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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION LAUNCHED

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
81
History of entity/person AMIT KUMAR  
Click here to view complete history of this specific entity/person USHA ISPAT LTD.
 
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996   PROSECUTION LAUNCHED

31-MAR-2014
 
82
History of entity/person AMIT N.SHAH  
Click here to view complete history of this specific entity/person ZILLION PHARMA CHEM LTD.

CIN:L24231GJ1992PLC017496
 
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD

DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD  
PROSECUTION LAUNCHED

15-MAY-2006
 
83
History of entity/person AMIT NAGINBHAI SHAH  
Click here to view complete history of this specific entity/person INDO-AMERICAN CREDIT CORP.LTD.
 
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD

VIOLATED SECTION 11(2) (1) (1A) OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
ALL ACCUSED PLEADED GUILTY AND WERE CONVICTED AND SENTENCED TO FINE OF RS.1,000 EACH AND ON DEFAULT IMPRISONMENT FOR 30 DAYS

CONVICTED  
84
History of entity/person AMIT PATEL  
Click here to view complete history of this specific entity/person BONANZA BIOTECH LTD.
 
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

FAILED TO PAY PENALTY

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
CASE DISMISSED BY COURT. IN REVISION FILED BY SEBI, THE CASE AGAINST ACCUSED NO. 1, 2 AND OTHER DIRECTORS OF ACCUSED NO. 1 WERE COMPOUNDED ON PAYMENT OF RS. 7,75,000/- AND CASE AGAINST ACCUSED NO. 3 TO 9 PENDING IN SESSION COURT

CLUBBED WITH CONSENT FOR RS.7,75,000  
85
History of entity/person AMIT RAI  
Click here to view complete history of this specific entity/person INFORMATION TECHNOLOGIES (INDIA) LTD.

CIN:U65910UP1994PLC017049
PAN:AAACI1891E
 
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997  
PROSECUTION LAUNCHED

15-MAY-2006
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE THE ADDITIONAL SESSIONS JUDGE, DELHI  
86
History of entity/person AMIT SHAH  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00  
87
History of entity/person AMIT SHAH  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SECTION 26 OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
88
History of entity/person AMIT SHANTILAL MEHTA

(PAN:AIDPM8547R)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014
 
89
History of entity/person AMIT SINGHA  
Click here to view complete history of this specific entity/person MANGALAM EQUITY MANAGEMENT PVT.LTD.
 
FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014
INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00  
90
History of entity/person AMITABH GUPTA  
Click here to view complete history of this specific entity/person SHANKAR GROWTH FUND PVT.LTD.
 
VIOLATED SECTION 24 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006
THE COURT ACQUITTED ALL ACCUSED  
91
History of entity/person AMITAVA BOSE MUNSHI

(DIN:02769940
PAN:AZOPM8047L)  
Click here to view complete history of this specific entity/person ADITYA GLOBAL INDUSTRIES LTD.

CIN:U01400WB2009PLC138576
PAN:AAHCA9638G
 
FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016
 
92
History of entity/person AMITAVA DATTA  
Click here to view complete history of this specific entity/person ALAKNANDA MANUFACTURING & FINANCE LTD.
 
VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997  
PROSECUTION LAUNCHED

15-MAY-2006
 
93
History of entity/person AMRISH VALIA  
Click here to view complete history of this specific entity/person SCALLOP INVESTMENT & LEASING PVT.LTD.
 
VIOLATED SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

15-MAY-2006
ACQUITTED  
94
History of entity/person AMUTHA RAJENTHIRAN  
  VIOLATED SECTION 20 OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997  
PROSECUTION LAUNCHED

15-MAY-2006
 
95
History of entity/person ANAND KRISHAN JOHARI  
Click here to view complete history of this specific entity/person CENTURY CONSULTANTS LTD.
Click here to view complete history of this specific entity/person CYBERSPACE LTD.
 
VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 7 OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
96
History of entity/person ANANDKUMAR KANUBHAI RAVAT

(PAN:AIMPR9602D)  
Click here to view complete history of this specific entity/person ALDERBROOKE PORTFOLIO MANAGEMENT SERVICES PVT.LTD.

CIN:U74140GJ2010PTC059749
PAN:AAICA8270H
 
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016
 
97
History of entity/person ANANTRAI DESAI  
Click here to view complete history of this specific entity/person MAYEKAR INVESTMENT PVT.LTD.
 
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

ALLEGED VIOLATION OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
98
History of entity/person ANIL A.GANDHI  
Click here to view complete history of this specific entity/person GALAXY BROKING LTD.

PAN:AABCG5457B
 
FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
99
History of entity/person ANIL AGGARWAL  
Click here to view complete history of this specific entity/person STERLITE INDUSTRIES (INDIA) LTD.
 
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
 
100
History of entity/person ANIL AMRUITLAL GANDHI

(PAN:ACIPG8954B)  
Click here to view complete history of this specific entity/person AMRUT SECURITIES LTD.

PAN:AABCA8006G
Click here to view complete history of this specific entity/person GALAXY BROKING LTD.

PAN:AABCG5457B
 
FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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