S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
41 |
|
RAPTI AGRO INDUSTRIES LTD.
|
|
|
MAYA NATH
|
|
PREM GARG
|
|
RAJENDRA PRASAD MISHRA
|
|
RAM DARAS TRIPATHI
|
|
SUBODH KUMAR NATH
|
|
SUKH DAYAL KHURANA
|
|
VIDAYA DHAR MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED THE ACCUSED AS PROCLAIMED OFFENDERS
|
42 |
|
SHIVAJI ESTATES LIVE STOCK & FARM PVT.LTD.
|
|
|
ABA KRISHNARAO BHOGE
|
|
AJIT SHINDE
|
|
ANIL DAMODAR BHARATEY
|
|
ARIF MERCHANT
|
|
B.K.PATIL
|
|
B.S.SOMAN
|
|
BABULAL THAKUR
|
|
BHALCHANDRA ARANKE
|
|
DEEPAK GOSAVI
|
|
GIRISH NAIDU
|
|
ITKIKAR RAVI
|
|
J.RAJENDRA PRASAD
|
|
JAYANT HONMODE
|
|
JOY MUKHERJEE
|
|
KISHANGOPAL PANDHURANG KHAWALE
|
|
LAL TAHILRAMANI
|
|
M.I.AHMED
|
|
MANIKYAM D.
|
|
NAIR RAJESH
|
|
NAMDEO MANE CHARGAON
|
|
NARENDRA GURVE
|
|
NITIN H.FUKE
|
|
P.K.DHODAPKAR
|
|
PILLAY SUDESH
|
|
PINAKI MUKHERJEE
|
|
PRAKASH SHINDE
|
|
PRAMOD KULKARNI
|
|
PRESHIT ANIL BHARETY
|
|
R.RAMARAO
|
|
RADHESHYAM PANDURANG KHAWALE
|
|
RAHUL KORE
|
|
RAJENDRA DABHADE
|
|
RAJU SUKHANAND PINJARKAR
|
|
RAKESH KADHI
|
|
RUBEN ROY
|
|
S.N.DESHMUKH
|
|
SANGEETA RAO
|
|
SANJAY B.
|
|
SANJAY GURAV
|
|
SAURAV S.LANDGE
|
|
SHARMILLA APTE
|
|
SHIRISH MIRASHI
|
|
SHIVAJI SONONE
|
|
SHYAM KHURODE
|
|
UTPAL DEF
|
|
VEERESH S.KARNIK
|
|
VIREN NARKAR
|
|
WAQAR AHMED KHAN
|
|
YUVRAJ PATIL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-JAN-2003 TO 06-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
43 |
|
SOUTHERN HORTICULTURE & RUBBER PLANTATION LTD.
|
|
|
JOSEPH MATHEW
|
|
M.MATHEW
|
|
MARIA MATHEW
|
|
RAMACHANDRAN
|
|
SHEKHAR PACHUPUTE
|
|
UDAY SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
44 |
|
STERLING TREE-MAGNUM (INDIA) LTD.
(CIN:U01119TN1992PLC021975)
|
|
|
G.RAGASWAMY
|
|
K.CHANDRASEKHARAM
|
|
P.N.MOHAN
|
|
R.SUBARMANIAM
|
|
V.N.PAI
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REFERRED TO POLICE AUTHORITIES TO FILE FIR
03-OCT-2002
|
|
45 |
|
SUMAN MOTELS LTD.
(PAN:AAACS9164Q)
|
|
|
ABDUL RASHID
|
|
ANIL M.KADAKIA
|
|
BHARATI SURENDRA KHANDHAR
|
|
DAMODAR PATKAR
|
|
JAVED AKHTAR
|
|
MUKHTAR HUSSAIN
|
|
PRAFUL M.KHANDHAR
|
|
SHEIKH MUKHTAR HUSSAIN
|
|
SRIKANT M.CHITNIS
|
|
SURENDRA MANSUKLAL KHANDHAR
|
|
VIJAY S.KUMAR
|
|
VINOD B.MISTRY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-SEP-2002 TO 27-SEP-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
27-SEP-2002
|
SEBI VIDE ITS ORDER DATED 13/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, KARNATAKA AND UTTARANCHAL AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 17/02/2016 ORDERED TO SALE THE PROPERTY (1661 SQ.FT. FURNISHED OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031) THROUGH E-AUCTION IN SATISFACTION OF DUES
|
46 |
|
SURBHI AGROTECH LTD.
