| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 4981 |
|
YASHRAJ ENTERPRISE
|
|
|
|
SUKHRAJ TARACHAND JAIN
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 4982 |
|
|
YASHSWI ENGGINEERS PVT.LTD.
|
|
|
|
DHAMISTHA K.PANCHAL
|
|
|
MEENA N.PANCHAL
|
|
|
PRAKASH P.BHAT
|
|
|
RAJU PANCHAL
|
|
DEALT AT BSE IN SUBSTANTIAL QUANTITIES WITH AN INTENTION TO CREATE AN ARTIFICIAL MARKET AND MANIPULATE THE PRICE IN SCRIP OF NORTH STAR GEMS INDIA LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-AUG-1999 TO 29-AUG-2002
30-AUG-1999
|
|
| 4983 |
|
|
YASH-V-JEWELS LTD.
|
|
|
|
JAYANT KANSARA
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
EX-PARTE INTERIM ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 09/12/2009
SAT: SAT VIDE ITS ORDER DATED 24/02/2012 STAYED THE OPERATION OF EX-PARTE AD-INTERIM ORDER DATED 23/04/2009 WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 4984 |
|
|
YES INVESTMENTS
|
|
|
|
DEEPAK CHUDASMA
|
|
GAVE MISLEADING IMPRESSION THAT PUBLIC ISSUE OF SURYADEEP SALT REFINERY & CHEMICAL WORKS LTD. RECEIVED REQUIRED MINIMUM SUBSCRIPTION
INDULGED IN PRICE MANIPULATION IN CONNIVANCE WITH DIRECTORS OF SURYADEEP SALTS, REFINERY & CHEMICALS WORKS LTD.,AASH INFIN & AGROWTH PVT.LTD.,SCALLOP INVESTMENTS AND LEASING (P) LTD.,ALBLESS TRADING, YES INVESTMENTS AND PRARTHANA ENGINEERING IN SCRIP OF SURYADEEP SALTS REFINERY & CHEMICAL WORKS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-AUG-2002 TO 18-AUG-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-AUG-2002 TO 18-AUG-2005
19-AUG-2002
|
|
| 4985 |
|
|
YOGI LEASING & FINANCE LTD.
|
|
|
|
AVINASH MAGAN
|
|
INDULGED IN CREATION OF FALSE MARKET AND ARTIFICIAL PRICE RISE IN SCRIPOF ARPAN LEASING & CO.LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JAN-1999 TO 03-JAN-2004
31-DEC-1998
|
|
| 4986 |
|
|
YOTTA AGRO VENTURES PVT.LTD.
(CIN:U01100RJ2020PTC068679
PAN:AABCY2263K)
|
|
|
|
GAYATRI RINWA
PAN:AQPPR9353N
|
|
|
KRISHNA SHARMA (AKA.KRISHNNA JOSHI)
PAN:DFXPS7404R
|
|
|
KRISHNNA JOSHI (AKA.KRISHNA SHARMA)
PAN:DFXPS7404R
|
|
|
RITURAJ SHARMA
PAN:DEMPS5345H
|
|
|
CEASED AND DESIST FROM FLOATING ANY COLLECTIVE INVESTMENT SCHEMES (CIS), DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 29-JAN-2024 UNTIL FURTHER ORDERS
CEASED TO SOLICIT OR UNDERTAKE SUCH ACTIVITY AS COLLECTIVE INVESTMENT SCHEMES (CIS), IN ANY MANNER WHATSOEVER FROM 29-JAN-2024 UNTIL FURTHER ORDERS
DIRECTED NOT TO COLLECT MONEY FROM NEW INVESTORS OR ANY ADDITIONAL SUM OF MONEY FROM EXISTING INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JAN-2024 UNTIL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL WEBSITES, ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, COMMUNICATIONS ETC. IN RELATION TO UNREGISTERED CIS ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET FROM 29-JAN-2024 UNTIL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JAN-2024 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JAN-2024 UNTIL FURTHER ORDERS
