| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
DALMIA INDUSTRIAL DEVELOPMENT LTD.
(CIN:L74140WB1982PLC035394
PAN:AAACD9405B)
|
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|
|
SHAILENDRA NATH BAKSHI
PAN:ACXPB4934B
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II), (6)(7), 4(2)(F)(III) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DALMIA INDUSTRIAL DEVELOPMENT LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF DALMIA INDUSTRIAL DEVELOPMENT LTD.
|
IMPOSED PENALTY RS.3,00,000
21-APR-2022
|
|
| 102 |
|
|
DALMIA INDUSTRIAL DEVELOPMENT LTD.
(CIN:L74140WB1982PLC035394
PAN:AAACD9405B)
|
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|
|
ALOK AGARWAL
PAN:ACSPA4871B
|
|
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RAJ MOHTA
PAN:AZXPM4978M
|
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VIKASH CHOWDHARY
PAN:ABXPC9870G
|
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VINEET CHOWDHARY
PAN:ACQPC5971Q
|
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DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (E), (G), 4(2)(F)(II)(1),(6)(7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE AND DID NOT DISSEMINATE REQUIRED INFORMATION VIOLATING REGULATIONS 46(1), 46(2), AND 46(2)(K) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT VOTING RESULTS OF AGM/EGM TO STOCK EXCHANGES VIOLATING REGULATIONS 44(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT FORM RISK MANAGEMENT COMMITTEE OF BOARD OF DIRECTORS VIOLATING REGULATION 21 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2) (A), (E), (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF DALMIA INDUSTRIAL DEVELOPMENT LTD. & SUBSIDIARIES VIOLATING SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 21-APR-2022 TO 20-APR-2023
IMPOSED PENALTY RS.40,00,000
21-APR-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 01/09/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO 50% AND REDUCED DEBARMENT PERIOD TO THE PERIOD UNDERWENT
|
| 103 |
|
|
DECIPHER LABS LTD.
(PAN:AAACC8372L)
|
|
|
|
JANAKIRAM AJJARAPU
PAN:ACAPA0374P
|
|
|
KUMAR RAGHAVAN
PAN:ABMPR9770M
|
|
|
SUSHANT MOHAN LAL
PAN:AKXPM8796N
|
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ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(E),4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DECIPHER LABS LTD.
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS VIOLATING REGULATIONS 30(7) READ WITH 4(1)(C), 4(1)(E), 4(1)(H) AND 4(1)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DECIPHER LABS LTD.
|
RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS), DIRECTLY OR INDIRECTLY FROM 31-JUL-2025 TO 30-JUL-2026
31-JUL-2025
|
SAT: SAT VIDE ITS ORDER DATED 16/09/2025 GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. NO COERCIVE ACTION TO RECOVER THE DISGORGEMENT AND PENALTY AMOUNT SUBJECT TO DEPOSIT OF 50% AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND STAYED THE DIRECTION AT PARAGRAPH NO105(A) OF IMPUGNED ORDER
SAT: SAT VIDE ITS ORDER DATED 09/10/2025 GRANTED FURTHER FOUR WEEKS TO DEPOSIT 50% PENALTY AND DISGORGEMENT AMOUNT
|
| 104 |
|
|
DELHI TRANSCO LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
19-MAY-2021
|
|
| 105 |
|
|
DELPHI WORLD MONEY LTD.
(PAN:AABCC7143A)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS REQUIRED UNDER ACCOUNTING STANDARD 24 VIOLATING REGULATION 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 VIDE CONSENT ORDER)
20-FEB-2026
|
|
| 106 |
|
|
DEVERA DEVELOPERS PVT.LTD.
(PAN:AADCB1809L)
|
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INDULGED IN DIVERSION OF FUNDS OF RS.2315.09 CRORES (APPROX.) FROM RELIGARE FINVEST LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) & 4(1), 4(2)(F) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIGARE ENTERPRISES LTD.
DID NOT MAKE DISCLOSURE OF FUNDS ROUTED BY RELIGARE FINVEST LTD. THROUGH UNRELATED ENTITIES TO PROMOTERS AND PROMOTERS GROUP ENTITIES VIOLATING CLAUSE 32 OF LISTING AGREEMENT IN MATTER OF RELIGARE ENTERPRISES LTD.
