) PART A OF SCHEDULE I OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SYNCOM HEALTHCARE LTD.

IMPOSED PENALTY

30-NOV-2017

SAT: SAT VIDE ITS ORDER DATED 18/05/2018 CONDONED THE DELAY OF 33 DAYS IN FILING OF APPEAL. FURTHER, SET ASIDED IMPUGNED ORDER DATED 30/11/2017 AND RESTORED THE MATTER FOR FRESH DECISION. NO COSTS

SEBI VIDE ITS ORDER DATED 30/11/2018 IMPOSED PENALTY OF RS.10 LACS ON NOTICEES SYNCOM HEALTHCARE LTD., MR.AJAY BANKDA, MR.JYOTI BANKDA AND MR.J.C.PALIWAL UNDER SECTTION 15HB

207

TATIA LEASING & FINANCE LTD.

DHANPAT SINGH BOKARIA

PANNALAL TATIA

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 12 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

CASE DISMISSED BY COURT AS THE PFUTP REGULATIONS WERE NOT IN FORCE ON THE DATE OF OFFENCE

208

TAURAS INFOSYS LTD.

BHUPENDRA T.JOSHI

COMANDUR PARTHASARATHY

PAN:AAFPC7617L

GAUTAMBHAI KARSANBHAI PATEL

HEMLATABEN VINUBHAI PATEL

JAGDISHBHAI GOVINDLAL SHETH

KIRITBEN RAJESH PATEL

M.S.RAMAKRISHNA

M.YAGUANDHAR

MANHARLAL KANTALILAL KOTADIA

NILESH RAMANLAL SHAH

RAJESH KUMAR VITHABHAI PATEL

RAKESH SURESHCHANDRA SHAH

SOAYUBEN H.VORA

VIPINCHANDRA GORDHANBHAI PATEL

FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME

VIOLATED SECTION 12A OF SEBI ACT.,1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SEBI DEPOSITORIES ACT, 1996

PROSECUTION LAUNCHED

15-MAY-2006

209

TAURAS PORTFOLIOS LTD.

ARUN AGGARWAL

P.K.RAO

R.P.SHARMA

SANTOSH GUPTA

V.K.AGARWAL

VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997

PROSECUTION LAUNCHED

15-MAY-2006

210

TOP MEDIA ENTERTAINMENT LTD.

DEEP KUMAR BHANUPRASAD TRIVEDI

PAN:ABVPT2409C

INDERJEET SINGH VAGHELA LAKHAJI

PAN:ABUPV6306R

JYOTI TRIVEDI

KAPIL RAWAL

NEELAM DOCTOR

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY/STOCK CHANGES AS REQUIRED UNDER REGULATION 6 OF SEBI TAKEOVER CODE, 1997

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY/STOCK CHANGES AS REQUIRED UNDER REGULATION 7 OF SEBI TAKEOVER CODE, 1997

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY/STOCK CHANGES AS REQUIRED UNDER REGULATION 8 OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 11 OF SEBI TAKEOVER CODE, 1997

PROSECUTION LAUNCHED

15-MAY-2006

RS.15,60,000.00 PENALY PAID TOWARDS INTEREST WHICH INCLUDED LEGAL COSTS

211

TOP TELEMEDIA LTD.

DEEP KUMAR BHANUPRASAD TRIVEDI

PAN:ABVPT2409C

INDERJEET SINGH VAGHELA LAKHAJI

PAN:ABUPV6306R

PROSECUTION LAUNCHED

15-MAY-2006

212

TREE HOUSE EDUCATION & ACCESSORIES LTD.

(PAN:AACCT4932H)

GEETA BHATIA

PAN:AAGPB8685G

GIRIDHARILAL S.BHATIA

PAN:AAGPB8687E

HITEN TRIVEDI

PAN:ABNPT2943H

RAJESH BHATIA

PAN:AAHPB9438N

VISHAL SHAH

PAN:AALPS6882P

INDULGED IN MANIPULATION IN BOOKS OF ACCOUNTS, MISREPRESENTATION OF FINANCILAS AND/OR BUSINESS OPERATIONS AND WRONGFUL DIVERSIONS/SIPHONING OF FUNDES FROM THE F.Y.2011-12 IN MATTER OF TREE HOUSE EDUCATION & ACCESSORIES LTD.

