| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
NAVRAJ PLANTATIONS & LIVESTOCK LTD.
|
|
|
|
ANITA GUPTA
|
|
|
BINA MITTAL
|
|
|
MOHD.NOORAIN
|
|
|
NAVIN ANAND
|
|
|
RAJESH ANAND
|
|
|
SHEELA DEVI
|
|
|
SUMAN LATA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED ACQUITTED AS THE COURT HELD THAT ALL THE ACCUSED PERSONS HAD REPAID THE AMOUNTS TO ITS INVESTORS
|
| 322 |
|
|
NEELACHAL PLANTATIONS PVT.LTD.
|
|
|
|
AMOL D.NAIK
|
|
|
ANANDACHE MAHESH B.
|
|
|
JADAV SANJEEV GUNDOJI
|
|
|
JAWALKAR GOPINATH K.
|
|
|
MUTAGEKAR BHAU N.
|
|
|
NADGOUDA SHRIDAR G.
|
|
|
RENAKE PRASHANT M.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 323 |
|
|
NEELGIRI FORESTS LTD.
|
|
|
|
ANAND VARSHNEY
|
|
|
ARJUN SINGH
|
|
|
BEENA NEGI
|
|
|
HARISH PAL SINGH NEGI
|
|
|
PRATAP SINGH VERMA
|
|
|
RADHA SAINI
|
|
|
RAJNESH PRABHA
|
|
|
RAJPAL
|
|
|
RAM NIWAS SAINI
|
|
|
RANBIR SINGH
|
|
|
ROHTAS SAINI
|
|
|
RUPESH SAINI
|
|
|
SUNITA SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 324 |
|
|
NEW INDIA HORTICULTURE & AGRO LTD.
|
|
|
|
BIMLESH KUMAR PANDEY
|
|
|
MAHENDRA RAM VERMA
|
|
|
MANOJ KUMAR DEBEY
|
|
|
MUKESH KUMAR SINGH
|
|
|
NARBADESHWAR GIRI
|
|
|
NAWAL KISHORE BHARATI
|
|
|
PREDEEP KUMAR BHUINYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR 1 MONTH. AWARD OF RS.5,000 TO SEBI. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 325 |
|
|
NEW-WAYS AGRICULTURE LTD.
|
|
|
|
ANIL KUMAR
|
|
|
DEEPAK BAKSHI
|
|
|
DHARMENDRA GIRI
|
|
|
GULSHAN KATHURIA
|
|
|
LALIT KUMAR
|
|
|
MANOJ KUMAR GIRI
|
|
|
MOHD.YAQUB KHAN
|
|
|
POORAN SINGH
|
|
|
PRADEEP CHAUDHARY
|
|
|
PREM CHAND GIRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 326 |
|
|
NEXUS FARMS LTD.
|
|
|
|
ATUL KISHORE GUPTA
|
|
|
KIRAN SINGH
|
|
|
LALIT AWASTI
|
|
|
MALAYAJ SINHA
|
|
|
SANJAY KUMAR SINHA
|
|
|
UDIT AVASTHI
|
|
|
VIRENDRA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
THE LD. COURT CONVICTED ALL THE ACCUSED. CONVICT COMPANY IS BURDENED WITH FINE OF RS.6 LACS. FURTHER CONVICTS NOS 2 TO 5 WERE SENTENCED TO RIGOUROUS IMPRISONMENT FOR A PERIOD OF SIX MONTHS WITH A FINE OF RS.4 LACS
|
| 327 |
|
|
NICER GREEN FORESTS LTD.
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2010 TO 08-NOV-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2010 TO 08-NOV-2015
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-NOV-2010 TO 08-NOV-2015
09-NOV-2010
|
|
| 328 |
|
|
NIHAL AGRO FORESTRY LTD.
|
|
|
|
ARJUN SINGH BAIS
|
|
|
GYAN SINGH SISODIA
|
|
|
NIHAL SINGH CHAUHAN
|
|
|
SATYENDRA SINGH CHAUHAN
|
|
|
UDHAMANYU SINGH BAIS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 329 |
|
|
NISARGA FORESTS (I) LTD.
|
|
|
|
BABANRAO KALE
|
|
|
MACHINDRA WAYKAR
|
|
|
MANOHAR NAGVEKAR
|
|
|
RAJENDRA KHANVILKAR
|
|
|
SANDEEP PANDHARE
|
|
|
SANJAY KHANVILKARI
|
|
|
SUNDER BHABAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 330 |
|
|
NSR PLANTATIONS (INDIA) LTD.