MISREPRESENTATED FINANCIAL POSITION BY ROLLING OVER THE LOANS VIOLATING REGULATIONS 4(1)(B), (C), 30(1) AND 51(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF RELIGARE ENTERPRISES LTD.
|
DIRECTED NOT TO DIVERT ANY FUNDS EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI
14-MAR-2019
|
SEBI VIDE ITS ORDER DATED 11/09/2019 DIRECTED NOT TO DISPOSED OFF OR ALIENATE ANY OF THEIR ASSETS OR DIVERT ANY FUNDS, EXCEPT TO MEET EXPENSES OF DAY-TO-DAY BUSINESS OPERATIONS WITHOUT PRIOR PERMISSION OF SEBI TILL COMPLETION OF INVESTIGATION AND FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 12/11/2020 REVOKED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 14/03/2019 READ WITH CORRIGENDUM ORDER DATED 18/04/2019
|
| 107 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
|
DID NOT INVEST/DEPOSIT 15% (RS.700.20 CRORES) OF NCDS MATURING TOWARDS DEBENTURE REDEMPTION RESERVE (DRR) REQUIREMENT VIOLATING REGULATION 16(1) OF SEBI (ISSUE & LISTING OF DEBT SECURITIES) REGULATIONS, 2008 READ WITH RULES 18(7)(B)(II) AND 18(7)(C) OF SEBI (SHARE CAPITAL AND DEBENTURES) RULES, 2014
DID NOT SUBMIT FINANCIAL RESULT AND LINE ITEMS WITH PRESCRIBED TIME VIOLATING REGULATIONS 52(1) READ WITH 52(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.20,00,000
29-MAY-2020
|
SAT: SAT VIDE ITS ORDER DATED 15/07/2020 DIRECTED THAT NO RECOVERY TO BE MADE FROM THE APPELLANT PURSUANT TO IMPUGNED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 09/10/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 29/05/2020
|
| 108 |
|
|
DGP SECURITIES LTD.
(PAN:AABCS4946F)
|
|
|
FILED WRONG DISCLOSURE OF SHAREHOLDING PATTERN IN MATTER OF KEMP & CO.LTD.
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
IMPOSED PENALTY RS.20,00,000
26-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED SUBJECT TO DEPOSIT OF RS.1 CRORE BY APPELLANT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 109 |
|
|
DHANVARSHA FINVEST LTD.
(PAN:AADCS0876Q)
|
|
|
DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,50,000
25-NOV-2021
|
|
| 110 |
|
|
DIC INDIA LTD.
(PAN:AABCC0703C)
|
|
|
ALLEGED FAILURE IN TAKING RECOMMENDATIONS OF NOMINATION AND REMUNERATION COMMITTEE IN RELATION TO APPOINTMENT OF COMPANY’S HEAD OF SALES AND MARKETING VIOLATING REGULATION 19(4) READ WITH SUB-PARAGRAPH 4 OF PARAGRAPH A OF PART D OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015
ALLEGED DELAY IN MAKING DISCLOSURE IN RELATION TO CHANGES IN ITS SENIOR MANAGEMENT VIOLATING REGULATION 30 READ WITH SUB-PARAGRAPHS 7 AND 7C OF PARAGRAPH A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN DISCLOSING DETAILS OF REMUNERATION OF KEY MANAGERIAL PERSONNELS AND DID NOT PUBLISH THE SAME ON WEBSITE VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.34,32,000 VIDE CONSENT ORDER)
21-MAR-2025
|
|
| 111 |
|
|
DIGITAL CONTENT PVT.LTD.
(PAN:AADCN6172E)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 112 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
|
ANIL KUMAR DUA
PAN:ADWPD7220N
|
|
|
ASHOK MATHAI KURIEN
PAN:AADPK4942J
|
|
|
JAWAHAR LAL GOEL
PAN:AAHPL1244J
|
|
|
RANJIT SINGH
PAN:ASXPS7712E
|
|
ALLEGED VIOLATION OF REGULATIONS 4(1)(C) TO 4(1)(E), 4(1)(G) TO 4(1)(I), 5, 30(6) READ WITH PARA D OF PART A OF SCHEDULE III AS WELL AS 30(7), 30(12) AND 44(3) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.45,54,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-OCT-2022
|
|
| 113 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
ALLEGED FAILURE TO OBTAIN PRIOR APPROVAL FROM SHAREHOLDERS FOR CONTINUATION OF MR.JAWAHAR LAL GOEL AS A NON-EXECUTIVE DIRECTOR VIOLATING REGULATION 7(1C) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,72,500 VIDE CONSENT ORDER)
14-NOV-2025
|
|
| 114 |
|
|
DISH TV INDIA LTD.
