| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
KARMBHOOMI REAL ESTATE LTD.
(CIN:U70102UP2010PLC040423
PAN:AAECK1255G)
|
|
|
|
DEVENDRA PAL SINGH
DIN:01832091
PAN:BJVPS0029N
|
|
|
MAHIPAL SINGH
DIN:05308568
PAN:ATSPS3033N
|
|
|
MANOJ KUMAR SENGAR
DIN:03031042
PAN:BBIPS1965G
|
|
|
NIRMAL KUMAR SINGH
DIN:03031024
PAN:ATHPS3605F
|
|
|
SARDAR SINGH
DIN:02477583
PAN:ABDPS2787C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-NOV-2015 TO 29-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-NOV-2015 TO 29-NOV-2019
30-DEC-2014
|
SEBI VIDE ITS ORDER DATED 30/11/2015 DIRECTED KARMBHOOMI REAL ESTATE LTD., MR.SARDAR SINGH, MR.MANOJ KUMAR SENGAR AND MR.MAHIPAL SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 21/11/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER GIVING DETAILS OF THE AMOUNTS ALREADY REFUNDED AND THE MODE AND THE MANNER IN WHICH BALANCE AMOUNT WOULD BE REFUNDED. NO COSTS
|
| 42 |
|
|
KEN INFRATECH LTD.
(CIN:U45200DL2010PLC210023
PAN:AAECK1605J)
|
|
|
|
SURJEET KUMAR
DIN:05310474
PAN:CRRPS1400A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-APR-2018 TO 17-APR-2022
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 18-APR-2018 TO 17-APR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 18-APR-2018 TO 17-APR-2022
18-JUN-2013
|
SEBI VIDE ITS ORDER DATED 17/12/2014 DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH & MR.KULDEEP SINGH TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH AND MR.KULDEEP SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. DIRECTED MR.GURWINDER SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 23/01/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 43 |
|
|
KEN INFRATECH LTD.
(CIN:U45200DL2010PLC210023
PAN:AAECK1605J)
|
|
|
|
KULDEEP SINGH
PAN:BQXPS7815M
|
|
|
SUKHCHAIN SINGH
DIN:03294730
|
|
|
SUKHWINDER SINGH
PAN:CUEPS1687K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 17-DEC-2014 TO 16-DEC-2018
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 17-DEC-2014 TO 16-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-DEC-2014 TO 16-DEC-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-DEC-2014 TO 16-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-2014 TO 16-DEC-2018
18-JUN-2013
|
SEBI VIDE ITS ORDER DATED 17/12/2014 DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH & MR.KULDEEP SINGH TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH AND MR.KULDEEP SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. DIRECTED MR.GURWINDER SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 23/01/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 44 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
RAJESH KUMAR
PAN:ARRPK5013B
|
|
|
RAVINDER SINGH SIDHU
PAN:ACFPS9152A
|
|
|
SANJIB SIKDAR
PAN:AARPS7028K
|
|
|
SUKHPAL SINGH BRAR
PAN:AOFPS6728A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2018
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2018
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
|
| 45 |
|
|
KIM INFRASTRUCTURE & DEVELOPERS LTD.
(PAN:AACCK9762E)
|
|
|
|
PALWINDER SINGH
DIN:00884059
|
|
|
RANA RAMINDER
PAN:AHXPR6738E
|
|
|
SATNAM SINGH
PAN:BWKPS1079L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-DEC-2014 TO 07-DEC-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-DEC-2014 TO 07-DEC-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-DEC-2014 TO 07-DEC-2016
05-DEC-2013
|
SEBI VIDE ITS ORDER DATED 08/12/2014 DIRECTED KIM INFRASTRUCTURE & DEVELOPERS LTD. AND ITS DIRECTORS MR.RAVINDER SINGH SIDHU, MR.RAJESH KUMAR, MR.SUKHPAL SINGH BARAR AND MR.SANJIB SIKDAR TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. MR.PALWINDER SINGH, MR.RANA RAMINDER AND MR.SATNAM SINGH RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2015 QUASHED AND SET ASIDED IMPUGNED COMMUNICATION DATED 14/02/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER
|
| 46 |
|
|
MAITREYA PLOTTERS & STRUCTURES PVT.LTD.
