| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
JSV DEVELOPER INDIA LTD.
(CIN:U45201MP2009PLC021807
PAN:AACCJ1577A)
|
|
|
|
RAJAT SHUVRO DE
PAN:AKBPD1160B
DIN:06811145
|
|
|
RAJENDRA NARAYAN BHALE
|
|
|
SUKANTA MAJHI
DIN:06812965
PAN:BOBPM8591Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-FEB-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 18-FEB-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 18-FEB-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-FEB-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
18-FEB-2016
|
SEBI VIDE ITS ORDER DATED 18/02/2016 DIRECTED JSV DEVELOPER INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 22 |
|
|
JSV DEVELOPER INDIA LTD.
(CIN:U45201MP2009PLC021807
PAN:AACCJ1577A)
|
|
|
|
BHUPENDRA SINGH KATHAIT
DIN:02772241
PAN:BAQPK6090R
|
|
|
DINESH HEMRAJ TEMBHARE
PAN:AJZPT6223E
DIN:03386158
|
|
|
VIJAY LAXMI KATHAIT
DIN:02548164
PAN:ALLPK5580D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO EXPLAIN REASONS OF DENIAL OF CERTIFICATION BY THE AUDITORS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2016 TO 17-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2016 TO 17-FEB-2020
31-JUL-2014
|
SEBI VIDE ITS ORDER DATED 18/02/2016 DIRECTED JSV DEVELOPER INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 23 |
|
|
K B C L INDIA LTD.
(PAN:AACCK1768N)
|
|
|
|
RAKESH KUMAR
PAN:BDXPK7192Q
|
|
|
SHASHI KANT MISHRA
PAN:AHYPM9076H
|
|
|
VISHVNATH PRATAP SINGH
PAN:BYYPS5946N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
26-MAY-2014
|
SAT: APPEAL ALLOWED TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 20/09/2016 DISMISSED THE APPEAL FOR WANT OF PROSECUTION AS NEITHER THE APPELLANTS NOR THEIR REPRESENTATIVES WERE PRESENT IN COURT. NO COSTS
|
| 24 |
|
|
K B C L INDIA LTD.
(PAN:AACCK1768N)
|
|
|
|
RAKESH KUMAR
PAN:BDXPK7192Q
|
|
|
SHASHI KANT MISHRA
PAN:AHYPM9076H
|
|
|
VISHVNATH PRATAP SINGH
PAN:BYYPS5946N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 12-SEP-2013 TILL FURTHER ORDERS
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 12-SEP-2013 TILL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 12-SEP-2013 TILL FURTHER ORDERS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 12-SEP-2013 TILL FURTHER ORDERS
12-SEP-2013
|
SAT: APPEAL ALLOWED TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 20/09/2016 DISMISSED THE APPEAL FOR WANT OF PROSECUTION AS NEITHER THE APPELLANTS NOR THEIR REPRESENTATIVES WERE PRESENT IN COURT. NO COSTS
|
| 25 |
|
|
K M J LAND DEVELOPERS INDIA LTD.
(CIN:U70101MP2008PLC020823
PAN:AADCK4402G)
|
|
|
|
DILIP JAIN
|
|
|
GOPAL PRASAD GUPTA
|
|
|
KANCHAN RAJAWAT KUSHWAH
PAN:AKLPR9493H
|
|
|
MATHURA BAI
|
|
|
NIRMALA RATHORE
PAN:AEUPR2841G
|
|
|
SANTOSHI LAL RATHORE
PAN:AEXPR6319A
|
|
|
SUNIL SINGH
|
|
|
SUNIL SINGH KUSHWAH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 27-JUL-2017 TO 26-JUL-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 27-JUL-2017 TO 26-JUL-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 27-JUL-2017 TO 26-JUL-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 27-JUL-2017 TO 26-JUL-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUL-2017 TO 26-JUL-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2017 TO 26-JUL-2024
09-DEC-2014
|
SEBI VIDE ITS ORDER DATED 27/07/2017 DIRECTED K.M.J.LAND DEVELOPERS INDIA LTD. TO 1. JOINTLY AND SEVERALLY WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF ONE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS WITH CERTIFICATE OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF SEVEN YEARS THE DATE OF COMPLETION OF REFUND
|
| 26 |
|
|
KALPBUT REAL ESTATE LTD.
