| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
MOULIK HARVEST PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 82 |
|
|
MPS GREENERY DEVELOPERS LTD.
(CIN:U02001WB1995PLC071566)
|
|
|
PROVISIONAL REGISTRATION FOR CIS EXPIRED
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-SEP-2002
03-SEP-2002
|
SEBI VIDE ITS ORDER DATED 18/05/2018 ORDERED TO SALE OF PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 18/05/2018 ORDERED TO SALE OF PROPERTY (RESIDENTAIL APARTMENT) THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 83 |
|
|
NICER GREEN FORESTS LTD.
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-NOV-2010 TO 08-NOV-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-NOV-2010 TO 08-NOV-2015
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-NOV-2010 TO 08-NOV-2015
09-NOV-2010
|
|
| 84 |
|
|
OCEAN AGRO FARMS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
FAKIR HUSSAIN SHAH
|
|
|
GULAM MOHAMMED BHAT
|
|
|
MOHD.AYUB SHEIKH
|
|
|
MOHD.BHAT (CH.)
|
|
|
MOHD.IBRAHIM SHAH
|
|
|
NAZIR AHMED BHAT
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SATISH KAPOOR
|
|
|
SHUJAY AMIN
|
|
|
VIRENDER KUMAR KAUL
|
|
|
ZULFIKAR AHMED MANHAS
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-JAN-2003 TO 28-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 28-JAN-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-JAN-2003
|
ALL ACCUSED ACQUITTED BY COURT AS THE ACCUSED DID NOT RECEIVE ANY OF THE CORRESPONDENCE FROM SEBI AS THEY WERE IN JAIL. THE COURT FURTHER DIRECTED THE ACCUSED TO COMPLY WITH THE DIRECTIONS OF SEBI DATED DECEMBER 03,2001 AND ALSO ORDERED TO REPAY THE INVESTORS WITHIN ONE MONTH AND SUBMIT WRR IN FORMAT TO SEBI, ON FAILURE, SEBI ENTITLED TO TAKE FRESH ACTION AGAINST THE ACCUSED
|
| 85 |
|
|
OM PRUTHVI GREEN RICH PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 86 |
|
|
ORIENT RESORTS (INDIA) PVT.LTD.
(CIN:U55100GJ1990PTC013604
PAN:AAACO3122G)
|
|
|
|
BRAHM DEV AMARNATH SHUKLA
|
|
|
DARSHANBHAI ARVINDBHAI SHAH
|
|
|
DILPESH V.SHAH
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 26-NOV-2013 TO 25-NOV-2016
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-NOV-2013 TO 25-NOV-2016
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-NOV-2013 TO 25-NOV-2016
26-NOV-2013
|
|
| 87 |
|
|
OSIAN’S- CONNOISSEURS OF ART PVT.LTD.
(CIN:U51900MH2000PTC127339)
|
|
|
|
ANUJIT GANGOLI
|
|
|
NEVILLE TULI
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 15-APR-2013 TILL CIS WIND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2013 TILL CIS WIND UP
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
15-APR-2013
|
SAT: SAT VIDE ITS ORDER DATED 13/10/2015 UPHELD THE IMPUGNED ORDER OF SEBI TO THE EXTENT IT HOLDS THAT THE SCHEME OPERATED BY THE APPELLANT FROM 2006 TO 2010 CONSTITUTED CIS AND SET ASIDED THE DIRECTION GIVEN BY SEBI TO APPELLANT TO PAY PROFITS/INCOME DUE TO INVESTORS OR PAY INTEREST @ 10% P.A. FROM DATE OF INVESTMENT TILL DATE OF REFUND. APPEAL PARTLY ALLOWED. NO COSTS
SEBI VIDE ITS ORDER DATED 28/05/2021 DIRECTED TO A) REFUND BALANCE AMOUNT TO REMAINING INVESTORS AND ALSO PAY TOTAL PRINCIPAL AMOUNT COLLECTED FROM EACH OF THE REMAINING INVESTOR @ 10% P.A. TILL DATE OF CLOSURE OF ITS SCHEME. BALANCE AMOUNT COLLECTED TO BE REFUNDED WITHIN SIX MONTHS FROM DATE OF THIS ORDER AND INTEREST ON TOTAL AMOUNT TO BE PAID WITHIN NINE MONTHS FROM DATE OF COMING INTO FORCE OF THIS ORDER B) DIRECTED TO FILE WINDING UP AND REPAYMENT REPORT DULY CERTIFIED BY AUDITOR TO SEBI IN THE FORMAT PROVIDED UNDER SEBI (CIS) (CIS) REGULATIONS, 1999 ALONG WITH TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS WITHIN 15 DAYS AFTER EXPIRY OF SIX MONTHS AND NINE MONTHS PERIOD C) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS
|
| 88 |
|
|
PACIFIC AGRO FARMS & HOUSING PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 89 |
|
|
PACL LTD.
(CIN:U70101RJ1996PLC011577
PAN:AAACP4032A)
|
|
|
|
ANAND GURWANT SINGH
|
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
|
GURNAM SINGH
PAN:AYOPS3203H
|
|
|
NIRMAL SINGH BHANGOO
PAN:ACTPB6698L
|
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
|
TYGER JOGINDER
DIN:00694280
PAN:ABVPT0602M
|
|
|
UPPAL DEVINDER KUMAR
PAN:AABPU0363K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 22-AUG-2014
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 22-AUG-2014
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 22-AUG-2014
22-AUG-2014
|
SEBI VIDE ITS NOTICE DATED 11/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, FOR DISPOSING OF THE LAND PURCHASED BY THE COMPANY (PACL) SO THAT THE SALE PROCEEDS CAN BE PAID TO THE INVESTORS 2) APPOINT A NODAL OFFICER, WHO SHALL BE IN-CHARGE OF THE FUNDS SO COLLECTED AND SHALL HAVE A LIAISON WITH THE COMMITTEE AND SHALL ALSO WORK AS A SECRETARY TO THE COMMITTEE
|
| 90 |
|
|
PADMAVATHI GARDEN LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 91 |
|
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
|
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
|
|
|
MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
|
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
|
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
|
|
|
USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
|
|
|
VIIDYAA S.MORAVEKAR
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 92 |
|
|
PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
|
SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 93 |
|
|
PARADIGM AGRO PRODUCTS LTD.