(PAN:AAFCM9944B)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2019 TO 30-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JAN-2019 TO 30-JAN-2023
30-AUG-2013
|
SEBI VIDE ITS ORDER DATED 12/09/2014 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 30/08/2013
SEBI VIDE ITS ORDER DATED 31/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE ARE KEPT IN BANK ACCOUNTS AND/OR IN THE CUSTODY OF COMPANY AND NOT ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE OF ANY ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) PROVIDE FULL INVENTORY OF ALL ASSETS AND PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER WITHIN A PERIOD OF SEVEN DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS 5) RESTRAIN TO ACCESS SECURITIES MARKET SHALL BE INCLUSIVE OF THEIR EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
|
| 47 |
|
|
MARK BUILDERS & LAND DEVELOPERS LTD.
(CIN:U70109PB2011PLC035700
PAN:AAHCM5798F)
|
|
|
|
GURNEK SINGH
DIN:05114376
PAN:AXAPS6773K
|
|
|
GURSHARANPREET SINGH
DIN:06581134
|
|
|
KULJEET KAUR
DIN:05114417
PAN:AUTPK1595M
|
|
|
NARINDER SHARMA
DIN:00640614
PAN:BCAPS7164Q
|
|
|
SARABJIT SINGH
DIN:05114404
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2018 TO 16-APR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2018 TO 16-APR-2022
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 17/04/2018 DIRECTED TO 1) NOT TO COLLECT CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED IN THIS ORDER 2) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 10/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 48 |
|
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MPS GREENERY DEVELOPERS LTD.
(CIN:U02001WB1995PLC071566)
|
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 11-MAY-2012
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-MAY-2012
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-MAY-2012
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-MAY-2012
11-MAY-2012
|
SEBI VIDE ITS ORDER DATED 06/12/2012 DIRECTED THAT THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 11/05/2012 SHALL CONTINUE TILL THE SCHEMES ARE WOUND UP AND ALL THE MONIES ARE RETURNED TO THE INVESTORS TO THE SATISFACTION OF SEBI
SEBI VIDE ITS ORDER DATED 06/06/2014 PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. DIRECTED TO FURNISH AT SEBI AT ITS EASTERN REGIONAL OFFICE, KOLKATA, THE COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY THE DEFAULTER DULY CERTIFIED BY THE BOARD OF DIRECTORS WITHIN ONE WEEK FROM THE DATE OF THIS ORDER. DISTRICT REGISTRAR OF PASCHIM MIDNAPORE AND SUB-REGISTRARS OF BINPUR-I AND JHARGRAM BLOCK NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
|
| 49 |
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MVL LTD.
(CIN:L45200DL2006PLC154848
PAN:AAFCM2372M)
|
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KALPANA GUPTA
PAN:AAGPG5434L
|
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PRAVEEN KUMAR
PAN:ADQPK8192E
|
|
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PREM ADIP RISHI
DIN:00020611
PAN:AGQPR9177H
|
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RAKESH GUPTA
PAN:AAJPG3712C
|
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VIJAY KUMAR SOOD
PAN:ACBPS9229G
|
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VINOD KUMAR KHURANA
PAN:AAIPK7996F
|
|
|
VINOD MALIK
PAN:ABLPM6562D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-DEC-2014 TO 18-DEC-2018
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-DEC-2014 TO 18-DEC-2018
26-SEP-2013
|
SEBI VIDE ITS ORDER DATED 19/12/2014 DIRECTED MVL LTD. AND ITS DIRECTORS MR.PREM ADIP RISHI, MR.PRAVEEN KUMAR, MR.RAKESH GUPTA, MR.VINOD MALIK, MR.VINOD KUMAR KHURANA, MR.VIJAY KUMAR SOOD AND MS.KALPANA GUPTA TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS CIS IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 13/10/2016 ALLOWED INTERVENTION APPLICATION. APPELLANTS TO TAKE APPROPRIATE STEPS TO IMPLEAD THE APPLICANT AS THE INTERVENER IN THE APPEAL
|
| 50 |
|
|
NETWORTH MARKETING LTD.
