S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
21 |
|
PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243 PAN:AAFCP3908E)
|
|
|
ALOK SAHAI VIDYARTHI
PAN:ABSPV8334R
|
|
ANSAR AHMED
DIN:02336694 PAN:AFFPA4197L
|
|
DURGA PATIDAR
DIN:02977847 PAN:APJPP6921M
|
|
NANA LAL PATIDAR
DIN:02978194 PAN:AJWPP3490J
|
|
POOJA PATIDAR
DIN:02977813 PAN:AVBPP1293Q
|
|
PRAMILA JAIN
|
|
PUNAM CHAND PATIDAR
DIN:02977863 PAN:BTUPP0108C
|
|
RAJESH JAIN
DIN:02978284 PAN:AEDPJ0277M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2020 TO 05-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2020 TO 05-MAR-2024
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 06/03/2020 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS AND WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
22 |
|
PROSPERITY AGRO INDIA LTD.
(CIN:U01400PN2010PLC135473 PAN:AANCS8397N)
|
|
|
DATTATRAY MADHAV YADAV
PAN:ACPPY3360C
|
|
HRISHIKESH VASANT KANASE
PAN:BBXPK1567K
|
|
SANTOSH KALURAM PAYGUDE
PAN:ANQPP5668L
|
|
SANTOSH SHRAWAN MALI
PAN:AWMPM2320F
|
|
VANSHREE TUKARAM CHIDRAWAR
PAN:AMHPC6141M
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-AUG-2017 TO 07-AUG-2021
DIRECTED TO FURNISH FULL DETAILS OF ADVERTISEMENT & SALES PROMOTION EXPENSES
DIRECTED TO FURNISH COMPLETE DETAILS OF ACCOUNTS TRANSFERRED FROM SAMRUDDHA JEEVAN FOODS INDIA LTD. TO PROSPERITY AGRO INDIA LTD. AND TRANSFERRED FROM PROSPERITY AGRO INDIA LTD. TO SAMRUDDHA JEEVAN MULTI-STATE MULTI PURPOSE CO-OPERATIVE SOCIETY LTD.
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-AUG-2017 TO 07-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-AUG-2017 TO 07-AUG-2021
31-MAR-2015
|
SAT: SAT VIDE ITS ORDER DATED 08/12/2016 PERMITTED SEBI TO CONSIDER THE REPRESENTATION MADE BY THE APPELLANT ON 21/10/2016 AND PASS APPROPRIATE ORDER THEREON AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 08/08/2017 DIRECTED PROSPERITY AGRO INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE CONTRIBUTIONS OR PAYMENTS COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
23 |
|
RICH INFRA DEVELOPERS INDIA LTD.
(PAN:AAFCR3888R CIN:U70100RJ2011PLC035842)
|
|
|
BALJINDER PREET SINGH
PAN:BBJPS5825E
|
|
GURPREET SINGH SIDHU
DIN:03307249 PAN:ATAPS7417G
|
|
HARVINDER PAL SINGH
DIN:03307241 PAN:ABPPS4178P
|
|
PARAMPREET SINGH SIDHU
PAN:BCWPS1318C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-SEP-2018 TO 26-SEP-2022
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-SEP-2018 TO 26-SEP-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-SEP-2018 TO 26-SEP-2022
31-MAR-2015
|
SEBI VIDE ITS ORDER DATED 27/02/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF NINE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SAT: SAT VIDE ITS ORDER DATED 08/04/2021 RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER WITHIN A WEEK THEREAFTER
|
24 |
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P CIN:U70102MP2008PLC021116)
|
|
|
BHUVNESHWAR PRASAD SAHU
DIN:06405979 PAN:CNHPS3845M
|
|
GYAN SINGH
DIN:02303319 PAN:BNSPS7260N
|
|
HEMANT BHAGAT
DIN:02287766
|
|
RAJESH KUMAR BHAGAT
DIN:02240082 PAN:AIIPB4384N
|
|
VIKRAM SINGH
DIN:02254081 PAN:BOUPS2001E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 14-JAN-2016 UNTIL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-JAN-2016 UNTIL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
14-JAN-2016
|
|
25 |
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P CIN:U70102MP2008PLC021116)
|
|
|
MAN SINGH VERMA
PAN:AMEPV2587R DIN:02292062
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 07-MAY-2019 TO 06-MAY-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-MAY-2019 TO 06-MAY-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-MAY-2019 TO 06-MAY-2023
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 07-MAY-2019 TO 06-MAY-2023
14-JAN-2016
|
|
26 |
