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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: FAILED TO PAY PENALTY

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person AJIT SAMBHAJI SURYAVANSHI

(PAN:AVOPS4111P)  
Click here to view complete history of this specific entity/person RITEDEAL TRADING CO.PVT.LTD.

PAN:AACCR9537J
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE MATTER WAS DISPOSED AS WITHDRAWN ON THE APPLICATION FILED U/S 321 OF CRPC BY SEBI AS THE COMPLAINT IN RESPECT OF THE SAME OF CAUSE OF ACTION WAS ALREADY TAKEN COGNIZANCE BY THE COURT IN THE SEBI SPL CASE NO. 241/2014  
22
History of entity/person AKHIL CHANDRA SAHA

(DIN:02243929
PAN:AQMPS4454N)  
Click here to view complete history of this specific entity/person SURAKSHA AGROTECH INDUSTRIES LTD.

CIN:U01400WB2008PLC130787
PAN:AAMCS7720G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
23
History of entity/person AKHILESH KAMAL PRASAD MISHRA

(PAN:AAEPM5484A)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-JUL-2022 		ACQUITTED  
24
History of entity/person AKHILESH KAMAL PRASAD MISHRA

(PAN:AAEPM5484A)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		ACQUITTED  
25
History of entity/person ALKA M.PANDEY

(PAN:AGEPP1076H)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00  
26
History of entity/person ALOK A.JAIN  
Click here to view complete history of this specific entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
27
History of entity/person AMAR YUVRAJ ADHAV

(PAN:AEBPA2694B)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-JUL-2022 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.2,49,500.00  
28
History of entity/person AMAR YUVRAJ ADHAV

(PAN:AEBPA2694B)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.9,50,000.00  
29
History of entity/person AMIT AGARWAL  
Click here to view complete history of this specific entity/person GOLDWIN MERCHANDISE PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		LEGAL COSTS OF RS.67,000.00  
30
History of entity/person AMIT BHAVSAR  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		RS.2,00,000.00 PENALY PAID TOWARDS INTEREST WHICH INCLUDED LEGAL COSTS  
31
History of entity/person AMIT BHAVSAR  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
32
History of entity/person AMIT DUTTA  
Click here to view complete history of this specific entity/person POORVA TREXIM PVT.LTD.

PAN:AACCP0015D
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		CONVICTION  
33
History of entity/person AMIT GOEL  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
34
History of entity/person AMIT K.PAREKH  
Click here to view complete history of this specific entity/person PANTHER FINCAP & MANAGEMENT SERVICES LTD.

PAN:AAACP3045P
Click here to view complete history of this specific entity/person PANTHER INVESTRADE LTD.

PAN:AAACP3259R
Click here to view complete history of this specific entity/person TRIUMPH SECURITIES LTD.

PAN:AAACT2152P
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
35
History of entity/person AMIT KUMAR  
Click here to view complete history of this specific entity/person GORDON HERBERT (INDIA) LTD.

PAN:AAACK7424R
  		FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996   		PROSECUTION LAUNCHED

15-JUL-2022 		 
36
History of entity/person AMIT PATEL  
Click here to view complete history of this specific entity/person BONANZA BIOTECH LTD.
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

FAILED TO PAY PENALTY

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT

CLUBBED WITH CONSENT FOR RS.7,75,000  
37
History of entity/person AMIT SHAH  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00  
38
History of entity/person AMIT SHANTILAL MEHTA

(PAN:AIDPM8547R)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
39
History of entity/person AMIT SINGHA  
Click here to view complete history of this specific entity/person MANGALAM EQUITY MANAGEMENT PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00  
40
History of entity/person AMITAVA BOSE MUNSHI

(DIN:02769940
PAN:AZOPM8047L)  
Click here to view complete history of this specific entity/person ADITYA GLOBAL INDUSTRIES LTD.

CIN:U01400WB2009PLC138576
PAN:AAHCA9638G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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