|
|
|
|
AJAY KUMAR PANDEY
|
|
|
BRAHAM DEV PRASAD
|
|
|
JAY SHANKER SUMAN
|
|
|
NARESH KUMAR MISHRA
|
|
|
RADHA KRISHAN KUMAR
|
|
|
RAM MILAN DWIVEDI
|
|
|
RAM SWAROOP SINGH GAUR
|
|
|
RAMACHANDRA SINGH
|
|
|
ROSHAN KHURANA
|
|
|
SHYAM BADAN SINGH
|
|
|
VISHNU PRAKASH BAJPAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
LD. COURT CONVICTED ACCUSED NO.1,2,3,6 AND 9 AND IMPOSED FINE OF RS.25000 EACH HOWEVER, ACCUSED NO.5 AND 7 HAVE BEEN ACQUITTED FROM ALL THE CHARGES. FURTHER, ACCUSED NO. 4, 8 10, 11 AND 13 ARE PO
|
| 331 |
|
|
OAK GARDENS LTD.
|
|
|
|
A.KRISHNAMURTHY
|
|
|
D.A.ARAVIND
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 332 |
|
|
OASIS PLANTATION LTD.
|
|
|
|
AJAY SONI
|
|
|
ANURADHA
|
|
|
AZIM KHAN
|
|
|
G.C.CHOWDHARY
|
|
|
JOGAR NATH
|
|
|
NAVKIRAN
|
|
|
O.P.VERMA
|
|
|
S.P.SHARMA
|
|
|
SURINDER KUMAR VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED LET OFF AFTER DUE ADMONITION AS COURT FOUND THAT NO PUBLIC MONEY WAS MOBILIZED AND AMOUNTS WERE RECEIVED ONLY FROM DIRECTORS
|
| 333 |
|
|
OCEAN AGRO FARMS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
FAKIR HUSSAIN SHAH
|
|
|
GULAM MOHAMMED BHAT
|
|
|
MOHD.AYUB SHEIKH
|
|
|
MOHD.BHAT (CH.)
|
|
|
MOHD.IBRAHIM SHAH
|
|
|
NAZIR AHMED BHAT
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SATISH KAPOOR
|
|
|
SHUJAY AMIN
|
|
|
VIRENDER KUMAR KAUL
|
|
|
ZULFIKAR AHMED MANHAS
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-JAN-2003 TO 28-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 28-JAN-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-JAN-2003
|
ALL ACCUSED ACQUITTED BY COURT AS THE ACCUSED DID NOT RECEIVE ANY OF THE CORRESPONDENCE FROM SEBI AS THEY WERE IN JAIL. THE COURT FURTHER DIRECTED THE ACCUSED TO COMPLY WITH THE DIRECTIONS OF SEBI DATED DECEMBER 03,2001 AND ALSO ORDERED TO REPAY THE INVESTORS WITHIN ONE MONTH AND SUBMIT WRR IN FORMAT TO SEBI, ON FAILURE, SEBI ENTITLED TO TAKE FRESH ACTION AGAINST THE ACCUSED
|
| 334 |
|
|
OHM HITECH FARMS INDIA LTD.
|
|
|
|
ASHISH KUMAR GUPTA
|
|
|
ASHOK KUMAR MEHTA
|
|
|
DEEPAK KUMAR VISHWAKARMA
|
|
|
KAMAL KISHOR SHARMA
|
|
|
KUSH KUMAR GUPTA
|
|
|
ONKAR NATH KESARI
|
|
|
SHYAM SUNDER KESARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED WITH A FINE
OF RS.2,500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 335 |
|
|
OKARA AGRO INDUSTRIES LTD.
|
|
|
|
GURVINDER KAUR
|
|
|
INDERJIT SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 336 |
|
|
OKARA LEASING & INVESTMENT LTD.
|
|
|
|
INDERJIT SINGH SAHNI
|
|
|
JAGDEEP SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 337 |
|
|
ONKARBHUMI FORESTS (I) LTD.
|
|
|
|
BALJEET SINGH
|
|
|
BHUPINDER SINGH
|
|
|
HARBANS KAUR
|
|
|
HARBANS SINGH
|
|
|
LAL CHAND
|
|
|
MOHINDER SINGH
|
|
|
RAJINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.26.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 338 |
|
|
ORIENTAL GREEN ENVIRONMENT LTD.
|
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULWANT KAUR
|
|
|
MANJIT KAUR
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
NIRMAL SINGH
|
|
|
SARJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.35.3 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 339 |
|
|
ORIENTAL HOUSING DEVELOPMENT FINANCE CORP.LTD.
|
|
|
|
ARVINDER KAUR
|
|
|
D.S.PAWAR
|
|
|
DALJIT SINGH BHATIA
|
|
|
H.S.HANSPAL
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULDIP SHARMA
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
SARJEET SINGH
|
|
|
SUKHCHARAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
ACCUSED NO.1 COMPANY AND ACCUSED 6 HELD GUILTY. A2, A3 AND A4 ARE DECLARED PO. PROCEEDINGS AGAINST A5 ARE SEPARATED VIDE ORDER DATED 4/2/2011 AND 9/5/2011 DUE TO HIS NON APPEARANCE
|
| 340 |
|
|
P G FORTUNE AGRITECH LTD.
|
|
|
|
K.G.KRISHNAM RAJU
|
|
|
K.S.P.N.VARMA
|
|
|
T.UPENDRA REDDY
|
|
|
V.V.L.P.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 17 of 28
|