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P CIN:U70102MP2008PLC021116)
|
|
|
BABLOO PRAJAPATI
PAN:AMQPP8230M DIN:06765008
|
|
BHUVNESHWAR PRASAD SAHU
DIN:06405979 PAN:CNHPS3845M
|
|
GOPAL MEENA
PAN:BXYPM8890C DIN:06770974
|
|
JAGDIESH SINGH MEENA
DIN:03151978 PAN:AUIPM1257D
|
|
SOHAN KUMAR PATEL
DIN:03113778 PAN:ALCPP9159L
|
|
SUBHASH DESHMUKH
DIN:03119711 PAN:AFCPD1730M
|
|
VIJAY SINGH
PAN:BXMPS0718K DIN:02287778
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JAN-2019 TO 17-JAN-2025
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JAN-2019 TO 17-JAN-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JAN-2019 TO 17-JAN-2025
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 18/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF SCHEMES INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER SIX YEARS FROM DATE OF COMPLETION OF REFUNDS
SEBI VIDE ITS NOTICE DATED 19/06/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.12,01,90,105.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
27 |
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P CIN:U70102MP2008PLC021116)
|
|
|
GYAN SINGH
DIN:02303319 PAN:BNSPS7260N
|
|
HEMANT BHAGAT
DIN:02287766
|
|
JAGDIESH SINGH MEENA
DIN:03151978 PAN:AUIPM1257D
|
|
NIRMAL DHANELIYA
DIN:00665179 PAN:ASNPD7796H
|
|
RAJESH KUMAR BHAGAT
DIN:02240082 PAN:AIIPB4384N
|
|
SANJAY MEWADA
DIN:02287787 PAN:ASCPM1521A
|
|
VIKRAM SINGH
DIN:02254081 PAN:BOUPS2001E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JAN-2019 TO 17-JAN-2023
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JAN-2019 TO 17-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JAN-2019 TO 17-JAN-2023
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 18/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF SCHEMES INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER SIX YEARS FROM DATE OF COMPLETION OF REFUNDS
|
28 |
|
SUNPLANT BIO ENERGY PVT.LTD.
(CIN:U24100WB2011PTC158737 PAN:AAPCS3390F)
|
|
|
AWDHESH KUMAR SINGH
DIN:00301404 PAN:AKQPS6527G
|
|
GIRIJA SHANKAR KUMAR
DIN:00355512 PAN:AKAPK2774R
|
|
NEERAJ PATHAK
DIN:03561265 PAN:BAZPP2860B
|
|
PADMALOCHAN NAYAK
DIN:06966981 PAN:AHZPN2835J
|
|
SUBIR GUPTA
DIN:07133112 PAN:BONPG5600Q
|
|
SUMANTA SINHA
DIN:03573218 PAN:ALBPS3314F
|
|
SUNIL KUMAR JHA
DIN:03566733 PAN:AMHPJ3198H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-SEP-2017 TO 17-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-SEP-2017 TO 17-SEP-2021
09-DEC-2015
|
SEBI VIDE ITS ORDER DATED 18/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 07/02/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
29 |
|
SUSK INDIA LTD.
(PAN:AAOCS2750A)
|
|
|
AMIT SINGH RATHORE
PAN:ALZPR5160Q
|
|
BHAGWATI BAI LODHI
PAN:ABVPL8322Q
|
|
DINESH SAINI
PAN:CUEPS7834L
|
|
JEEWAN KHARADIYA
PAN:BGGPK8474H
|
|
JITENDRA SINGH BHATI
PAN:ALVPB6802B
|
|
KAILASH SINGH LODHI
PAN:BYGPS5769H
|
|
MAN SINGH LODHI
|
|
NARENDRA SINGH LODHI
PAN:AEDPL0722M
|
|
SUNIL TIWARI
PAN:CHXPS2858E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-DEC-2017 TO 13-DEC-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-DEC-2017 TO 13-DEC-2021
29-MAY-2015
|
SEBI VIDE ITS ORDER DATED 14/12/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
30 |
|
SUSK INDIA LTD.
(PAN:AAOCS2750A)
|
|
|
ABHAY NARVARIYA
PAN:AHRPN1442K
|
|
DURGESH WANKHADE
PAN:ABUPW2904Q
|
|
RAVI SANKHLA
PAN:CKNPS8191P
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-MAY-2015
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 29-MAY-2015
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-MAY-2015
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-MAY-2015
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
29-MAY-2015
|
SEBI VIDE ITS ORDER DATED 14/12/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
31 |
|
SWAR AGROTEAK & HOUSING (INDIA) PVT.LTD.
