| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
BANARAKSHA GREEN PLANTATIONS & RESORTS LTD.
|
|
|
|
ANU SHARMA
|
|
|
JAGDEEP KAUSHAL
|
|
|
JAGDISH RAI SHARMA
|
|
|
PARMINDER JIT KAUR
|
|
|
PRAMOD KUMAR SHARMA
|
|
|
PRITAM SINGH
|
|
|
RAJINDER KAUSHAL
|
|
|
S.AJAIB SINGH
|
|
|
SURJIT SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CONVICTION
|
| 62 |
|
|
BANASHRI TEAK & PLANTATIONS PVT.LTD.
|
|
|
|
B.N.PATIL
|
|
|
HEMRAJ BADNI
|
|
|
ISHWAR NAVILUR
|
|
|
J.R.BHAKLE
|
|
|
R.K.HIREMATH
|
|
|
R.M.ADUR
|
|
|
S.R.PATIL
|
|
|
T.G.NAYANPUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 63 |
|
|
BANDHABGARH AGRO FORESTRY LTD.
|
|
|
|
AJAY KUMAR PANDEY
|
|
|
MANI PRAKASH TRIPATHI
|
|
|
MOHAMED ZIAUL HAQUE
|
|
|
RAJESH KUMAR SHUKLA
|
|
|
SHIV CHARAN KEVAT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 64 |
|
|
BARSHA AGRI TECH INDIA LTD.
|
|
|
|
A.K.SHAHI
|
|
|
CHANDRASHEKHAR
|
|
|
O.P.KACHHWAHA
|
|
|
R.D.MISHRA
|
|
|
VIKAS PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 65 |
|
|
BASANT FARMS & RESORTS INDIA LTD.
|
|
|
|
AJAY KUMAR TOMAR
|
|
|
B.B.SINGH
|
|
|
BASANT SINGH KUSHWAHA
|
|
|
DILEEP SINGH
|
|
|
G.K.AJMANI
|
|
|
GULSHAN KUMAR AJMANI
|
|
|
PRIYANG MANJARI
|
|
|
S.S.KUSHWAHA
|
|
|
SHAILJA
|
|
|
SHANKAR SINGH KUSHWAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.25,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 66 |
|
|
BASIL AGRO FARMS LTD.
|
|
|
|
AJAY ANAND
|
|
|
ANU ANAND
|
|
|
ASHOK KUMAR AGGARWAL
|
|
|
HANS RAJ SETH
|
|
|
MADHU ANAND
|
|
|
PRAVEEN ANAND
|
|
|
RAMESH K.SETH
|
|
|
SUNEEL SETHI
|
|
|
TARAN REJ SETHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 BURDENED WITH FINE OF RS.5 LAC ACCUSED NO.5 WAS IMPOSED WITH FINE OF RS.100,000.00 IN DEFAULT OF PAYMENT OF FINE TO SIMPLE IMPRISONMENT FOR 3 MONTHS., REMAINING ACCUSED ARE PROCLAIMED OFFENDER.- FINAL STATUS OF CONVICTION
|
| 67 |
|
|
BASUNDHARA AGRO-ENVIRONMENT DEVELOPMENT LTD.
|
|
|
|
ALAK GHOSH
|
|
|
ARABINDO MUKHERJEE
|
|
|
ASHIM KUMAR SINGHA
|
|
|
NARESH CHANDRA BHATTACHARJEE
|
|
|
PRASENJIT GANGULY
|
|
|
PROLOY SANKAR MAZUMDER
|
|
|
SAMAR NAG
|
|
|
SIVAJI CHATTERJEE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 68 |
|
|
BBN FOREST LTD.
|
|
|
|
ARVIND KUMAR PARASAR
|
|
|
KAMAL DEV
|
|
|
KRISHNA LAL
|
|
|
MADAN LAL SOHIL
|
|
|
SUKH LAL
|
|
|
SUMANGLA PARASAR
|
|
|
VISHAL CHANDRANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 69 |
|
|
BETHEL GREEN GROWTH LTD.