|
|
|
ALPONS RAJA REDDY
|
|
AMALENDU BHOWMICK
|
|
ASHWANI KAUSHIK
|
|
AVTAR SINGH
|
|
BIMAL SABARWAL
|
|
DAYANAND MISHRA
|
|
GURPRATAP SINGH BHANGU
|
|
H.P.BHARDWAJ
|
|
HARISH KUMAR POPLI
|
|
J.K.BHANDARI
|
|
JYOTI PRABHA KAUSHIK
|
|
KICHLOO
|
|
KRISHAN KUMAR
|
|
M.MALLARAJE URS
|
|
M.S.S.PILLAT
|
|
MAGHAR SINGH
|
|
MUKESH ARORA
|
|
NAHAR SINGH
|
|
NARESH CHANDER KAUSHIK
|
|
PREM PRAKASH CHATURVEDI
|
|
RAJENDRA KUMAR SINGH
|
|
RAJIV KATYAL
|
|
SANAT KUMAR PANJA
|
|
SUNIL TYAGI
|
|
USHA KIRAN CHATURVEDI
|
|
VED SHRIRAM BALSOD
|
|
VIJAY KUMAR GUPTA
|
|
VIJAY NAIDU
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
47 |
|
SURBHI FORESTS (I) LTD.
|
|
|
ASHWANI KAUSHIK
|
|
JYOTI PRABHA KAUSHIK
|
|
KRISHAN KUMAR
|
|
MUKESH ARORA
|
|
NARESH CHANDER KAUSHIK
|
|
PREM PRAKASH CHATURVEDI
|
|
RAJIV KATYAL
|
|
USHA KIRAN CHATURVEDI
|
|
VIJAY NAIDU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
48 |
|
SWARNBHUMI FOREST (INDIA) LTD.
|
|
|
A.B.PANDEY
|
|
ASHWANI KAUSHIK
|
|
JYOTI PRABHA KAUSHIK
|
|
K.D.SHARMA
|
|
KULDEEP KUMAR
|
|
P.K.BHADAURIA
|
|
PARSHANT UPADHYAY
|
|
PRAVEEN KUMAR
|
|
PREM PRAKASH CHATURVEDI
|
|
SEEMA PANDEY
|
|
SUDHIR SINGH
|
|
TEJVIR SINGH
|
|
USHA KIRAN CHATURVEDI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-FEB-2001 TO 07-FEB-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
49 |
|
SYMPHONY FARM & FOREST LTD.
|
|
|
DEEPAK KALELE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
50 |
|
TIMBERWORLD RESORTS & PLANTATION INDIA LTD.
|
|
|
A.V.MAHINDRA
|
|
ANUPAM MALHOTRA
|
|
ASHWANI SUD
|
|
NARRINDER NATH SOOD
|
|
NEELAM SOOD
|
|
POOJA SOOD
|
|
PRERNA SOOD
|
|
RAJESH SUD
|
|
RASHMI SOOD
|
|
SANJAY SUD
|
|
SANJEEV SOOD
|
|
VINOD JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 IS BURDENED WITH FINE OF RS.15 CRORES. ACCUSED NO.2 ASHWANI SUD AND ACCUSED NO.3 SANJEEV SOOD SENTENCED TO RIGOROUS IMPRISONMENT FOR A PERIOD OF ONE YEAR AND A FINE OF RS.5 CRORE EACH IN DEFAULT FURTHER THREE MONTHS IMPRISONMENT. ACCUSED NO.4 AND 5 ARE PROCLAIMED OFFENDER.- CONVICTED
|
51 |
|
UNITED AGROGROWTH & RESORTS LTD.
|
|
|
ANITA RATHOD
|
|
CHAKARVEER SINGH
|
|
DEEPENDRA SINGH
|
|
KAMLENDRA SINGH KURKI
|
|
KISHAN SINGH CHOUDHARY
|
|
SHYAM GOVERNMENT SAXENA
|
|
YOGITA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
52 |
|
VEERBHUMI PLANTATIONS (I) LTD.
|
|
|
AMRISH KALA
|
|
BIDUT MAJUMDAR
|
|
CHANDAN SHARMA
|
|
D.K.DAS
|
|
HIRAJI SINGH
|
|
J.P.GIRI
|
|
K.D.SHARMA
|
|
K.K.SANGRAL
|
|
KABITA SAHU
|
|
MAHESH SHARMA
|
|
MANOHAR RASNAKAR
|
|
N.K.JAIN
|
|
NANAK CHAND
|
|
RAJESH SHARMA
|
|
RASHPAL KAUR
|
|
SANJAY RATH
|
|
SOM DATT
|
|
SUDESH SHARMA
|
|
VEERJI PANDIT
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
53 |
|
VERSATILE PLANTATIONS LTD.
|
|
|
BHAGAT SINGH
|
|
DIPTESH KUMAR SARKAR
|
|
GURJEET SINGH
|
|
KAMALJIT SINGH
|
|
RAKESH KUMAR SINGH
|
|
RAVI RASTOGI
|
|
RENU MEHROTRA
|
|
SURFRAZ HUSAIN
|
|
UMESH KUMAR MEHROTRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 3 of 3
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