| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 661 |
|
SUNIL GAGLANI
|
|
|
|
SOFTRAK TECHNOLOGY EXPORTS LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 662 |
|
|
SUNIL KUMAR MEHTA
(PAN:ACEPM8838L)
|
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 663 |
|
|
SURENDRA CHHALANI
|
|
|
|
MEGA CORP.LTD.
PAN:AACCM9506E
CIN:L01120DL1985PLC092375
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 664 |
|
|
SURENDRA PUNAMCHAND BEDMUTHA
|
|
|
|
SURE CAPITAL PVT.LTD.
CIN:U67120PN1999PTC014178
|
|
VIOLATED SECTION 11 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 665 |
|
|
SURESH CHAVAN
|
|
|
|
VINTEL SECURITIES PVT.LTD.
PAN:AABCV0925H
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
30-JUN-2010
|
MATTER WITHDRAWN AGAINST ACCUSED NO.2 AND COMPOUNDED AGAINST ACCUSED NO. 1,3 AND 4
|
| 666 |
|
|
SURESH GURBUX MOTWANI
|
|
|
|
AMI IMPEX
|
|
|
AUTO INVESTMENT PVT.LTD.
|
|
|
HABISCUS INVESTMENTS PVT.LTD.
|
|
|
JAYDEEP INVESTMENTS & TRADING CO.PVT.LTD.
|
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
|
MAYFAIR REALTORS PVT.LTD.
|
|
|
MOTWANI ENTERPRISES PVT.LTD.
|
|
|
NEW BHARAT BUILDERS (BOMBAY) PVT.LTD.
|
|
|
ONLOOKER INVESTMENTS PVT.LTD.
|
|
|
ROOFIT INDUSTRIES LTD.
|
|
|
SUN EARTH CERAMICS LTD.
|
|
|
VEEGEE HOLDINGS & FINANCES PVT.LTD.
|
|
|
WADA ARUN ASBESTOS PRODUCTS PVT.LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 667 |
|
|
SURESH HEMWANI
|
|
|
|
ALKAN PROJECTS PVT.LTD.
|
|
|
AMI IMPEX
|
|
|
HABISCUS INVESTMENTS PVT.LTD.
|
|
|
JAYDEEP INVESTMENTS & TRADING CO.PVT.LTD.
|
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
|
MAYFAIR REALTORS PVT.LTD.
|
|
|
NEW BHARAT BUILDERS (BOMBAY) PVT.LTD.
|
|
|
ONLOOKER INVESTMENTS PVT.LTD.
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 668 |
|
|
SURESH HEMWANI
|
|
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 669 |
|
|
SURESH KANTI SHUKLA
|
|
|
|
OJAS TECHNOCHEM PRODUCTS LTD.
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 670 |
|
|
SURESH VENKATACHARI
(PAN:ATNPS3289H)
|
|
|
|
SECUREKLOUD TECHNOLOGIES LTD.
PAN:AABCP6266D
|
|
PREPARED AND SUBMITTED TO THE STOCK EXCHANGES AND PUBLISHED FALSE AND MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULT VIOLATING REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
INDULGED IN PREPARING AND SUBMITTING AND PUBLISHING FALSE & MANIPULATED CONSOLIDATED AND STANDALONE FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H), (J), 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6),(7), 4(2)(F)(III) (1)(3), (6) AND (12) READ WITH REGULATION 33(1)(A), (C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27 OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT BY SEBI VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT MAKE CORRECT DISCLOSURE IN QUARTERLY FINANCIAL STATEMENTS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
DID NOT DISCLOSE INCORPORATION OF FOREIGN SUBSIDIARIES VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
SUBMITTED FALSE INFORMATION TO SEBI VIOLATING SECTION 11(2)(IA) OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
MADE FALSE STATEMENTS TO SEBI VIOLATING SECTIONS 11C(3) AND 11C(5) OF SEBI ACT, 1992 IN MATTER OF SECUREKLOUD TECHNOLOGIES LTD. (FORMERLY KNOWN AS 8K MILES SOFTWARE SERVICES LTD.)
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-AUG-2022 UNTIL FURTHER ORDERS
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 04-AUG-2022 UNTIL FURTHER ORDERS
04-AUG-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/09/2022 DIRECTED (A) RESPONDENTS TO PROVIDE INSPECTION OF DOCUMENTS WITHIN A WEEK FROM DATE OF THIS ORDER AND APPELLANTS TO FILE REPLY TO SHOW CAUSE NOTICE WITHIN THREE WEEKS THEREAFTER (B) RESPONDENT TO FIXED A DATE FOR HEARING WITHIN TWO WEEKS THEREAFTER AND WILL PASS APPROPRIATE ORDER WITHIN TWO MONTHS FROM DATE OF CONCLUSION OF HEARING (C) ALLOWED APPELLANT TO ENTER SECURITIES MARKET FOR LIMITED PURPOSE OF CONVERTING WARRANTS INTO SHARES SUBJECT TO THE CONDITION THAT THE SHARES NOT BE SOLD BY HIM DURING PENDENCY OF PROCEEDINGS BEFORE THE WTM AND (D) ALLOWED APPELLANT TO CONTINUE AS CHIEF EXECUTIVE OFFICER OF THE COMPANY
|
| 671 |
|
|
SURYAKUMAR AVADHNARAIN JHA
|
|
|
|
ENKAY TEXOFOOD INDUSTRIES LTD.
PAN:AAACE0833A
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 15 (C) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 672 |
|
|
SUSHIL KUMAR
|
|
|
|
FOURAYS CONSTRUCTIONS PVT.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 673 |
|
|
SUSHIL M.THAKKAR
|
|
|
|
M’BELLE INTERNATIONAL PVT.LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 674 |
|
|
SWAMINATHAN MAHALINGAM
(DIN:02332928)
|
|
|
|
MEGA MILLENNIUM SECURITIES PVT.LTD.
PAN:AACCM2293E
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 675 |
|
|
SYED SADAQ
(PAN:BACPS3885C)
|
|
|
|
MCX BIZ SOLUTIONS
PAN:BACPS3885C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 676 |
|
|
T.A.MOAMMED ALI
|
|
|
|
KUNNAMKULAM PAPER MILLS LTD.
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 677 |
|
|
T.C.CHAUHAN
|
|
|
|
BPL LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL THE ACCUSED WERE DISCHARGED BY COURT. REVISION APPLICATIONS FILED BY SEBI IN THE ADDL.SESSIONS COURT, MUMBAI WHICH IS PENDING
|
| 678 |
|
|
T.K.RAVISHANKER
|
|
|
|
CRUICKSHANK & CO.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 679 |
|
|
T.P.G.NAMBIAR
|
|
|
|
BPL LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL THE ACCUSED WERE DISCHARGED BY COURT. REVISION APPLICATIONS FILED BY SEBI IN THE ADDL.SESSIONS COURT, MUMBAI WHICH IS PENDING
|
| 680 |
|
|
T.S.RAVICHANDRAN
(PAN:AAJPR0108F)
|
|
|
|
EDSERV SOFTSYSTEMS LTD.
CIN:L72200TN2001PLC046789
PAN:AAACL7131L
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 34 of 39
|
