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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI ACT, 1992

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person AKBARKHAN NUSURULLAHKHAN PATHAN  
Click here to view complete history of this specific entity/person INDO-AMERICAN CREDIT CORP.LTD.
  		DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD

VIOLATED SECTION 11(2) (1) (1A) OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ALL ACCUSED PLEADED GUILTY AND WERE CONVICTED AND SENTENCED TO FINE OF RS.1,000 EACH AND ON DEFAULT IMPRISONMENT FOR 30 DAYS

CONVICTED  
22
History of entity/person ALAP SHUKLA  
Click here to view complete history of this specific entity/person OJAS TECHNOCHEM PRODUCTS LTD.
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
23
History of entity/person ALKA SHAH  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 26 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
24
History of entity/person ALPA SHAH  
  VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		PARTLY COMPOUNDED FOR RS.360000

ACQUITTED  
25
History of entity/person AMAR PANGHAL

(PAN:AAWPP3993Q)  
  VIOLATED SECTIONS 12A(A) TO (C) OF THE SEBI ACT READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F), 4(2)(K) AND 4(2)(R) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES OF K SERA SERA LTD.   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

05-SEP-2017 		 
26
History of entity/person AMARJEET S.CHANDOK  
Click here to view complete history of this specific entity/person GREENFIELD TRADING & FINANCE LTD.
  		VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
27
History of entity/person AMIDHAR MAJUMDAR  
Click here to view complete history of this specific entity/person MANNA GLASS-TECH INDUSTRIES LTD.
  		VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
28
History of entity/person AMIT K.PAREKH  
Click here to view complete history of this specific entity/person PANTHER FINCAP & MANAGEMENT SERVICES LTD.

PAN:AAACP3045P
Click here to view complete history of this specific entity/person PANTHER INVESTRADE LTD.

PAN:AAACP3259R
Click here to view complete history of this specific entity/person TRIUMPH SECURITIES LTD.

PAN:AAACT2152P
  		VIOLATED SECTION 11 (3) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

31-MAR-2010 		 
29
History of entity/person AMIT KUMAR  
Click here to view complete history of this specific entity/person GORDON HERBERT (INDIA) LTD.

PAN:AAACK7424R
  		FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996   		PROSECUTION LAUNCHED

15-JUL-2022 		 
30
History of entity/person AMIT NAGINBHAI SHAH  
Click here to view complete history of this specific entity/person INDO-AMERICAN CREDIT CORP.LTD.
  		DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD

VIOLATED SECTION 11(2) (1) (1A) OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ALL ACCUSED PLEADED GUILTY AND WERE CONVICTED AND SENTENCED TO FINE OF RS.1,000 EACH AND ON DEFAULT IMPRISONMENT FOR 30 DAYS

CONVICTED  
31
History of entity/person AMIT PATEL  
Click here to view complete history of this specific entity/person BONANZA BIOTECH LTD.
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

FAILED TO PAY PENALTY

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT

CLUBBED WITH CONSENT FOR RS.7,75,000  
32
History of entity/person AMIT SHAH  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 26 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
33
History of entity/person AMITABH GUPTA  
Click here to view complete history of this specific entity/person SHANKAR GROWTH FUND PVT.LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		THE COURT ACQUITTED ALL ACCUSED  
34
History of entity/person AMITAVA DATTA  
Click here to view complete history of this specific entity/person ALAKNANDA MANUFACTURING & FINANCE LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
35
History of entity/person ANAND KRISHAN JOHARI  
Click here to view complete history of this specific entity/person CENTURY CONSULTANTS LTD.
Click here to view complete history of this specific entity/person CYBERSPACE LTD.
  		VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 7 OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
36
History of entity/person ANANDKUMAR KANUBHAI RAVAT

(PAN:AIMPR9602D)  
Click here to view complete history of this specific entity/person ALDERBROOKE PORTFOLIO MANAGEMENT SERVICES PVT.LTD.

CIN:U74140GJ2010PTC059749
PAN:AAICA8270H
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016 		 
37
History of entity/person ANANT P.SAXENA

(PAN:AAAPS0862L)  
  VIOLATED SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F), 4(2)K AND 4(2)(R) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES OF IKF TECHNOLOGIES LTD.   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

05-SEP-2017 		 
38
History of entity/person ANIL AGGARWAL  
Click here to view complete history of this specific entity/person STERLITE INDUSTRIES (INDIA) LTD.
  		VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		 
39
History of entity/person ANIL D.DOSHI  
Click here to view complete history of this specific entity/person C.D.P.FINCAP & LEASING PVT.LTD.
Click here to view complete history of this specific entity/person CDP FINCAP PVT.LTD.
Click here to view complete history of this specific entity/person DAMAYANTI FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person ESQUIRE INTERNATIONAL LTD.
Click here to view complete history of this specific entity/person IKSHU FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person KRN FINVEST & LEASING PVT.LTD.
Click here to view complete history of this specific entity/person MONEY TELEVISION & INDUSTRIES LTD.
Click here to view complete history of this specific entity/person NEW PRABHAV FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person RITUJA FINVEST PVT.LTD.
Click here to view complete history of this specific entity/person STABLE CONSTRUCTION PVT.LTD.
Click here to view complete history of this specific entity/person STARSHARE INVESTMENTS & FINANZ PVT.LTD.
  		FAILED TO PAY PENALTY

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ACQUITTED  
40
History of entity/person ANIL KUMAR DUBEY

(PAN:AIBPD9829P)  
  VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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