DIRECTED TO SUBMIT DETAILS OF PARTNERS/INVESTORS (CONTACT NUMBER, ADDRESS AND DATE OF ENROLLMENT) WHO HAVE CONTRIBUTED TO ZF PROJECT LLPS (NOW OR IN THE PAST) THROUGH GROWPITAL OR ANY OTHER PLATFORM AND TO SUBMIT DETAILS OF CONTRIBUTIONS RECEIVED FROM EACH SUCH PARTNER/INVESTOR
DIRECTED NOT TO ACCEPT ANY PAYMENTS MADE THROUGH GROWPITAL OR ON BEHALF OF GROWPITAL
DIRECTED BANKS, DEPOSITORIES, REGISTRAR AND TRANSFER AGENTS TO FREEZE BANK ACCOUNTS, DEMAT ACCOUNTS BELONGING TO ENTITIES AND NOT TO ALLOW TRANSFER OR REDEMPTION OF SECURITIES OF THE ENTITIES
29-JAN-2024
|
SEBI VIDE ITS ORDER DATED 26/04/2024 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 29/01/2024 AND
SAT: SAT VIDE ITS ORDER DATED 16/04/2024 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED SEBI TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND FURTHER, DIRECTED APPELLANTS TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 05/07/2024 CONDONED THE DELAY OF FIVE DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 22/07/2024 GRANTED TWO WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 19/09/2024 REQUESTED MR.PRADEEP SANCHETI TO COMPLETE INSTRUCTIONS WHETHER PENDING DISPOSAL OF THESE APPEALS REFUNDS ARE MADE IN ACCORDANCE WITH LAW
SAT: SAT VIDE ITS ORDER DATED 20/03/2025 GRANTED SEBI TIME TO CONSIDER FRESH PROPOSAL
SAT: SAT VIDE ITS ORDER DATED 28/03/2025 DISMISSED THE APPLICATION AS NOT PRESSED
|
| 4987 |
|
|
YUHAN CORP.
(Along with : GUJARAT THEMIS BIOSYN LTD.)
|
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
SEBI VIDE ITS ORDER DATED 05/11/2013 VACATED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013. HOWEVER DIRECTIONS ISSUED VIDE SEBI ORDER DATED JUNE 04, 2013, SHALL IMMEDIATELY BE REVIVED IF (1) PROMOTER SHAREHOLDING IN GUJARAT THEMIS BIOSYN LIMITED, IS NOT REDUCED TO 75% OR LESS BY MARCH 31, 2014 BEING THE END OF THE PERIOD TILL WHICH THE HON'BLE BIFR HAD GIVEN EXEMPTION (2) GUJARAT THEMIS BIOSYN LIMITED, FAILS TO INCREASE ITS PUBLIC SHAREHOLDING TO MINIMUM 25% AS STIPULATED UNDER RULE 19A OF THE SCRR, WITHIN SAID TIME FRAME (I.E, ON OR BEFORE MARCH 31,2014)
|
| 4988 |
|
|
ZEALOUS TRADING CO.
|
|
|
|
JAYESH P.KHANDWALA
PAN:ABHPK0873H
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-OCT-2010 TO 25-JAN-2011
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-OCT-2010 TO 25-JAN-2011
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 26-OCT-2010 TO 25-JAN-2011
DIRECTED TO DISGORGE RS.21,01,87,420
27-APR-2006
|
DIRECTED 1.NOT TO BUY,SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 03/04/2012 SET ASIDE IMPUGNED ORDER DATED 26/10/2010 AND REMANDED THE MATTER TO SEBI FOR HOLDING FRESH PROCEEDINGS WITH NO ORDER AS TO COSTS
SAT: APPEAL REJECTED
|
| 4989 |
|
|
ZED INVESTMENTS LTD.
|
|
|
|
ARUN KUMAR CHAUDHARY
|
|
|
PREETI CHAUDHARY
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
TARUN GOYAL
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DECLARED AS A VANISHING COMPANY
PROSPECTUS OF ZED INVESTMENTS LTD. CONTAINED GLARING MIS-STATEMENTS AND OMITTED MATERIAL RELEVANT FACTS
RESPONSIBLE FOR MISDEEDS AS DIRECTOR & SIGNATORY TO THE PROSPECTUS OF ZED INVESTMENTS LTD.
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF ZED INVESTMENTS LTD.