(CIN:U45400UP2007PLC034180
PAN:AADCK3482E)
|
|
|
|
BHANU PRATAP SINGH
PAN:AENPS9792L
|
|
|
DEVENDRA PAL SINGH
DIN:01832091
PAN:BJVPS0029N
|
|
|
GUDDI DEVI
PAN:AJXPD0444R
|
|
|
KRISHAN PAL SINGH
PAN:AMYPS0600G
|
|
|
NATTHU SINGH
PAN:DKBPS2620L
|
|
|
PARVESH KUMAR SINGH
PAN:DEWPS4079J
|
|
|
POORAN PRAKASH
PAN:ALLPP2252K
|
|
|
RAJENDRA SINGH THAKUR
PAN:ABUPT7761N
|
|
|
RAJESHWARI SENGAR
PAN:AVZPS2724H
|
|
|
RAKSHA PAL SINGH
PAN:BDSPS9886A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-JUL-2015 TO 02-JUL-2019
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2015 TO 02-JUL-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
10-DEC-2014
|
SEBI VIDE ITS ORDER DATED 03/07/2015 DIRECTED KALPBUT REAL ESTATE LTD. AND ITS DIRECTORS MR.BHANU PRATAP SINGH, MR.KRISHAN PAL SINGH, MS.GUDDI DEVI, MR.RAJENDRA SINGH THAKUR, MR.PARVESH KUMAR SINGH, MR.NATTHU SINGH, MR.RAKSHA PAL SINGH, MR.DEVENDRA PAL SINGH, MS.RAJESHWARI SENGAR & MR.POORAN PRAKASH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS IN RESPECT OF SCHEMES IDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 2) RESTRAINED FROM ACCESSING SECURITIES MARKET, INCLUDING BY WAY OF SPONSORING OR CAUSING TO SPONSOR OR CARRYING ON OR CAUSING TO CARRY ON ANY COLLECTIVE INVESTMENT SCHEMES, AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH INTEREST AT THE RATE OF 15% P.A. WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 23/11/2017 DIRECTED APPELLANTS TO FURNISH LIST OF THEIR ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND ALSO FURNISH ANY OTHER INFORMATION/DOCUMENTS THAT MAY BE DEMANDED BY SEBI. NO COSTS
|
| 27 |
|
|
KARMBHOOMI REAL ESTATE LTD.
(CIN:U70102UP2010PLC040423
PAN:AAECK1255G)
|
|
|
|
DEVENDRA PAL SINGH
DIN:01832091
PAN:BJVPS0029N
|
|
|
MAHIPAL SINGH
DIN:05308568
PAN:ATSPS3033N
|
|
|
MANOJ KUMAR SENGAR
DIN:03031042
PAN:BBIPS1965G
|
|
|
NIRMAL KUMAR SINGH
DIN:03031024
PAN:ATHPS3605F
|
|
|
SARDAR SINGH
DIN:02477583
PAN:ABDPS2787C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-NOV-2015 TO 29-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-NOV-2015 TO 29-NOV-2019
30-DEC-2014
|
SEBI VIDE ITS ORDER DATED 30/11/2015 DIRECTED KARMBHOOMI REAL ESTATE LTD., MR.SARDAR SINGH, MR.MANOJ KUMAR SENGAR AND MR.MAHIPAL SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 21/11/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER GIVING DETAILS OF THE AMOUNTS ALREADY REFUNDED AND THE MODE AND THE MANNER IN WHICH BALANCE AMOUNT WOULD BE REFUNDED. NO COSTS
|
| 28 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
PALWINDER SINGH
DIN:00884059
|
|
|
RANA RAMINDER
PAN:AHXPR6738E
|
|
|
SATNAM SINGH
PAN:BWKPS1079L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2016
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
|
| 29 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
RAJESH KUMAR
PAN:ARRPK5013B
|
|
|
RAVINDER SINGH SIDHU
PAN:ACFPS9152A
|
|
|
SANJIB SIKDAR
PAN:AARPS7028K
|
|
|
SUKHPAL SINGH BRAR
PAN:AOFPS6728A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2018
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
|
| 30 |
|
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MAITREYA PLOTTERS & STRUCTURES PVT.LTD.
