| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 601 |
|
WEBSITY INFOSYS LTD.
|
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 602 |
|
|
WEBSITY INFOSYS LTD.
|
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
08-DEC-2010
|
SEBI HAD FILED COMPLAINT AGAINST WEBSITY LTD AND MR.S.L.MALOO FOR VIOLATION OF COMPANIES ACT IN ACMM COURT. ACMM HAS FRAMED NOTICE U/S 251 CRPC FOR CONTRAVENTION OF SECTION 113 OF THE COMPANIES ACT, 1956. THE SHORT QUESTION INVOLVED IN DISPOSAL OF THE INSTANT REVISION PETITION IS WHETHER SECTION 113 OF THE COMPANIES ACT 1956 CONSTITUTES A CONTINUING OFFENCE OR NOT? COURT HELD THAT SECTION 113 COMPANIES ACT REVEALS THAT EVERY COMPANY IS DUTY BOUND TO TRANSFER THE SHARES CERTIFICATE WITHIN THIS STIPULATED TIME FAILING WHICH THE COMPANY AND EVERY OFFICER OF THE COMPANY SHALL BE LIABLE FOR PUNISHMENTS UNDER THAT SECTION. THE STATUTORY PROVISION INHERES THE LEGISLATIVE INTENT TO ENSURE THE TRANSFER OF THE SHARE ON DELIVERY CERTIFICATE TO THE SHAREHOLDERS WITHIN THE STIPULATED TIME. NON DELIVERY OF THE SHARE CERTIFICATE TO THE SHAREHOLDERS WITHIN STIPULATED TIME HAS BEEN PENALIZED BY LEGISLATURE AND THE OFFENCE CONTINUES TILL THE TIME THE SHARE CERTIFICATES ARE ACTUALLY DELIVERED TO THE SHARE HOLDERS. THE LIABILITY TO PAY THE FINE ON EACH DATE OF DEFAULT CONTINUES TILL THE TIME THE SHARE CERTIFICATE IS IN FACT PROVIDED TO THE SHARE HOLDERS. UNDER SECTION 113 OF THE
COMPANIES ACT, THE STATUTORY PROVISION HAS NOT ONLY MADE THE FAILURE OF THE COMPANY TO DELIVER SHARE CERTIFICATE AS AN OFFENCE BUT HAS FURTHER STIPULATED THAT THE CONTINUOUSLY DAILY ENHANCING PENALTY SHALL CEASE TO OPERATE ONLY UPON THE DELIVERY OF THE SHARE CERTIFICATES TO THE SHARE HOLDERS. COURT HELD THAT THE LD. TRIAL COURT HAS RIGHTLY OBSERVED THAT DEFAULT COMMITTED UNDER SECTION 113 OF THE COMPANIES ACT IS A CONTINUING OFFENCE
|
| 603 |
|
|
WELLWISHER TRAXIM PVT.LTD.
|
|
|
VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 604 |
|
|
WEST COAST BREWERS & DISTILLERS LTD.
|
|
|
|
B.N.ANTIE
|
|
|
DEEPAK GOYAL
|
|
|
LAL GOYAL
|
|
|
O.P.TANEJA
|
|
|
R.B.KALLA
|
|
|
R.K.TANDON
|
|
|
SUBHASH JAIN
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPLAINT DISMISSED RESTORATION APPLICATION FILED BY SEBI WAS ALSO DISMISSED ON 07.06.2002. SEBI FILED APPEAL BEFORE BOMBAY HIGH COURT
|
| 605 |
|
|
WHITELINE COMMERCIAL PVT.LTD.
|
|
|
|
ARUN KUMAR MURARKA
|
|
|
VIRENDRA AGARWAL
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
RS.42,648.00 TOWARDS INTEREST AND RS.67000.00 TOWARDS LEGAL COSTS
|
| 606 |
|
|
WIDESTAR TRADEWING PVT.LTD.
|
|
|
|
HANUMAN MAL DOSI
|
|
|
MANISH KUMAR GUPTA
|
|
|
SANTOSH KUMAR GUPTA
|
|
|
SUSHIL KUMAR DOSI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 607 |
|
|
XEDD TELECOM LTD.