PROVIDED MIS-STATEMENTS AND ALLOTTED PROMOTER QUOTA SHARES TO GENERAL INVESTORS APART FROM OFFERING BUYBACK SCHEME BY ISSUE OF AN ADVERTISEMENT IN VIOLATION OF SEBI (DIP) DIRECTIVES/INSTRUCTIONS/GUIDELINES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-OCT-2003 TO 08-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-OCT-2003 TO 08-OCT-2008
09-OCT-2003
|
|
| 4990 |
|
|
ZED INVESTMENTS LTD.
|
|
|
|
ANIL KUMAR
|
|
|
NEERAJ KUMAR
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
ZILE SINGH
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 4991 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
MADE FALSE REPRESENTATION IN NEWSPAPERS OF BUYBACK OF SHARES OF GENUS COMMU-TRADE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-FEB-2008 TO 18-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-FEB-2008 TO 18-FEB-2010
19-FEB-2008
|
|
| 4992 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
|
BHANUPRASAD DIPAKKUMAR TRIVEDI
|
|
|
DIPAKBHAI JASWANTLAL PANCHAL
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
|
SAUMIL A.BHAVNAGARI
PAN:ABMPB3581C
|
|
FACILITATED IN MANIPULATING IPOS OF VARIOUS COMPANIES BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS
|
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 27-APR-2006 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2006 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-APR-2006 TILL FURTHER ORDERS
27-APR-2006
DIRECTED TO DISGORGE RS.30,88,21,218
23-APR-2010
|
DIRECTED ZENET SOFTWARE LTD. (TRANSFEREE COMPANY OF TAURAS INFOSYS LTD.,EXCELL MULTITECH LTD.,SEER FINLEASE PVT.LTD. AND SUJAL LEASING & FINANCE PVT.LTD.) VIDE ORDER DATED 23/04/2010 A. NOT TO BUY,SELL OR DEAL IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESS SECURITIES MARKET,DIRECTLY OR INDIRECTLY FOR ONE YEAR B. TO DISGORGE UNLAWFUL GAINS OF RS.30,88,21,218 (UNLAWFUL GAINS OF RS.22,05,86,584 AND INTEREST OF RS.8,82,34,634) WITHIN 45 DAYS, AND C. IN CASE AFORESAID AMOUNT OF RS.30,88,21,218 NOT PAID WITHIN SPECIFIED TIME SHALL BE RESTRAINED FROM BUYING,SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING SECURITIES MARKET,DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF NINE YEARS,WITHOUT PREJUDICE TO SEBI’S RIGHT TO ENFORCE DISGORGEMENT
|
| 4993 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
FACILITATED IN MANIPULATING IPO OF YES BANK LTD. BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS AND LATER ON SELL THEM IN MARKET AT HIGHER PRICE FOR UNJUST ENRICHMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2005 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 15-DEC-2005 TILL FURTHER ORDERS
15-DEC-2005
|
|
| 4994 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
|
BHANUPRASAD DIPAKKUMAR TRIVEDI
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
FACILITATED IN MANIPULATING IPO OF INFRASTRUCTURE DEVELOPMENT FINANCE CO.LTD. BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS AND LATER ON SELL THEM IN MARKET AT HIGHER PRICE FOR UNJUST ENRICHMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-JAN-2006 UNTIL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 12-JAN-2006 UNTIL FURTHER ORDERS
12-JAN-2006
|
|
| 4995 |
|
|
ZENITH BIRLA (INDIA) LTD.
(PAN:AAACZ0103C)
|
|
|
INDULGED IN FACILITATING SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (ZENITH) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(F), (K) & (R) OF PFUTP REGULATIONS, 2003
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 30-MAR-2021 TO 29-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2021 TO 29-MAR-2024
DIRECTED TO FURNISH CERTIFICATE FROM PEER REVIEWED CHARTERED ACCOUNTANTS ALONGWITH NECESSARY DOCUMENTARY EVIDENCES TO SEBI
DIRECTED TO BRING BACK USD 14.50 MN INTO ITS BANK ACCOUNT IN INDIA
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
30-MAR-2021
|
SAT: SAT VIDE ITS ORDER DATED 22/10/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 09/03/2022ALLOWED APPELLANTS FURTHER THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 08/04/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 30/08/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 30/09/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND REJOINDER MAY BE FILE ON OR BEFORE NEXT DATE
SAT: SAT VIDE ITS ORDER DATED 21/02/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.25 LAC
|
| 4996 |
|
|
ZENITH HIGHRISE INFRACON LTD.
