SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (PFUTP) REGULATIONS, 1995

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

CHITRAKUT COMPUTERS PVT.LTD.

(PAN:AABCC1122B)

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KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

DISMISSED

CLASSIC CREDIT LTD.

KARTIK KIRTIKUMAR PAREKH

DIN:00009502

KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A

KIRTIKUMAR NARBHERAM PAREKH

RAJESHBHAI SHANTILAL ADANI

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

PROSECUTION LAUNCHED

15-MAY-2006

DISMISSED

CLASSIC DEALERS & ADVANCES PVT.LTD.

P.K.RAO

R.P.SHARMA

RADHA BALLAB

V.K.AGARWAL

V.K.MANTRI

VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997

PROSECUTION LAUNCHED

15-MAY-2006

CLASSIC INFIN LTD.

KARTIK KIRTIKUMAR PAREKH

DIN:00009502

KAUSHIK CHHOTALAL SHAH

DIN:00009510

KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

DISMISSED

CLIFFORD CAPITAL PARTNERS A.G.S.A.

DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION ABOUT OVERSEAS INVESTMENTS VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SANRAA MEDIA LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JAN-2019 TO 01-JAN-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-JAN-2019 TO 01-JAN-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

02-JAN-2019

CLIFFORD CAPITAL PARTNERS A.G.S.A.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAY-2019 TO 30-MAY-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAY-2019 TO 30-MAY-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

31-MAY-2019

COMMEX TECHNOLOGY LTD.

(PAN:AABCG0986D)

INDULGED IN FACILITATING SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (COMMEX) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) & 4(1) OF PFUTP REGULATIONS, 2003 IN MATTER OF COMMEX TECHNOLOGY LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2019 TO 27-FEB-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-FEB-2019 TO 27-FEB-2024

DIRECTED TO DISINVEST 27,633 SHARES OF SARLA PERFORMANCE FIBRES LTD. THROUGH SALE TO PARTIES NOT CONNECTED / RELATED TO THEM IN SMALL LOTS IN TRENCHES ON BSE AND NSE ENSURING THAT SUCH SALE DOES NOT DISTURB MARKET EQUILIBRIUM

28-FEB-2019

COMOSUM INVESTMENTS PVT.LTD.

(PAN:AAACC0819J)

REPORTED INFLATED SHAREHOLDING OF PROMOTERS IN MATTER OF GHCL LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GHCL LTD.

IMPOSED PENALTY RS.56,00,000 ALONG WITH OTHER ENTITIES/PERSONS

25-OCT-2013

SAT: SAT VIDE ITS ORDER DATED 31/07/2014 QUASHED AND SET ASIDED PENALTY OF RS.2 LACS IMPOSED ON EACH OF THE APPELLANTS FOR VIOLATION OF REGULATION 7(1A) OF SAST REGULATIONS

COMPUQUICK DATAMATION (INDIA) LTD.

NALIN P.PATEL

PARAGI N.PATEL

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SEBI (REGISTRAR & SHARE TRANSFER AGENT) REGULATIONS, 1993

PROSECUTION LAUNCHED

15-MAY-2006

COOLTEX COMMODITIES PVT.LTD.

BRAHMANANDA BISWAL

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

PROSECUTION LAUNCHED

15-MAY-2006

CREW B.O.S.PRODUCTS LTD.

(PAN:AAACC3222F)

MISLED INVESTORS INTO BELIEVING ABOUT SUCCESS OF GDR ISSUE VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) AND 4 (2) (F), (K) & (R) OF SEBI (PFUTP) REGULATIONS, 2003

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2020 TO 17-FEB-2025

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2020 TO 17-FEB-2025

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 18-FEB-2020 TO 17-FEB-2025

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

18-FEB-2020

CUMULATIVE INVESTMENTS & TRADING CO.PVT.LTD.

HEMENDRA J.SHROFF

KAMLESH J.SHROFF

PRADIP R.SHROFF

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 11 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 (I) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

PROSECUTION LAUNCHED

15-MAY-2006

CYBERSPACE LTD.

ANAND KRISHAN JOHARI

ARVIND MOHAN JOHARI

GYANNENDRA NATH JOHARI

RAJEEV KAPOOR

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 7 OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992

PROSECUTION LAUNCHED

15-MAY-2006

DALMIA HOUSING FINANCE LTD.

(PAN:AABCD7104J)

IMPOSED PENALTY RS.56,00,000 ALONG WITH OTHER ENTITIES/PERSONS

25-OCT-2013

SAT: SAT VIDE ITS ORDER DATED 31/07/2014 QUASHED AND SET ASIDED PENALTY OF RS.2 LACS IMPOSED ON EACH OF THE APPELLANTS FOR VIOLATION OF REGULATION 7(1A) OF SAST REGULATIONS

DARSHAN SECURITIES PVT.LTD.

(PAN:AAACD1408Q)

TOOK SEPARATE POSITION LIMITS OF OPEN INTEREST ON ITS BEHALF BY EXECUTING SEPARATE AGREEMENTS WITH EACH OF THEM AND CORNERED 93.63% OF NOVEMBER FUTURES OF RELIANCE PETROLEUM LTD. VIOLATING SECTION 12A OF SEBI ACT, 1992 READ WITH REGULATIONS 3, 4(1) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003

VIOLATED SEBI CIRCULAR NO. SMDRP/DC/CIR-10/01 DATED 02/11/2001 AND NSE CIRCULAR NO. NSE/CMPT/2982 DATED 07/11/2001 IN MATTER OF RELIANCE PETROLEUM LTD.

PROHIBITED FROM DEALING IN EQUITY DERIVATIVES IN F&O SEGMENT OF STOCK EXCHANGES, DIRECTLY OR INDIRECTLY FROM 24-MAR-2017 TO 23-MAR-2018

DIRECTED TO SQUARE OFF OR CLOSE OUT THEIR EXISTING OPEN POSITIONS IN F&O SEGMENT

24-MAR-2017

SAT: SAT VIDE ITS ORDER DATED 05/11/2020 DISMISSED THE APPEAL WITH NO ORDER AS TO COSTS

DEAR INVESTMENTS PVT.LTD.

(PAN:AABCD4873C)

IMPOSED PENALTY RS.7,00,000

25-OCT-2013

SAT: SAT VIDE ITS ORDER DATED 31/07/2014 QUASHED AND SET ASIDED PENALTY OF RS.2 LACS IMPOSED ON EACH OF THE APPELLANTS FOR VIOLATION OF REGULATION 7(1A) OF SAST REGULATIONS

DECENT DEALERS & ADVANCES PVT.LTD.

OM PRAKASH

P.K.RAO

R.P.SHARMA

V.K.AGARWAL

V.K.BINDLESH

PROSECUTION LAUNCHED

15-MAY-2006