INDULGED IN MANIPULATION IN BOOKS OF ACCOUNTS, MISREPRESENTATION OF FINANCILAS AND/OR BUSINESS OPERATIONS AND WRONGFUL DIVERSIONS/SIPHONING OF FUNDES FROM THE F.Y.2011-12 VIOLATING REGULATION 4(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF TREE HOUSE EDUCATION & ACCESSORIES LTD.

DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS WITH ITS PROMOTER VIOLATING REGULATIONS 23 READ WITH 34 AND 53 OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-MAR-2018 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-MAR-2018 TILL FURTHER ORDERS

DIRECTED NSE TO APPOINT INDEPENDENT AUDITOR/AUDIT FIRM TO CONDUCT DETAILED FORENSIC AUDIT OF BOOKS OF ACCOUNTS OF TREE HOUSE FOR F.Y.2011-12 ONWARDS

07-MAR-2018

SAT: SAT VIDE ITS ORDER DATED 29/08/2018 GRANTED THREE WEEKS TIME TO FILE REPLIES AND WTM OF SEBI SHALL PASS CONFIRMATORY ORDER WITHIN TWO MONTHS THEREAFTER. NO COSTS

SEBI VIDE ITS ORDER DATED 16/11/2018 CONFIRMED DIRECTIONS ISSUED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 07/03/2018

213

TULSI EXTRUSIONS LTD.

(PAN:AAACT8441P)

GOPALDAS MAHESHWARI

PAN:AJJPM3286G

JAIPRAKASH B.KABRA

PAN:AFSPK7761D

OMPRAKASH S.JHAVAR

PAN:ACWPJ2948N

RAJESH B.JHUNJHUNWALA

PAN:AATPJ3401H

INDULGED IN FACILITATING SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (TULSI) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) OF PFUTP REGULATIONS, 2003 IN MATTER OF TULSI EXTRUSIONS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-MAR-2019 TO 27-MAR-2021

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAR-2019 TO 27-MAR-2021

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

28-MAR-2019

214

TULSI EXTRUSIONS LTD.

(PAN:AAACT8441P)

PRADIP JASRAJ MUNDHARA

PAN:AAUPM2754K

SANJAYKUMAR RAMGOPAL TAPARIA

PAN:ABLPT6544N

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 28-MAR-2019 TO 27-MAR-2024

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-MAR-2019 TO 27-MAR-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAR-2019 TO 27-MAR-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

28-MAR-2019

215

UNIQUE INVESTMENTS

SAMPAT KUMAR PAREKH

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 12 OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

216

UTILITY TRADE LINKS PVT.LTD.

ANIL RAI

VINAY RAI

PROSECUTION LAUNCHED

15-MAY-2006

217

UTTAM INVESTMENTS

DINESH AGGARWAL

HARISH AGARWAL

DIN:02632962

MANISH MANKAD

SARITA CHOWDHURI

YATIN B.SHAH

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

218

V.R.MATHUR MASS COMMUNICATIONS LTD.

BASUDEO AGARWAL

D.R.PRATAP

PAWAN KUMAR AGARWAL

SUNEETI RAJ MATHUR

SYED M.MEHDI

VAMAN RAJ SAXENA

VIMAL RAJ MATHUR

PAN:AIDPM9858P

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY

MIS-STATEMENTS IN THE PROSPECTUS

VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

IN C.C.144/01 ACCUSED NO.2 WAS CONVICTED WITH IMPRISONMENT OF 3 MONTH AND FINE OF RS.15000 ACCUSED NO. 1 & 3 WERE CONVICTED AND SENTENCED TO FINE OF RS.15,000 ONLY. ON APPEAL BEFORE SESSIONS COURT THE CASE WAS COMPOUNDED UPON RECOMMENDATION OF COMPANY LAW BOARD ON PAYMENT OF RS.15,000 EACH BY ACCUSED NO.1 TO 3. IN CC NO. 11/2002 (SPLIT UP FROM CC NO 144/2001), THE COURT VIDE ITS ORDER DATED 21.08.2006 CONVICTED ACCUSED NO.4 AND 5 WITH A FINE OF RS.3000 EACH AND ON DEFAULT IMPRISONMENT FOR 3 MONTHS. CASE IS PENDING AGAINST ACCUSED NO.6, SYED MEHDI AS CC NO.90/2001 (SPLIT UP FROM CC NO.144/2001)

ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT

219

VAISHNO TRADELINK PVT.LTD.

ARUN GOYAL

GAJE SINGH CHAHL

VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

220

VARREN FINANCIAL SERVICES LTD.

NEERAJ GUPTA

P.K.RAO