(PAN:AAACZ5643B
CIN:U45400WB2012PLC173631)
|
|
|
|
NARAYAN CHANDRA DAS
PAN:BRNPD4333G
DIN:08000661
|
|
MOBILIZED RS.43.04 LACS THROUGH ISSUANCE OF PREFERENCE SHARES BY WAY OF PRIVATE PLACEMENT TO MORE THAN 49 INVESTORS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUN-2019 TO 26-JUN-2023
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 27-JUN-2019 TO 26-JUN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 27-JUN-2019 TO 26-JUN-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUN-2019 TO 26-JUN-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
PERMITTED TO SELL ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK
10-JAN-2017
|
SEBI VIDE ITS ORDER DATED 27/07/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS, TILL DATE OF ACTUAL PAYMENT B) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM, OF COMPANY AND THEIR OWN C) PERMITTED TO SELL ASSETS OF COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 25/02/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER 27/07/2018
|
| 4997 |
|
|
ZENITH HIGHRISE INFRACON LTD.
(PAN:AAACZ5643B
CIN:U45400WB2012PLC173631)
|
|
|
|
KALYAN BANERJEE
DIN:05189364
PAN:ADXPB9527D
|
|
|
KUNTAL BANERJEE
DIN:06399077
PAN:BCUPB1092G
|
|
|
NAMITA DE PAL
PAN:APVPP7716G
DIN:03550694
|
|
|
SHIPRA BANERJEE
DIN:03061691
PAN:AKKPB3858M
|
|
MOBILIZED RS.43.04 LACS THROUGH ISSUANCE OF PREFERENCE SHARES BY WAY OF PRIVATE PLACEMENT TO MORE THAN 49 INVESTORS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956
|
DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 27-JUL-2018 TO 26-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2018 TO 26-JUL-2022
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 27-JUL-2018 TO 26-JUL-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 27-JUL-2018 TO 26-JUL-2022
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUL-2018 TO 26-JUL-2022
10-JAN-2017
|
SEBI VIDE ITS ORDER DATED 27/07/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A.FROM EIGHTH DAY OF COLLECTION OF FUNDS, TILL DATE OF ACTUAL PAYMENT B) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM, OF COMPANY AND THEIR OWN C) PERMITTED TO SELL ASSETS OF COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 25/02/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER 27/07/2018
SAT: SAT VIDE ITS ORDER DATED 17/07/2020 REJECTED THE APPLICATION FILED BY SEBI
|
| 4998 |
|
|
ZENITH INFOTECH LTD.
(PAN:AAACZ0401B)
|
|
|
|
AKASH RAJKUMAR SARAF
PAN:AAFPS8849C
|
|
|
RAJKUMAR SARAF
PAN:AURPS4374C
|
|
DID NOT DISCLOSE PENDING LITIGATION BETWEEN ZENITH INFOTECH LTD.AND TRUSTEE FOR FCCB HOLDERS AS REQUIRED UNDER CLAUSE 36(5) OF LISTING AGREEMENT
ATTEMPTED TO TAKE AWAY ASSETS OF COMPANY DIRECTLY OR INDIRECTLY FOR OWN BENEFITS OR FOR BENEFIT OF ENTITIES OWNED & CONTROLLED BY THEM IN MATTER OF ZENITH INFOTECH LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2018 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2018 TO 13-MAR-2020
DIRECTED TO FURNISH BANK GUARANTEE OF A MINIMUM TENOR OF ONE YEAR FOR USD 33.93 MILLION IN NAME OF SEBI WITHOUT USING FUNDS OF ZENITH INFOTECH LTD. OR CREATING CHARGE ON ASSETS OF ZENITH INFOTECH LTD.
25-MAR-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 REMANDED THE MATTER TO SEBI FOR FRESH CONSIDERATION EXPEDITIOUSLY AND PREFERABLY WITHIN A PERIOD OF SIX WEEKS FROM RECEIVING A COPY OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 11/04/2014 CONFIRMED DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 25/03/2013
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/02/2018 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 14/03/2018 DIRECTED NOT TO ACCESS SECURITIES MARKET OR BUY, SELL OR OTHERWISE DEAL IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF TWO YEARS FROM THE DATE OF THIS ORDER
|
| 4999 |
|
|
ZENITH INFOTECH LTD.
