| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
BINOD HOLDINGS PVT.LTD.
|
|
|
|
C.MUTHUSAMY
|
|
|
T.PALANIVELU
|
|
VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 82 |
|
|
BLUE INFORMATION TECHNOLOGY LTD.
(PAN:AABCB8718J)
|
|
|
|
DHAVAL A.JHAVERI
|
|
|
K.C.GUPTA
|
|
|
MILAN A.TRIVEDI
|
|
|
R.S.JHAVERI
|
|
|
SEEMA D.JHAVERI
|
|
|
SEEMA D.JHAVERI
|
|
|
V.K.GUPTA
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 83 |
|
|
BLUE INFORMATION TECHNOLOGY LTD.
(PAN:AABCB8718J)
|
|
|
|
DHAVAL A.JHAVERI
|
|
|
K.C.GUPTA
|
|
|
MILAN A.TRIVEDI
|
|
|
R.S.JHAVERI
|
|
|
SEEMA D.JHAVERI
|
|
|
SEEMA D.JHAVERI
|
|
|
V.K.GUPTA
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 84 |
|
|
BOKHARIA INVESTMENTS
|
|
|
|
PRABHA BOKARIA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 12 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 85 |
|
|
BONANZA BIOTECH LTD.
|
|
|
|
AMIT PATEL
|
|
|
ARVIND VASWANI
|
|
|
B.K.BAJAJ
|
|
|
DRUMA VAGHELA
|
|
|
INDRAJEET SINGH
|
|
|
KINAL ZAVERI
|
|
|
MANISH GANERIWALA
|
|
|
RAKESH PANDYA
|
|
|
SHARAD GUJRATHI
|
|
|
SUNIL BAJAJ
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT
CLUBBED WITH CONSENT FOR RS.7,75,000
|
| 86 |
|
|
BOOM SECURITIES & LEASING LTD.
|
|
|
|
BHARAT KABRA
|
|
|
INDRAJIT SINGH KHANUJA
|
|
|
MAHAVIR JAIN
|
|
NOT AVAILABLE
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 87 |
|
|
BORN-FREE FINANCE LTD.
|
|
|
|
HARI OM SHARMA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1154679.00 TO SEBI
|
| 88 |
|
|
BPL LTD.
|
|
|
|
AJIT NAMBIAR
|
|
|
R.MURALI
|
|
|
RAJEEV CHANDRASEKHAR
|
|
|
T.C.CHAUHAN
|
|
|
T.P.G.NAMBIAR
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL THE ACCUSED WERE DISCHARGED BY COURT. REVISION APPLICATIONS FILED BY SEBI IN THE ADDL.SESSIONS COURT, MUMBAI WHICH IS PENDING
|
| 89 |
|
|
BRAHASPATI FINANCERS LTD.
|
|
|
|
K.N.GUPTA
|
|
|
S.K.GUPTA
|
|
|
SUMAN GUPTA
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 90 |
|
|
BRIJLAXMI LEASING & FINANCE LTD.
(PAN:AAACB9524F
CIN:L65993GJ1990PLC014183)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
IN TERMS OF CLAUSE 2.11(A) OF THE LITIGATION MANUAL, ON COMPLETION OF THE RECOVERY OF THE AO PENALTY ALONG WITH THE INTERESRT, THE MATTER WAS APPROVED FOR WITHDRAWL BY THE COMPETENT AUTHORITY. ACCORDINGLY, THE MATTER WAS DISPOSED OFF AS WITHDRAWN BY THE SEBI SPL COURT VIDE ORDER DATED 15/06/2022
|
| 91 |
|
|
BRILLIANT INVESTMENTS LTD.
|
|
|
|
MANOHAR JAIN
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 12 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 92 |
|
|
C.D.P.FINCAP & LEASING PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 93 |
|
|
C.T.COTTON YARN LTD.
|
|
|
|
A.K.GODIKA
|
|
|
A.M.KHUSRO
|
|
|
V.P.PUNJ
|
|
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
|
| 94 |
|
|
CANARA STEEL LTD.
|
|
|
|
A.K.SINGH
|
|
|
A.VASUDEVA PRABHU
|
|
|
B.S.NAYAK
|
|
|
K.K.RAO
|
|
|
KISHORE RAO
|
|
|
SHANTHANARAMAN
|
|
|
T.RAMESH PAI
|
|
|
T.SHAMANNA
|
|
|
T.SUDHAKAR PAI
|
|
|
U.SURESH RAO
|
|
|
U.V.KINI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CC NO. 2943/1997 AGAINST ACCUSED NO.3 STANDS ACQUITTED. CASE AGAINST ACCUSEDNO.1,2,6,7 SPLIT UP AND STILL PENDING. CASE AGAINST ACCUSED NO.5,8 TO 12 QUASHED BY HIGH COURT. A-4 DEAD, HENCE, PROCEEDING AGAINST A-4 ABATED
|
| 95 |
|
|
CARDIOID SECURITIES PVT.LTD.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 96 |
|
|
CASTLE BUILDERS PVT.LTD.
|
|
|
|
A.MUKHERJEE
|
|
|
KAILASH PRASAD
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 97 |
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
|
|
ANUP SAXENA
|
|
|
DWARKDAS B.NEGANDHI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 98 |
|
|
CAVALIER SECURITIES LIMITED
(PAN:AAACC6370Q)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 99 |
|
|
CAVALIER SECURITIES LIMITED
(PAN:AAACC6370Q)
|
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 100 |
|
|
CDP FINCAP PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 32
|
