| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
SHAMO INVESTMENTS PVT.LTD.
(PAN:AAACS6502Q)
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE MATTER IS DISPOSED OFF AS COMPOUNDED
|
| 202 |
|
|
SHANKAR GROWTH FUND PVT.LTD.
|
|
|
|
AMITABH GUPTA
|
|
|
GOPAL PASCHISIA
|
|
|
SATISH SINGHAL
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE COURT ACQUITTED ALL ACCUSED
|
| 203 |
|
|
SHAW WALLACE & CO.LTD.
|
|
|
|
A.S.MALIK
|
|
|
K.SRINIVASAN
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 204 |
|
|
SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
|
|
|
C.V.R.RAO
|
|
|
RAVI KRISHNAMOORTHI
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 205 |
|
|
SHREE CORP.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 206 |
|
|
SHREE SHITALNATH STOCK BROKING PVT.LTD.
|
|
|
|
MEHUL RAMESHCHANDRA ANKLESHWARIA
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.90,000 BY THE ACCUSED TO SEBI
|
| 207 |
|
|
SHREEJEE CAPITAL MANAGEMENT LTD.
|
|
|
|
ARUN KUMAR CHOWDHURY
|
|
|
DHIRENDRA PRATAP SRIVASTAVA
|
|
|
NISHIKANT CHATURVEDI
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI (PORTFOLIO MANAGERS) REGULATIONS, 1993
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 TO 6 ACQUITTED
|
| 208 |
|
|
SJ CORP.LTD.
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE MATTER IS DISPOSED OFF AS COMPOUNDED
|
| 209 |
|
|
SOFITEL & FINSTOCK
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 210 |
|
|
SOFTRAK TECHNOLOGY EXPORTS LTD.
|
|
|
|
SUNIL GAGLANI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 211 |
|
|
SONEPAT COMMODEAL PVT.LTD.
|
|
|
|
NIRMAL THAKUR
|
|
|
SANJAY DAS
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 212 |
|
|
SOUNDCRAFT INDUSTRIES LTD.
|
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. APPLICATION FOR RESTORATION FILED BY SEBI IS PENDING
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 213 |
|
|
SPECTRUM COMPUTER SERVICES PVT.LTD.
(CIN:U72200MH1982PTC027425)
|
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 214 |
|
|
SRG INFOTECH (INDIA) LTD.
|
|
|
|
ASHOK AGGARWAL
|
|
|
G.L.SHARMA
|
|
|
KANIKA SHARMA
|
|
|
S.K.AGARWAL
|
|
|
SAHIDANAND RAI
|
|
|
SANDEEP BANSAL
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMPOUNDED BY COMPANY LAW BOARD
|
| 215 |
|
|
STABLE CONSTRUCTION PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 216 |
|
|
STARPOINT MANAGEMENT PVT.LTD.
|
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.867658.00 TO SEBI
|
| 217 |
|
|
STARSHARE INVESTMENTS & FINANZ PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 218 |
|
|
STERLITE INDUSTRIES (INDIA) LTD.
|
|
|
|
ANIL AGGARWAL
|
|
|
SHASHIKANT
|
|
|
TARUN JAIN
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 219 |
|
|
STI FINANCE LTD.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT
|
| 220 |
|
|
STRUCTURE HOUSING & FINANCE PVT.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 11 of 14
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