(PAN:AAFCM9944B)
|
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JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
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VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2019 TO 30-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JAN-2019 TO 30-JAN-2023
30-AUG-2013
|
SEBI VIDE ITS ORDER DATED 12/09/2014 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 30/08/2013
SEBI VIDE ITS ORDER DATED 31/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE ARE KEPT IN BANK ACCOUNTS AND/OR IN THE CUSTODY OF COMPANY AND NOT ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE OF ANY ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) PROVIDE FULL INVENTORY OF ALL ASSETS AND PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER WITHIN A PERIOD OF SEVEN DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS 5) RESTRAIN TO ACCESS SECURITIES MARKET SHALL BE INCLUSIVE OF THEIR EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
|
| 31 |
|
|
MPS GREENERY DEVELOPERS LTD.
(CIN:U02001WB1995PLC071566)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 11-MAY-2012
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-MAY-2012
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-MAY-2012
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-MAY-2012
11-MAY-2012
|
SEBI VIDE ITS ORDER DATED 06/12/2012 DIRECTED THAT THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 11/05/2012 SHALL CONTINUE TILL THE SCHEMES ARE WOUND UP AND ALL THE MONIES ARE RETURNED TO THE INVESTORS TO THE SATISFACTION OF SEBI
SEBI VIDE ITS ORDER DATED 06/06/2014 PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. DIRECTED TO FURNISH AT SEBI AT ITS EASTERN REGIONAL OFFICE, KOLKATA, THE COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY THE DEFAULTER DULY CERTIFIED BY THE BOARD OF DIRECTORS WITHIN ONE WEEK FROM THE DATE OF THIS ORDER. DISTRICT REGISTRAR OF PASCHIM MIDNAPORE AND SUB-REGISTRARS OF BINPUR-I AND JHARGRAM BLOCK NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
|
| 32 |
|
|
NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(PAN:AACCN5652N)
|
|
|
|
KARANJIT SINGH
PAN:CRCPS3999H
|
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED NOT TO SUBSTITUTE CERTIFICATES ISSUED BY NGFL WITH BONDS OR ANY OTHER INSTRUMENTS BY WHATSOEVER NAME CALLED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
28-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD. AND ITS DIRECTORS MR.PIPAL SINGH SIDHU, MR.RANJIT SINGH, MS.SURINDER KAUR AND MR.KARANJIT SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 23/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. FRESH APPEAL IF ANY BE FILED WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. SEBI DID NOT ENFORCE IMPUGNED ORDER DATED 09/11/2015 FOR A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 33 |
|
|
NICL INDIA LTD.
(CIN:U70100MP2010PLC024803
PAN:AADCN4728Q)
|
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|
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ABHISHEK S.CHAUHAN
DIN:02942287
PAN:AGOPC3742P
|
|
|
HARISH SHARMA
DIN:02929076
PAN:COUPS0677H
|
|
|
PHOOL SINGH CHOUDHARY
DIN:02568846
PAN:AIKPC8055F
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JUN-2018 TO 20-JUN-2022
14-JAN-2015
|
SEBI VIDE ITS ORDER DATED 21/04/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 34 |
|
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
|
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
|
|
|
MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
|
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
|
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
|
|
|
USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
|
|
|
VIIDYAA S.MORAVEKAR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 35 |
|
|
PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 36 |
|
|
PARAMOUNT BIO-TECH INDUSTRIES LTD.