|
|
|
|
BHAGABAN PARIDA
|
|
|
BIJAY PANDA
|
|
|
JOSEPH GEORGE
|
|
|
JOSEPH LAKRA
|
|
|
K.G.GEORGE
|
|
|
MANORANJAN DAS
|
|
|
R.C.PANDA
|
|
|
SUSAN GEORGE
|
|
|
WESLEY GEORGE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 70 |
|
|
BHAGAMANDAL PLANTATION LTD.
|
|
|
|
P.V.EASOW
|
|
|
P.V.GEORGE
|
|
|
SIBY ALEXANDER
|
|
|
U.KUNJU MOHAMMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 71 |
|
|
BHAGYA AGRO FARMS PVT.LTD.
|
|
|
|
N.R.V.SUBBA REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 72 |
|
|
BHAKTI TREES PLANTATION PVT.LTD.
|
|
|
|
MULUBHAI VAGHJIBHAI PARMAR
|
|
|
RASHMIBEN MANOJ CHOVATIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 73 |
|
|
BHARAT AGRICULTURE & FOREST DEVELOPMENT LTD.
|
|
|
|
DIWAKAR SINGH
|
|
|
NAGENDRA SINGH
|
|
|
OM PRAKASH SINGH
|
|
|
PARDEEP KUMAR SHARMA
|
|
|
R.P.SINGH
|
|
|
SANJEEV KUMAR SINGH
|
|
|
SURYA BHAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO. 1 TO 4 AND 7 WERE ACQUITTED AS THE COURT HELD THAT THE SAID ACCUSED HAD NOT COLLECTED ANY FUNDS FROM THE PUBLIC AND FURTHER FUNDS COLLECTED OF THE PROMOTER STANDS REFUNDED PRIOR TO THE ENFORCEMENT OF SEBI(CIS) REGULATIONS,
1999. ACCUSED NO. 5,6 AND 8 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN
DORMANT FILE
|
| 74 |
|
|
BHARGAVARAMA AGRO PLANTATION PVT.LTD.
|
|
|
|
S.D.VENKATA SUBHA RAJU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 75 |
|
|
BHASKAR PLANTATION LTD.
(CIN:U01122BR1992PLC005062)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 76 |
|
|
BHAVANI FORESTS INDIA LTD.
|
|
|
|
ANAND KOTHARI
|
|
|
JAGDIGH RAI
|
|
|
KAILASH PATHIK
|
|
|
LAKSHMI CHAND SHARMA
|
|
|
RAIS AHMED
|
|
|
SARDARA ATTAR SINGH
|
|
|
SITA RAM YADAV
|
|
|
SUNIL KUMAR SHARMA
|
|
|
SUSHILA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A2 TO A7 CONVICTED. A8 EXPIRED, THUS, PROCEEDINGS ABATED. A9 ACQUITTED
A2 TO A7 CONVICTED. A8 EXPIRED, THUS, PROCEEDINGS ABATED. A9 ACQUITTED
|
| 77 |
|
|
BHU BHAIRAV AGROTECH LTD.
|
|
|
|
LALIT KUMAR BAPNA
|
|
|
NARENDRA SINGH MOHNOT
|
|
|
SHOBHA MOHNOT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 78 |
|
|
BIKASH INDIA AGRO ESTATE LTD.
|
|
|
|
SIDDARTHA SANKAR SAHOO
|
|
|
SUBRAT DAS
|
|
|
USHA RANI DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 79 |
|
|
BLISS AGRO(I) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
KAMLESH SOOD
|
|
|
NEELAM BHATIA
|
|
|
PRAMOD KUMAR
|
|
|
SUSHIL KUMAR SOOD
|
|
|
VIKAS VOHRA
|
|
|
VINOD KUTHIALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.16 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 80 |
|
|
BLISS PLANTATIONS & HILL RESORTS PVT.LTD.
|
|
|
|
B.V.SHAH
|
|
|
HITESH V.SHAH
|
|
|
SATHIA LAKSHMI
|
|
|
V.S.SHAH (LATE)
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 28
|
