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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: FAILED TO PAY PENALTY

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person ANUPA SAHNEY  
  DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

FAILED TO PAY PENALTY   		PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.7,78,000 BY THE ACCUSED TO SEBI

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,36,000 BY THE ACCUSED TO SEBI  
62
History of entity/person ARJAN R.DASWANI  
Click here to view complete history of this specific entity/person SILVERLINE TECHNOLOGIES LTD.

PAN:AAACS7365M
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		COMPANY VIDE DEMAND DRAFT NO.854566 DATED 11/03/2005 FOR RS.19,00,000.00 (RUPEES NINETEEN LAC ONLY) DRAWN ON THE SHAMRAO VITHAL CO-OP BANK LTD. PAID THE PENALTY AMOUNT TO SEBI ON 11/03/2005  
63
History of entity/person ARSHAD AFZAL KHAN

(PAN:ADVPK6755C)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
64
History of entity/person ARUN KUMAR GUPTA  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
65
History of entity/person ARUN MANOHAR SAKPAL

(PAN:BMXPS3773C)  
  VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

FAILED TO PAY PENALTY   		PROSECUTION LAUNCHED

15-JUL-2022 		 
66
History of entity/person ARUNABHA MUKHOPADHYAY (AKA.ARUNAVA MUKHERJEE)

(DIN:00566929
PAN:AEYPM2888J)  
Click here to view complete history of this specific entity/person SURAKSHA AGROTECH INDUSTRIES LTD.

CIN:U01400WB2008PLC130787
PAN:AAMCS7720G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
67
History of entity/person ARUNAVA BOSE MUNSHI

(DIN:02720009
PAN:ANKPM0031A)  
Click here to view complete history of this specific entity/person ADITYA GLOBAL INDUSTRIES LTD.

CIN:U01400WB2009PLC138576
PAN:AAHCA9638G
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
68
History of entity/person ARUNCHAND JAIN  
Click here to view complete history of this specific entity/person OASIS CINE COMMUNICATION LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST  
69
History of entity/person ARVIND BHIMJI MAKWANA  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-JUL-2022 		CONVICTION WITH FINE AMOUNT OF RS.1,25,000.00 (ONE LAKH TWENTY FIVE THOUSAND ONLY), IN DEFAULT, TO SUFFER SIMPLE IMPRISONMENT FOR SIX MONTH  
70
History of entity/person ARVIND VASWANI  
Click here to view complete history of this specific entity/person BONANZA BIOTECH LTD.
  		FAILED TO PAY PENALTY

VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT

CLUBBED WITH CONSENT FOR RS.7,75,000  
71
History of entity/person ASHIF CHIPPA  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
72
History of entity/person ASHIM MAITRA

(DIN:02532064
PAN:ADQPM0497A)  
Click here to view complete history of this specific entity/person ASPEN PROJECTS INDIA LTD.

CIN:U45400WB2009PLC133653
PAN:AAHCA8287D
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
73
History of entity/person ASHIS MUKHERJEE

(DIN:06370671
PAN:ANWPM2553R)  
Click here to view complete history of this specific entity/person GREENWORLD AGRO INDUSTRIES LTD.

CIN:U01403WB2009PLC138546
PAN:AADCB8727D
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		SEBI VIDE ITS ORDER DATED 29/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES  
74
History of entity/person ASHISH PANNALAL SHAH  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI

THE ACCUSED HAS PAID THE PENALTY AMOUNT ALONGWITH THE INTEREST AND INCIDENTAL CHARGES BEFORE THE RECOVERY OFFICER, SEBI AND HENCE THE MATTER IS DISPOSED OFF AS COMPOUNDED  
75
History of entity/person ASHOK AGARWAL  
Click here to view complete history of this specific entity/person DATAPRO ELECTRONICS PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.299126.00 TO SEBI  
76
History of entity/person ASHOK JOSHI  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
77
History of entity/person ASHOK KOTHARI  
Click here to view complete history of this specific entity/person OASIS CINE COMMUNICATION LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST  
78
History of entity/person ASHOK KUMAR LATH  
Click here to view complete history of this specific entity/person MARINO FRESH FOOD INDUSTRIES LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF INTEREST OF RS.10,04,384.00 AND LEGAL COSTS OF RS.67000.00  
79
History of entity/person ASHOK KUMAR SHARMA  
Click here to view complete history of this specific entity/person POWERFLOW HOLDING & TRADING PVT.LTD.
  		FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
80
History of entity/person ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA

(PAN:AEVPP6124P)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		COMPOUNDED ON PAYMENT OF LEGAL CHARGES FOR RS.67,000.00  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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