|
|
|
|
K.S.V.RAAMAN
|
|
|
P.K.JAIN
|
|
|
R.K.NARENDER
|
|
|
S.SRINIVASAN
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO.1 & 2 WERE CONVICTED AND SENTENCED TO FINE OF RS.53,150 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 6 MONTHS. ACCUSED 3 ACQUITTED AND CASE AGAINSTACCUSED NO.4 & 5 SPLIT UP. APPEAL FILED BY ACCUSED 1&2 HAS ALSO BEEN DISMISSED
|
| 608 |
|
|
YARE ENGINEERING PVT.LTD.
(PAN:AAACY1590J)
|
|
|
|
DIGAMBAR MANDAL
|
|
|
M.C.CHHAJER
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 609 |
|
|
YASH CAPITAL
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 610 |
|
|
YASHRAJ CONTAINEURS LTD.
(CIN:L28120MH1993PLC073160
PAN:AAACV4846L)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MARUTI SHANKARRAO PATIL
|
|
|
PARESH V.VALIA
|
|
|
SANGITA JAYESH VALIA
PAN:ACDPV4956F
|
|
|
UMASHANKAR S.NAIR
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 611 |
|
|
YASHSWI ENGGINEERS PVT.LTD.
|
|
|
|
DHAMISTHA K.PANCHAL
|
|
|
MEENA N.PANCHAL
|
|
|
PRAKASH P.BHAT
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 26 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 612 |
|
|
YES INVESTMENTS
|
|
|
|
DEEPAK CHUDASMA
|
|
|
DINESH CHUDASMA
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 613 |
|
|
YOGI LEASING & FINANCE LTD.
|
|
|
|
AJAY MAGAN
|
|
|
ATUL MAGAN
|
|
|
AVINASH MAGAN
|
|
|
KAMAL KISHORE DHAWAN
|
|
|
SHALINI MAGAN
|
|
|
VEENA DHAWAN
|
|
VIOLATED SECTION 26 OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 614 |
|
|
ZED INVESTMENTS LTD.
|
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
TARUN GOYAL
|
|
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 615 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
GITABEN UPENDRA SHAH
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
K.SUJAL SHAH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
SUJAL UPENDRA SHAH
|
|
|
UPENDRABHAI HIMATLAL SHAH
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 616 |
|
|
ZENET SOFTWARE LTD.
(PAN:AAACZ0978K)
|
|
|
|
BHANUPRASAD DIPAKKUMAR TRIVEDI
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
DIPAKBHAI JASWANTLAL PANCHAL
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SAUMIL A.BHAVNAGARI
PAN:ABMPB3581C
|
|
|
SOAYUBEN H.VORA
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 617 |
|
|
ZENITH ESTATES LTD.
(CIN:U71909DL1985PLC021503)
|
|
|
|
ABHIJIT KANTH
|
|
|
DHAREMNDER GUPTA
|
|
|
MANJU GUPTA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 618 |
|
|
ZEUS MANAGEMENT CONSULTANTS PVT.LTD.
|
|
|
|
K.RAM KUMAR
|
|
|
V.MAHADEVAN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 619 |
|
|
ZILLION PHARMA CHEM LTD.
(CIN:L24231GJ1992PLC017496)
|
|
|
|
DILIPBHAI PURSHOTAMDAS BHATT
|
|
|
HARSHADRAY PURSHOTAMDAS BHATT
|
|
|
NIKULSINH DASHRATHSINH CHUDASAMA
|
|
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 620 |
|
|
ZILLION PHARMA CHEM LTD.
(CIN:L24231GJ1992PLC017496)
|
|
|
|
AMIT N.SHAH
|
|
|
BEENA N.SHAH
|
|
|
HARSHADRAY PURSHOTAMDAS BHATT
|
|
|
J.R.PATEL
|
|
|
JAYENDRASINGH N.WAGHELA
|
|
|
LALITABEN SHAH
|
|
|
N.G.BOJWANI
|
|
|
PRAFUL N.BAROT
|
|
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 31 of 32
|