(CIN:U74999UP2004PTC029042 PAN:AALCS8092C)
|
|
|
DHARMENDRA KUMAR PAL
|
|
JITENDRA KUMAR PORWAL
PAN:AJIPP3718P
|
|
PRAVESH KUMAR KAROWLIYA
DIN:02104180 PAN:ATSPK4627Q
|
|
RAGHUVIR SINGH
|
|
RAJESH AWASTHI
DIN:01314663 PAN:AGMPA1004E
|
|
SHIV KUMAR
DIN:05159488 PAN:BLGPK9508K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-MAR-2015 UNTIL FURTHER ORDERS
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-MAR-2015 UNTIL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-MAR-2015 UNTIL FURTHER ORDERS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-MAR-2015 UNTIL FURTHER ORDERS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
30-MAR-2015
|
SEBI VIDE ITS NOTICE DATED 10/10/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
32 |
|
SWAR AGROTECH INDIA LTD.
(CIN:U01403UP2012PLC048364 PAN:AARCS0445B)
|
|
|
PRAVESH KUMAR KAROWLIYA
DIN:02104180 PAN:ATSPK4627Q
|
|
RAJESH AWASTHI
DIN:01314663 PAN:AGMPA1004E
|
|
ROHIT GUPTA
PAN:APBPG3984P
|
|
SHIV KUMAR
DIN:05159488 PAN:BLGPK9508K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAY-2016 TO 05-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAY-2016 TO 05-MAY-2020
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 06/05/2016 DIRECTED SWAR AGROTECH INDIA LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 10/11/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
33 |
|
USK INDIA LTD.
(CIN:U70101MP2009PLC022207 PAN:AABCU0988M)
|
|
|
SANJAY VERMA
DIN:02497975
|
|
SHIV RAM SINGH TOMAR
DIN:02396212
|
|
UMESH NARWARIYA
DIN:02423080
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-JUL-2018 TO 26-JUL-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 27-JUL-2018 TO 26-JUL-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-JUL-2018 TO 26-JUL-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-JUL-2018 TO 26-JUL-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT INCOME TAX RETURNS FILED BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2018 TO 26-JUL-2022
07-MAY-2015
|
SEBI VIDE ITS ORDER DATED 27/07/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR FURTHER PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUND
SEBI VIDE ITS ORDER DATED 19/01/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
34 |
|
V3 INFRASTRUCTURE & ESTATES PVT.LTD.
(CIN:U45202KA2009PTC051123)
|
|
|
HINDUPURAM SIREESHA
DIN:02424858 PAN:BPDPS6651E
|
|
VIRUPAPUR SANTOSH KUMAR
DIN:02424867 PAN:APFPK5648J
|
|
VIRUPAPURRAM MADHUSUDHAN
DIN:02666865 PAN:ADEPV4483D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT COPIES OF ALL THE DOCUMENTS PERTAINING TO THE SCHEME ISSUED TO INVESTORS INCLUDING DOCUMENTS / AGREEMENTS EXECUTED WITH THE INVESTORS
DIRECTED TO SUBMIT COPIES OF THE REGISTRATION DOCUMENTS / SALE DEED IN RESPECT OF ALL THE LAND / PROPERTIES OWNED AND/OR PURCHASED BY THE COMPANY
DIRECTED TO FURNISH DETAILS OF ASSETS HELD BY THE COMPANY & ITS GROUP COMPANIES
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-SEP-2017 TO 03-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-SEP-2017 TO 03-SEP-2021
23-JUN-2015
|
SEBI VIDE ITS ORDER DATED 04/09/2017 DIRECTED V3 INFRASTRUCTURE & ESTATES PVT.LTD. TO 1) JOINTLY AND SEVERALLY LIABLE TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 4 YEARS FROM DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 20/11/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
35 |
|
VAYAA BUILDER & DEVELOPERS PVT.LTD.
(PAN:AADCV3685L CIN:U45201MP2010PTC024055)
|
|
|
JITENDRA BISAY
DIN:00128091 PAN:AFZPB2659A
|
|
YOGENDRA BISAY
DIN:02664008 PAN:AFQPB2353A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2020 TO 24-FEB-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 25/02/2020 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 3) NOT TO DIVERT FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN IN BANK ACCOUNTS AND/OR CUSTODY OF COMPANY OR ITS DIRECTORS AND NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER 5) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
36 |
|
VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267 PAN:AADCV4004B)
|
|
|
KALU SINGH VERMA
DIN:03397048
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2020
24-DEC-2018
|
SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
37 |
|
VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267 PAN:AADCV4004B)
|
|
|
JITENDRA BISAY
DIN:00128091 PAN:AFZPB2659A
|
|
PHOOL CHAND BISAY
DIN:00128087 PAN:AIQPB4211L
|
|
YOGENDRA BISAY
DIN:02664008 PAN:AFQPB2353A
|
|
YUVRAJ SHRIRAM MALAKAR
DIN:07113606 PAN:AKYPY9430C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2023
24-DEC-2018
|
SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 2 of 2
|