(CIN:U24231DL1996PLC082959
PAN:AACCP1163C)
|
|
|
|
BALDEV RAJ VARMA
PAN:AAHPV4890N
|
|
|
BHAWANI SRIVASTAVA
DIN:02833999
PAN:BMHPS8135C
|
|
|
GIRISH CHANDRA GUPTA
DIN:00273787
PAN:AIMPG6205H
|
|
|
PUSHPA GUPTA
DIN:02698562
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 25-MAY-2018 TO 24-MAY-2023
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2018 TO 24-MAY-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2018 TO 24-MAY-2023
28-JAN-2005
|
SAT: APPEAL DISMISSED AS WITHDRAWN
SAT: DIRECTED TO DEPOSIT UNCLAIMED AMOUNT IN A NATIONALISED BANK UNDER INTIMATION TO SEBI
|
| 37 |
|
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
14-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS ORDER DATED 27/12/2019 DISPOSED OFF THE REPRESENTATIONS AND DIRECTED NOTICEES TO ENSURE THAT REFUND (TO ALL THE UNPAID INVESTORS AS ON DATE) AS PAR SEBI ORDER DATED 14/03/2016 ARE COMPLETED WITHIN 45 DAYS OF THIS ORDER AND ALL THE OTHER DIRECTIONS CONTAINED IN SEBI ORDER DATED 14/03/2016 TO REMAIN INTACT
|
| 38 |
|
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
|
AJAY KUMAR PANDEY
PAN:AXLPP7767R
|
|
|
ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
|
|
ANUP AGGARWAL
PAN:AFVPA8971N
|
|
|
ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
|
|
DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
|
INDU DUBEY
PAN:AKYDP8151B
|
|
|
MANJU UPADHYAY
PAN:AAZPU1224F
|
|
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SADHU SHARAN
PAN:AAZPU1225E
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SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
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SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
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VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2016 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2016 TO 13-MAR-2020
23-APR-2014
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SEBI VIDE ITS ORDER DATED 14/03/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
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| 39 |
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PGF LTD.
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ASHOK KUMAR VIG
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AVTAR SINGH MAVI
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B.K.KALIA
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BALBIR SINGH
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BASAWA SINGH
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GURJANT SINGH
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HARCHAND SINGH
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JUGAL KISHORE MAHAJAN
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MAHENDRA PATWA
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MATHEW ALEXANDER
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NIRMAL SINGH BHANGOO
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NIRMAL SINGH CHAHAL
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PRAVEEN GUPTA
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PREM SETH
|
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R.C.JOSHI
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RAKESH KANT SAYAL
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S.BHATTACHARYA
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SURENDER K.GAUR
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VIDYA SAGAR PURI
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VISHWANATH ATTRI
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DID NOT APPLY FOR REGISTRATION OF CIS
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 17-SEP-2008 TO 16-SEP-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 17-SEP-2008 TO 16-SEP-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-SEP-2008 TO 16-SEP-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-SEP-2008 TO 16-SEP-2018
17-SEP-2008
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SAT: APPEAL DISMISSED. NO ORDER AS TO COSTS
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| 40 |
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RAGHAV CAPITAL & INFRASTRUCTURE LTD.
(CIN:U45400UP2008PLC036216
PAN:AAECR1541A)
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NIRMALA RAGHAV
DIN:02463394
PAN:AHWPN9045M
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RAJ KUMAR RAGHAV
PAN:AJIPR8427K
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RITU VERMA
DIN:03182411
PAN:AGPPV1332D
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-OCT-2015 TO 18-OCT-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 19-OCT-2015 TO 18-OCT-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-OCT-2015 TO 18-OCT-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-OCT-2015 TO 18-OCT-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-OCT-2015 TO 18-OCT-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-OCT-2015 TO 18-OCT-2019
24-NOV-2014
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SEBI VIDE ITS ORDER DATED 19/10/2015 DIRECTED RAGHAV CAPITAL & INFRASTRUCTURE LTD. AND ITS DIRECTORS MR.RAJ KUMAR RAGHAV, MS.NIRMALA RAGHAV AND MS.RITU VERMA TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. RESTRAINED MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 07/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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