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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: FAILED TO PAY PENALTY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person ARIHANT SECURITIES  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
22
History of entity/person ASHI FORGE PVT.LTD.  
Click here to view complete history of this specific entity/person ANJUL AGGARWAL
Click here to view complete history of this specific entity/person DEEPANJALI AGGARWAL
Click here to view complete history of this specific entity/person KAMALA KANTA JENA
Click here to view complete history of this specific entity/person UMESH BEHERA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		RS.2,93,523.00 TOWARDS INTEREST AND RS.67,000.00 TOWARDS LEGAL COSTS  
23
History of entity/person ASPEN PROJECTS INDIA LTD.

(CIN:U45400WB2009PLC133653
PAN:AAHCA8287D)  
Click here to view complete history of this specific entity/person ABHIJIT DASGUPTA

DIN:02475280
PAN:AHEPD4809K
Click here to view complete history of this specific entity/person ASHIM MAITRA

DIN:02532064
PAN:ADQPM0497A
Click here to view complete history of this specific entity/person AVIJIT KUMAR GANGULY

DIN:02575466
PAN:AGQPG6356F
Click here to view complete history of this specific entity/person BHASKAR SAHA

DIN:02531517
PAN:ALAPS8382A
Click here to view complete history of this specific entity/person DEBOPAM SUR

DIN:03079702
PAN:BEIPS2119R
Click here to view complete history of this specific entity/person GOUTAM SARKAR

DIN:03356712
PAN:BMWPS6539M
Click here to view complete history of this specific entity/person MITA ROY
Click here to view complete history of this specific entity/person RAM SUNDER BHATTACHARYA
Click here to view complete history of this specific entity/person UJJAL KUMAR ROY

DIN:02555033
PAN:AHMPR4384B
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
24
History of entity/person ASSURE AGROWTECH LTD.

(CIN:U51213TN2007PLC064744
PAN:AAGCA7035E)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2022 		WITHDRAWN  
25
History of entity/person AXEL POLYMERS LTD.  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
26
History of entity/person BASMATI SECURITIES PVT.LTD.

(PAN:AAACB4324K)  
Click here to view complete history of this specific entity/person AJAY SINGH KARNI
Click here to view complete history of this specific entity/person JAGDISHSINGH RATHOD
Click here to view complete history of this specific entity/person VIJAY SINGH KARNI
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2022 		WITHDRAWN  
27
History of entity/person BONANZA BIOTECH LTD.  
Click here to view complete history of this specific entity/person AMIT PATEL
Click here to view complete history of this specific entity/person ARVIND VASWANI
Click here to view complete history of this specific entity/person B.K.BAJAJ
Click here to view complete history of this specific entity/person DRUMA VAGHELA
Click here to view complete history of this specific entity/person INDRAJEET SINGH
Click here to view complete history of this specific entity/person KINAL ZAVERI
Click here to view complete history of this specific entity/person MANISH GANERIWALA
Click here to view complete history of this specific entity/person RAKESH PANDYA
Click here to view complete history of this specific entity/person SHARAD GUJRATHI
Click here to view complete history of this specific entity/person SUNIL BAJAJ
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

FAILED TO PAY PENALTY

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT

CLUBBED WITH CONSENT FOR RS.7,75,000  
28
History of entity/person BORN-FREE FINANCE LTD.  
Click here to view complete history of this specific entity/person HARI OM SHARMA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1154679.00 TO SEBI  
29
History of entity/person BRIJLAXMI LEASING & FINANCE LTD.

(PAN:AAACB9524F
CIN:L65993GJ1990PLC014183)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		IN TERMS OF CLAUSE 2.11(A) OF THE LITIGATION MANUAL, ON COMPLETION OF THE RECOVERY OF THE AO PENALTY ALONG WITH THE INTERESRT, THE MATTER WAS APPROVED FOR WITHDRAWL BY THE COMPETENT AUTHORITY. ACCORDINGLY, THE MATTER WAS DISPOSED OFF AS WITHDRAWN BY THE SEBI SPL COURT VIDE ORDER DATED 15/06/2022  
30
History of entity/person CASTLE BUILDERS PVT.LTD.  
Click here to view complete history of this specific entity/person A.MUKHERJEE
Click here to view complete history of this specific entity/person KAILASH PRASAD
Click here to view complete history of this specific entity/person M.C.MALOO
Click here to view complete history of this specific entity/person S.L.MALOO

PAN:AAAPM0844N
Click here to view complete history of this specific entity/person SHIKHAR CHAND SETHIA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
31
History of entity/person CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.  
Click here to view complete history of this specific entity/person ANUP SAXENA
Click here to view complete history of this specific entity/person DWARKDAS B.NEGANDHI
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
32
History of entity/person CDP FINCAP PVT.LTD.  
Click here to view complete history of this specific entity/person ANIL D.DOSHI
Click here to view complete history of this specific entity/person DINESH D.DOSHI
Click here to view complete history of this specific entity/person VINOD C.SHAH
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

FAILED TO PAY PENALTY   		PROSECUTION LAUNCHED

15-MAY-2006 		ACQUITTED  
33
History of entity/person CHAT COMPUTERS LTD.  
Click here to view complete history of this specific entity/person KAUSHIK CHHOTALAL SHAH

DIN:00009510
Click here to view complete history of this specific entity/person KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A
Click here to view complete history of this specific entity/person KIRTIKUMAR NARBHERAM PAREKH
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
34
History of entity/person CHURUWALA EXPORTS PVT.LTD.  
Click here to view complete history of this specific entity/person SANDEEP KUMAR GUPTA
Click here to view complete history of this specific entity/person SANJAY KUMAR AGARWAL
  		VIOLATED SEBI ACT, 1992

FAILED TO PAY PENALTY   		PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
35
History of entity/person CLASSIC CONSULTANCY  
Click here to view complete history of this specific entity/person RAJIV RAMESHCHANDRA SHAH
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		 
36
History of entity/person CLASSIC CREDIT LTD.  
Click here to view complete history of this specific entity/person KARTIK KIRTIKUMAR PAREKH

DIN:00009502
Click here to view complete history of this specific entity/person KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A
Click here to view complete history of this specific entity/person KIRTIKUMAR NARBHERAM PAREKH
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
37
History of entity/person CMC MARKETING PVT.LTD.

(CIN:U00060BR1989PTC003593)  
Click here to view complete history of this specific entity/person JASWANT SINGH
Click here to view complete history of this specific entity/person M.C.MALOO
Click here to view complete history of this specific entity/person S.L.MALOO

PAN:AAAPM0844N
Click here to view complete history of this specific entity/person SHIKHAR CHAND SETHIA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
38
History of entity/person COOKFAST FOODS PVT.LTD.

(CIN:U00219BR1990PTC003789)  
Click here to view complete history of this specific entity/person JASWANT SINGH
Click here to view complete history of this specific entity/person M.C.MALOO
Click here to view complete history of this specific entity/person PRAMOD SINGH
Click here to view complete history of this specific entity/person S.L.MALOO

PAN:AAAPM0844N
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
39
History of entity/person COSMO CORPORATE SERVICES LTD.

(CIN:U65993DL1995PLC072924
PAN:AAACC3529P)  
Click here to view complete history of this specific entity/person DANISH KUMAR

DIN:01947121
Click here to view complete history of this specific entity/person RAKESH KUMAR MISHRA
Click here to view complete history of this specific entity/person RAM DUTT JOSHI
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
40
History of entity/person COVERAGE & CONSULTANTS LTD.  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2011 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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