(PAN:AAACZ0401B)
(Along with : VU TECHNOLOGIES PVT.LTD.)
|
|
|
|
DEVITA RAJKUMAR SARAF
PAN:AAFPS8848D
|
|
|
VIJAY RAMCHANDRA MUKHI
|
|
|
VIJAYRANI RAJKUMAR SARAF
PAN:AMTPS0851J
|
|
|
VIPIN SHAH
PAN:AAHPS8417J
|
|
DID NOT DISCLOSE PENDING LITIGATION BETWEEN ZENITH INFOTECH LTD.AND TRUSTEE FOR FCCB HOLDERS AS REQUIRED UNDER CLAUSE 36(5) OF LISTING AGREEMENT
ATTEMPTED TO TAKE AWAY ASSETS OF COMPANY DIRECTLY OR INDIRECTLY FOR OWN BENEFITS OR FOR BENEFIT OF ENTITIES OWNED & CONTROLLED BY THEM IN MATTER OF ZENITH INFOTECH LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAR-2013
DIRECTED TO FURNISH BANK GUARANTEE OF A MINIMUM TENOR OF ONE YEAR FOR USD 33.93 MILLION IN NAME OF SEBI WITHOUT USING FUNDS OF ZENITH INFOTECH LTD. OR CREATING CHARGE ON ASSETS OF ZENITH INFOTECH LTD.
25-MAR-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 REMANDED THE MATTER TO SEBI FOR FRESH CONSIDERATION EXPEDITIOUSLY AND PREFERABLY WITHIN A PERIOD OF SIX WEEKS FROM RECEIVING A COPY OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 11/04/2014 CONFIRMED DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 25/03/2013
SAT: APPEAL DISMISSED. NO COSTS
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/02/2018 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 14/03/2018 DIRECTED NOT TO ACCESS SECURITIES MARKET OR BUY, SELL OR OTHERWISE DEAL IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF TWO YEARS FROM THE DATE OF THIS ORDER
|
| 5000 |
|
|
ZENITH INFOTECH LTD.
(PAN:AAACZ0401B)
(Along with : VU TECHNOLOGIES PVT.LTD.)
|
|
|
|
DEVITA RAJKUMAR SARAF
PAN:AAFPS8848D
|
|
|
VIJAY RAMCHANDRA MUKHI
|
|
|
VIJAYRANI RAJKUMAR SARAF
PAN:AMTPS0851J
|
|
|
VIPIN SHAH
PAN:AAHPS8417J
|
|
DID NOT DISCLOSE PENDING LITIGATION BETWEEN ZENITH INFOTECH LTD.AND TRUSTEE FOR FCCB HOLDERS AS REQUIRED UNDER CLAUSE 36(5) OF LISTING AGREEMENT
ATTEMPTED TO TAKE AWAY ASSETS OF COMPANY DIRECTLY OR INDIRECTLY FOR OWN BENEFITS OR FOR BENEFIT OF ENTITIES OWNED & CONTROLLED BY THEM IN MATTER OF ZENITH INFOTECH LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAR-2013
DIRECTED TO FURNISH BANK GUARANTEE OF A MINIMUM TENOR OF ONE YEAR FOR USD 33.93 MILLION IN NAME OF SEBI WITHOUT USING FUNDS OF ZENITH INFOTECH LTD. OR CREATING CHARGE ON ASSETS OF ZENITH INFOTECH LTD.
25-MAR-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 REMANDED THE MATTER TO SEBI FOR FRESH CONSIDERATION EXPEDITIOUSLY AND PREFERABLY WITHIN A PERIOD OF SIX WEEKS FROM RECEIVING A COPY OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 11/04/2014 CONFIRMED DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 25/03/2013
SAT: APPEAL DISMISSED. NO COSTS
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/02/2018 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 14/03/2018 DIRECTED NOT TO ACCESS SECURITIES MARKET OR BUY, SELL OR OTHERWISE DEAL IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF TWO YEARS FROM THE DATE OF THIS ORDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 250 of 251
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