(CIN:U51909MH2005PLC153914
PAN:AACCN1305Q)
|
|
|
|
ANEES MOHAMED RAHIM KAZI
PAN:AONPK3801J
|
|
|
BHALERAO YASHWANT MISAL
PAN:APLPM5152R
|
|
|
BHASKAR BHAO VASAGE
PAN:AIFPV5203P
|
|
|
MAHENDRA MAHADEO BHUVAD
PAN:ARWPB6634J
|
|
|
NURUDDIN SHAIKH
PAN:AZJPS0671F
|
|
|
PARTHA GHOSH
PAN:AKYPG8318D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-AUG-2017 TO 27-AUG-2021
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-AUG-2017 TO 27-AUG-2021
19-MAR-2015
|
SEBI VIDE ITS ORDER DATED 28/08/2017 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY, FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN SO INDENTIFIED 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED FROM INVESTORS UNDER SCHEME WITH RETURNS DUE TO THE INVESTORS AS PER TERMS OF THE OFFER WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, TILL THE DIRECTIONS FOR REFUND/REPAYMENT TO INVESTORS FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUND
SAT: SAT VIDE ITS ORDER DATED 16/01/2018 CONDONED THE DELAY OF 46 DAYS IN FILING OF APPEAL AND MISC. APPLICATIONS. FURTHER, UPHELD THE IMPUGNED ORDER DATED 28/04/2017 AND PERMITTED APPELLANTS TO SUBMIT FRESH PLAN FOR CONSIDERATION OF SEBI WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AND SEBI WILL BE AT LIBERTY TO IMPLEMENT THE IMPUGNED ORDER IN THE MANNER AS IT DEEMS FIT. NO COSTS
|
| 51 |
|
|
NGHI DEVELOPERS INDIA LTD.
(CIN:U70101RJ2010PLC031222)
|
|
|
|
AVTAR SINGH
|
|
|
BAKSHISH SINGH
|
|
|
PIPAL SINGH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 09-JUL-2012
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-JUL-2012
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-JUL-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-JUL-2012
DIRECTED TO DEPOSIT MONEY COLLECTED FROM THE INVESTORS UNDER ITS PLANS/SCHEMES IN A SEPARATE BANK ACCOUNT
RESTRAINED FROM REPLACING CERTIFICATES ISSUED BY NICER GREEN FORESTS LTD. WITH ITS BONDS OR ANY OTHER INSTRUMENTS
09-JUL-2012
|
SEBI VIDE ITS ORDER DATED 06/11/2012 CONTINUED DIRECTIONS ISSUED VIDE ITS ORDER DATED 09/07/2012 TILL THE SCHEMES ARE WOUND UP AND ALL THE MONIES ARE REFUNDED TO THE INVESTORS
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 09/07/2012 BY ALLOWING SIX MONTHS PERIOD FOR REPAYMENT TO INVESTORS
|
| 52 |
|
|
NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(PAN:AACCN5652N)
|
|
|
|
KARANJIT SINGH
PAN:CRCPS3999H
|
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-NOV-2015 TO 08-NOV-2019
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED NOT TO SUBSTITUTE CERTIFICATES ISSUED BY NGFL WITH BONDS OR ANY OTHER INSTRUMENTS BY WHATSOEVER NAME CALLED
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2015 TO 08-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2015 TO 08-NOV-2019
28-JUL-2014
|
SEBI VIDE ITS ORDER DATED 09/11/2015 DIRECTED NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD. AND ITS DIRECTORS MR.PIPAL SINGH SIDHU, MR.RANJIT SINGH, MS.SURINDER KAUR AND MR.KARANJIT SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 23/02/2017 ALLOWED APPEAL TO BE WITHDRAWN. FRESH APPEAL IF ANY BE FILED WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. SEBI DID NOT ENFORCE IMPUGNED ORDER DATED 09/11/2015 FOR A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 53 |
|
|
NICL INDIA LTD.
