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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION LAUNCHED

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person A.VASUDEVA PRABHU  
Click here to view complete history of this specific entity/person CANARA STEEL LTD.
  		DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD   PROSECUTION LAUNCHED

15-MAY-2006 		CC NO. 2943/1997 AGAINST ACCUSED NO.3 STANDS ACQUITTED. CASE AGAINST ACCUSEDNO.1,2,6,7 SPLIT UP AND STILL PENDING. CASE AGAINST ACCUSED NO.5,8 TO 12 QUASHED BY HIGH COURT. A-4 DEAD, HENCE, PROCEEDING AGAINST A-4 ABATED  
22
History of entity/person AALIYA SARESHWALA  
Click here to view complete history of this specific entity/person PARSOLI CORP.LTD.

PAN:AABCP9030F
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
23
History of entity/person AARTI RAJKUMAR BASANTANI  
  VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

30-SEP-2011 		 
24
History of entity/person ABBAS MITHANI  
  VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
25
History of entity/person ABDUL MALEK

(DIN:06792696
PAN:APYPM6292D)  
Click here to view complete history of this specific entity/person PAFL INDUSTRIES LTD.

CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
26
History of entity/person ABDUL RAZZAK KAPADIA  
Click here to view complete history of this specific entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.

PAN:AAACE0308A
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1467732.00 TO SEBI

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.304960.00 TO SEBI  
27
History of entity/person ABDUL RAZZAK KAPADIA  
Click here to view complete history of this specific entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.

PAN:AAACE0308A
  		VIOLATED SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
28
History of entity/person ABHAY SHASTRI  
  MADE FALSE STATEMENT ON OATH OR AFFIRMATION TO PUBLIC SERVANT (SECTION 181 – IPC)   PROSECUTION LAUNCHED

15-MAY-2006 		 
29
History of entity/person ABHAY SINGH KOTHARI  
Click here to view complete history of this specific entity/person OASIS CINE COMMUNICATION LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST  
30
History of entity/person ABHIJEET JAYANT CHAUDHARI

(PAN:AIUPC8611M)  
Click here to view complete history of this specific entity/person WASANKAR WEALTH MANAGEMENT LTD.

PAN:AAACW8073C
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016 		 
31
History of entity/person ABHIJIT CHATTERJEE  
Click here to view complete history of this specific entity/person CRUICKSHANK & CO.LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
32
History of entity/person ABHIJIT DASGUPTA

(DIN:02475280
PAN:AHEPD4809K)  
Click here to view complete history of this specific entity/person ASPEN PROJECTS INDIA LTD.

CIN:U45400WB2009PLC133653
PAN:AAHCA8287D
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
33
History of entity/person ABHIJIT KANTH  
Click here to view complete history of this specific entity/person ZENITH ESTATES LTD.

CIN:U71909DL1985PLC021503
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
34
History of entity/person ABHIK HAJRA

(PAN:ACOPH4497C)  
Click here to view complete history of this specific entity/person NEWLAND AGRO INDUSTRIES LTD.

CIN:U01400WB2009PLC138143
PAN:AADCN1275G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
35
History of entity/person ABHINANDAN KUMAR SINGH

(DIN:01916461
PAN:BEMPS1317D)  
Click here to view complete history of this specific entity/person SUNPLANT FORGINGS LTD.

CIN:U28991WB2004PLC099218
PAN:AABCN9633N
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
36
History of entity/person ABHISET BASU  
Click here to view complete history of this specific entity/person ANUSHREE TRADELINK PVT.LTD.

PAN:AADCA9333L
Click here to view complete history of this specific entity/person SWRANGANGA TRADING PVT.LTD.

PAN:AAFCS4794P
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		WITHDRAWN  
37
History of entity/person ABHISHET BASU  
Click here to view complete history of this specific entity/person OASIS CINE COMMUNICATION LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST  
38
History of entity/person ADITYA PITTIE  
Click here to view complete history of this specific entity/person INFORMATION TECHNOLOGIES (INDIA) LTD.

CIN:U65910UP1994PLC017049
PAN:AAACI1891E
  		VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995

DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE THE ADDITIONAL SESSIONS JUDGE, DELHI  
39
History of entity/person AJAY BABURAO SHIRKE  
Click here to view complete history of this specific entity/person AKIRA INVESTMENTS PVT.LTD.

CIN:U67120MH1981PTC023806
  		VIOLATED SECTION 11 (3) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
40
History of entity/person AJAY CHOPRA  
Click here to view complete history of this specific entity/person ORIENT TRADELINK LTD.

PAN:AAACO5359B
  		VIOLATED SECTION 11C (3) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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