(CIN:U74999MH1993PLC074700)
|
|
|
|
MANISH RAJENDRA BANTHIA
PAN:ADLPB8925F
|
|
|
PRAVIN PATKAR
|
|
|
RAJENDRAKUMAR DHANRAJ BANTHIA
PAN:AAWPB0958N
|
|
|
SHRIKANT GOPALDAS MANTRI
PAN:AAHPM1105F
|
|
|
SUSHIL GOPALDAS MANTRI
PAN:AFCPM3249L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-NOV-2018 TO 28-NOV-2019
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-NOV-2018 TO 28-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2018 TO 28-NOV-2019
29-NOV-2018
|
|
| 94 |
|
|
PARASRAMPURIA HERBAL PRODUCTS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 95 |
|
|
PARASRAMPURIA PLANTATIONS LTD.
|
|
|
|
ALOK PARASRAMPURIA
PAN:AAGPP2473G
|
|
|
HEMANT PARASRAMPURIA
|
|
|
MURARILAJI AGARWAL
|
|
|
RASHMI MAYUR
|
|
|
SANJAY PARASRAMPURIA
PAN:AAIPP7200P
|
|
PROVISIONAL REGISTRATION FOR CIS EXPIRED
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 08-OCT-2003
DIRECTED TO REFUND MONEY TO THE INVESTORS
08-OCT-2003
|
SEBI VIDE ITS ORDER DATED 05/07/2016 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF THE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. C. DIRECTED TO FURNISH 1.COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTER EITHER IN ITS OWN NAME OR HELD IN NAMES OF PROMOTERS/DIRECTORS, ITS CONNECTED ENTITIES AND CHARGES AND ALSO PROPERTIES HELD IN NAMES OF THIRD PARTY AGRICULTURALISTS, IF ANY, ALONG WITH ORIGINAL TITLES DEEDS AND VALUATION REPORTS OF ALL THE PROPERTIES HELD BY COMPANY, EITHER SINGLY OR JOINTLY WITHIN TWO WEEKS FROM DATE OF ORDER 2. DETAILS OF ANY FINANCIAL AND FIXED ASSETS HELD BY DEFAULTER EITHER SINGLY OR JOINTLY 3. DETAILS OF PROMOTERS / DIRECTORS, CONNECTED ENTITIES AND ALSO PERSONS WHO ARE HOLDING PROPERTIES ON BEHALF OF DEFAULTER AS AGRICULTURALISTS WHO HOLD OR HELD THE ASSETS ON BEHALF OF COMPANY ALONG WITH PAN, ASSET STATEMENTS, ETC., CAPACITIES HELD BY SUCH PERSONS IN ANY COMPANY, ANY FIRM OR ANY BUSINESS CONCERN, ETC. ALONG WITH THE DETAILS OF SHAREHOLDING, ETC. WITHIN A MONTH FROM DATE OF ORDER 4. DETAILS OF DEBTORS, PERSONS FROM WHOM MONEY IS DUE TO THE DEFAULTER EITHER SINGLY OR JOINTLY D.DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, RESPECTIVE SUB-REGISTRARS AND REVENUE AUTHORITIES WITH REQUEST NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 22/12/2016 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 96 |
|
|
PARMAR FARMS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 97 |
|
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
|
AJAY KUMAR PANDEY
PAN:AXLPP7767R
|
|
|
ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
|
|
ANUP AGGARWAL
PAN:AFVPA8971N
|
|
|
ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
|
|
DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
|
INDU DUBEY
PAN:AKYDP8151B
|
|
|
MANJU UPADHYAY
PAN:AAZPU1224F
|
|
|
SADHU SHARAN
PAN:AAZPU1225E
|
|
|
SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016 TO 13-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAR-2016 TO 13-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAR-2016 TO 13-MAR-2020
23-APR-2014
|
SEBI VIDE ITS ORDER DATED 14/03/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
|
| 98 |
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PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
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SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
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VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-MAR-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-MAR-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 14-MAR-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-MAR-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
14-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 30/08/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE COMPANY TO MAKE A REPRESENTATION TO SEBI WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER. AD-INTERIM RELIED ALREADY GRANTED TO CONTINUE TILL SEBI PASSES AN ORDER ON THE REPRESENTATION. NO COSTS
SEBI VIDE ITS ORDER DATED 27/12/2019 DISPOSED OFF THE REPRESENTATIONS AND DIRECTED NOTICEES TO ENSURE THAT REFUND (TO ALL THE UNPAID INVESTORS AS ON DATE) AS PAR SEBI ORDER DATED 14/03/2016 ARE COMPLETED WITHIN 45 DAYS OF THIS ORDER AND ALL THE OTHER DIRECTIONS CONTAINED IN SEBI ORDER DATED 14/03/2016 TO REMAIN INTACT
|
| 99 |
|
|
PPL FLORICULTURE LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 100 |
|
|
PURVA HARVEST PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 9
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