(CIN:U70100MP2010PLC024803
PAN:AADCN4728Q)
|
|
|
|
ABHISHEK S.CHAUHAN
DIN:02942287
PAN:AGOPC3742P
|
|
|
HARISH SHARMA
DIN:02929076
PAN:COUPS0677H
|
|
|
PHOOL SINGH CHOUDHARY
DIN:02568846
PAN:AIKPC8055F
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 21-JUN-2018 TO 20-JUN-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-JUN-2018 TO 20-JUN-2022
14-JAN-2015
|
SEBI VIDE ITS ORDER DATED 21/04/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
|
| 54 |
|
|
PACL LTD.
(CIN:U70101RJ1996PLC011577
PAN:AAACP4032A)
|
|
|
|
ANAND GURWANT SINGH
|
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
|
GURNAM SINGH
PAN:AYOPS3203H
|
|
|
NIRMAL SINGH BHANGOO
PAN:ACTPB6698L
|
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
|
TYGER JOGINDER
DIN:00694280
PAN:ABVPT0602M
|
|
|
UPPAL DEVINDER KUMAR
PAN:AABPU0363K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-AUG-2014
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 22-AUG-2014
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 22-AUG-2014
22-AUG-2014
|
SEBI VIDE ITS NOTICE DATED 11/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, FOR DISPOSING OF THE LAND PURCHASED BY THE COMPANY (PACL) SO THAT THE SALE PROCEEDS CAN BE PAID TO THE INVESTORS 2) APPOINT A NODAL OFFICER, WHO SHALL BE IN-CHARGE OF THE FUNDS SO COLLECTED AND SHALL HAVE A LIAISON WITH THE COMMITTEE AND SHALL ALSO WORK AS A SECRETARY TO THE COMMITTEE
|
| 55 |
|
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
|
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
|
|
|
MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
|
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
|
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
|
|
|
USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
|
|
|
VIIDYAA S.MORAVEKAR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 56 |
|
|
PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
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SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
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| 57 |
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PARIVAR DAIRIES & ALLIED LTD.
(CIN:U01211MP2002PLC015368)
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AHIBARAN SINGH
DIN:00625418
PAN:AFJPA0800Q
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BASANT LAL SHARMA
DIN:00594879
PAN:AOWPS6591N
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CHANDRA BHAN YADAV
PAN:ADRPY6592K
DIN:02706029
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PRADEEP KUMAR SHARMA
DIN:02706065
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2017 TO 09-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2017 TO 09-OCT-2021
30-MAR-2015
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SEBI VIDE ITS ORDER DATED 10/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
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| 58 |
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PDA FOUNDATION
|
|
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BHANU PRATAP SINGH
|
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NEERAJ SINGH
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 10-OCT-2017 TO 09-OCT-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2017 TO 09-OCT-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-OCT-2017 TO 09-OCT-2021
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 10/10/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 59 |
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PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
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SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
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|
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VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
14-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS ORDER DATED 27/12/2019 DISPOSED OFF THE REPRESENTATIONS AND DIRECTED NOTICEES TO ENSURE THAT REFUND (TO ALL THE UNPAID INVESTORS AS ON DATE) AS PAR SEBI ORDER DATED 14/03/2016 ARE COMPLETED WITHIN 45 DAYS OF THIS ORDER AND ALL THE OTHER DIRECTIONS CONTAINED IN SEBI ORDER DATED 14/03/2016 TO REMAIN INTACT
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| 60 |
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PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
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AJAY KUMAR PANDEY
PAN:AXLPP7767R
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ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
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ANUP AGGARWAL
PAN:AFVPA8971N
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ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
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DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
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INDU DUBEY
PAN:AKYDP8151B
|
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MANJU UPADHYAY
PAN:AAZPU1224F
|
|
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SADHU SHARAN
PAN:AAZPU1225E
|
|
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SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2016 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2016 TO 13-MAR-2020
23-APR-2014
|
SEBI VIDE ITS ORDER DATED 14/03/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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