| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 481 |
|
SHREE SHOKHAJI AGRO PLANTATION LTD.
|
|
|
|
B.K.THAKUR
|
|
|
D.N.THAKUR
|
|
|
RAM BINOD THAKUR
|
|
|
S.K.JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 482 |
|
|
SHRISHRIMAL PLANTATION LTD.
|
|
|
|
DEVICHAND SHRISHRIMAL
|
|
|
KAMAL CHAND JAIN
|
|
|
SHAILENDRA JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 483 |
|
|
SIDRAH PLANTATION & MARKETING LTD.
|
|
|
|
DAWAR AZMI
|
|
|
MOHD.AWAIS SIDDIQUI
|
|
|
MOHD.PARVEZ
|
|
|
MOHD.QUARAISH SIDDIQUI
|
|
|
SABA KHAN
|
|
|
SYED MOHD.AUN
|
|
|
SYED MOHD.HAIDER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 484 |
|
|
SIHORA AGRO PVT.LTD.
|
|
|
|
KAMAL KISHORE KOSHTA
|
|
|
KHEMCHAND KOSHTA
|
|
|
SARDAR SINGH THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 485 |
|
|
SILVERLINE AGRO INDUSTRIES LTD.
|
|
|
|
A.H.AJITH KUMAR
|
|
|
A.H.ARUN KUMAR
|
|
|
A.S.HARINDRANATHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 486 |
|
|
SIMHAPURI SHEEP FARMS PVT.LTD.
|
|
|
|
A.D.N.S.PRASAD
|
|
|
A.DURGA BHAVANI
|
|
|
D.BRAHMANDA RAO
|
|
|
P.LEELA RANI
|
|
|
P.V.S.D.PRASAD
|
|
|
T.LALITHA NARASIMHAM
|
|
|
T.RADHA
|
|
|
T.VENKATAPPAIAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 487 |
|
|
SITKA AGRO TECH INDIA LTD.
|
|
|
|
C.VEERABHADRUDU
|
|
|
G.GANDHI
|
|
|
G.KRISHNA
|
|
|
G.MANAMMA
|
|
|
M.SREE LAXMI
|
|
|
M.VIJAYALAKSHMI
|
|
|
T.KRISHNAMURTHY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 488 |
|
|
SJM AGRO LTD.
|
|
|
|
AJAY SINGH
|
|
|
POONAM SINGH
|
|
|
RAJ KUMARI SINGH
|
|
|
RAMA KANT SINGH
|
|
|
SADHANA SHUKLA
|
|
|
USHA SINGH
|
|
|
VIKAS KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.3 SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO TO PAY A FINE OF RS.100000 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. AS REGARDS ACCUSED NOS.1 AND 4 EACH SHALL PAY A FINE OF RS.100000 EACH ON DEFAULT
SIMPLE IMPRISONMENT FOR 2 MONTHS. ACCUSED NO.2 DECLARED AS PROCLAIMED OFFENDER
FURTHER, ORDERED THE ACCUSED NO.1 TO FILE WRR WITH SEBI WITHIN 2 MONTHS
|
| 489 |
|
|
SKIMEX PROPERTIES & INVESTMENT PVT.LTD.
|
|
|
|
RAJSHEKAHR REDDY
|
|
|
RAMA N.REDDY
|
|
|
S.SHRINIVASA REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 490 |
|
|
SKYHIGH PERFECT TECHAGRO LTD.
|
|
|
|
PREM SAGAR BHARTI
|
|
|
TARUNA RAIZADA
|
|
|
VIVEK SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2, 3 AND 4 DECLARED PROCLAIMED OFFENDER AND ACCUSED NO.5 EXPIRED. HENCE PROCEEDINGS ABATED QUA ACCUSED NO.5
|
| 491 |
|
|
SMRITI PLANTATION & FARM DEVELOPMENT LTD.
|
|
|
|
KAILASH P.GUPTA
|
|
|
KAMLESH P.GUPTA
|
|
|
KIRAN GUPTA
|
|
|
PRAKASH CHANDRA SHARMA
|
|
|
RADHIKA SAINI
|
|
|
RAGINI SAINI
|
|
|
SHAMBUNATH GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
02-JUL-2001
|
|
| 492 |
|
|
SNEHA PLANTATIONS LTD.
|
|
|
|
JAYALAKSHUMMA
|
|
|
N.REVANOOR SAHEB
|
|
|
P.VENKATASWAMY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 493 |
|
|
SONALI AGRO INDUSTRIES & RESORTS LTD.
|
|
|
|
ARUN KUMAR GUHA ROY
|
|
|
ASIM KUMAR DUTTA
|
|
|
BASANTI PAL
|
|
|
BIRESH CHANDRA SADHYA
|
|
|
GOUR SUNDAR SAMANTA
|
|
|
KRISHNENDU PAL
|
|
|
LAKSHMI NARAYAN PAL
|
|
|
PANKAJ KUMAR TALUKDAR
|
|
|
SHOUVAN MOMON SINGH
|
|
|
SHRIKANTA MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 494 |
|
|
SONANCHAL PLANTATIONS PVT.LTD.
|
|
|
|
DIVAKAR SINGH
|
|
|
S.P.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 495 |
|
|
SONBHADRA AGRO PLANTATIONS LTD.
|
|
|
|
AVINASH NAGAICH
|
|
|
BHOLA RAO
|
|
|
RAJENDRA KUMAR VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
02-JUL-2001
|
|
| 496 |
|
|
SOUBHAGYA INDIA VEGETATION & PLANTATION LTD.
|
|
|
|
INDERJEET KAUR
|
|
|
NEELAM SHRIVASTAVA
|
|
|
RAJEEV KUMAR SHRIVASTAVA
|
|
|
RAJIV SHRIVASTAV
|
|
|
SATPAL SINGH PALLI
|
|
|
SEEMA SHRIVASTAVA
|
|
|
SHOBHA SHRIVASTAV
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 497 |
|
|
SOUTHERN CASHEW PLANTATIONS PVT.LTD.
|
|
|
|
LAKSHMI RAMANI
|
|
|
S.RAMANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 498 |
|
|
SOUTHERN GREEN FIELDS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 499 |
|
|
SOUTHERN HORTICULTURE & RUBBER PLANTATION LTD.
|
|
|
|
JOSEPH MATHEW
|
|
|
M.MATHEW
|
|
|
MARIA MATHEW
|
|
|
RAMACHANDRAN
|
|
|
SHEKHAR PACHUPUTE
|
|
|
UDAY SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 500 |
|
|
SPARROW AGRO FOREST LTD.
|
|
|
|
ARVIND KUMAR BANSAL
|
|
|
BALBIR SINGH SAINI
|
|
|
DAYA NAND SAINI
|
|
|
DHANRAJ SHARMA
|
|
|
KAMLESH SAINI
|
|
|
KARAN SINGH SAINI
|
|
|
SANTOSH SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.96.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.6,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. AWARD OF RS.2000 TO SEBI AND IN DEFAULT 15 DAYS SIMPLE IMPRISONMENT FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 25 of 30
|