(PAN:AAACA5478M)
|
|
|
|
ANIL KUMAR DUA
PAN:ADWPD7220N
|
|
|
ASHOK MATHAI KURIEN
PAN:AADPK4942J
|
|
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BHAGWAN DAS NARANG
PAN:AAEPN3092R
|
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JAWAHAR LAL GOEL
PAN:AAHPL1244J
|
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RANJIT SINGH
PAN:ASXPS7712E
|
|
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RASHMI AGGARWAL
PAN:ABPPS8037H
|
|
|
SHANKAR AGGARWAL
PAN:ADVPA6970F
|
|
ACTED, AIDED, ABETTED AND ASSISTED COMPANY AND ITS MANAGEMENT IN MISCHIEF PLAYED UPON THE SHAREHOLDERS VIOLATING REGULATION 6(2)(A) OF SEBI (LODR) REGULATIONS AS WELL AS CLAUSES 5.1, 5.2 AND 5.11 OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES OF FIRST ADVISORY VIOLATING REGULATIONS 4(2)(F)(II)(6), 4(2)(F)(II)(8), 4(2)(F)(III)(3), 4(2)(F)(III)(6) READ WITH REGULATION 17(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES OF FINAL ADVISORY VIOLATING REGULATIONS 4(2)(F)(II)(6), 4(2)(F)(II)(8), 4(2)(F)(III)(3), 4(2)(F)(III)(6) READ WITH REGULATION 17(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT MAKE NECESSARY DISCLOSURE AS PER CLAUSES 4.1, 4.4, 5.1, 5.2 AND 5.11 OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
DID NOT UPHELD HIGH ETHICAL STANDARDS ETC VIOLATING CLAUSES 1 AND 2 OF SCHEDULE A OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
|
DIRECTED TO ENSURE STRICT ADHERENCE OF DIRECTION BY THE COMPLIANCE OFFICER
DIRECTED DEPOSITORIES TO FREEZE DEMAT ACCOUNTS OF DIRECTORS AND COMPLIANCE OFFICER AND DISCLOSE TO STOCK EXCHANGES
DIRECTED TO ENSURE COMPLIANCE WITH LODR REGULATION BY DISCLOSING VOTING RESULTS OF AGM TO STOCK EXCHANGES
07-MAR-2022
|
|
| 115 |
|
|
DRONEACHARYA AERIAL INNOVATIONS LTD.
(PAN:AAGCD0701L)
|
|
|
|
NIKITA SRIVASTAVA
PAN:BAZPM2614N
|
|
|
PRATEEK SRIVASTAVA
PAN:CJCPS9105B
|
|
ISSUED MISLEADING AND FALSE CORPORATE ANNOUNCEMENT TO INVESTORS VIOLATING REGULATIONS 4(1)(C) TO 4(1)(E), 4(1)(G) AND 4(1)(H)OF SEBI (LODR) REGULATIONS, 2015 READ WITH 30(1), 30(3), 30(4(, 30(7), 30(8) AND 30(10) OF SEBI (LODR) REGULATIONS, 2015 AND SCHEDULE III PART A PARA B (1), (2), (4) AND SCHEDULE III PART A PARA C OF SEBI (LODR) REGULATIONS, 2015 AND CIRCULAR NO.CIR/CFD/CMD/4/2015 DATED 09/09/2015
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MADE INCORRECT DISCLOSURES OF DEVIATION IN IPO PROCEEDS VIOLATING REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(H), 4(1)(I), 4(2)(E)(I) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-UTILISED OF IPO PROCEEDS AS PER THE OBJECTS STATED IN THE PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
DID NOT MAKE DISCLOSURE OF QUOTATION OF SOFTWARE IN PROSPECTUS VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A) AND 4(2)(E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
MIS-REPRESENTED FINANCIAL STATEMENTS VIOLATING REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DRONEACHARYA AERIAL INNOVATIONS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-NOV-2025 TO 27-NOV-2027
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 28-NOV-2025 TO 27-NOV-2027
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING PAYMENT OF PENALTY
IMPOSED PENALTY RS.10,00,000
28-NOV-2025
|
SAT: SAT VIDE ITS ORDER DATED 19/12/2025 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER IF ANY BE FILED WITHIN TWO WEEKS THEREAFTER. STAYED RECOVERY SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 03/02/2026 PARTLY ALLOWED THE APPEAL BY PERMITTING TO RAISE FUNDS BY PREFERENCE ISSUE OF SHARES BY MAKING PROPER DISCLOSURE OF SEBI’S ORDER DATED 28/11/2025. NO COSTS
|
| 116 |
|
|
DWITIYA TRADING LTD.
(CIN:L67120WB1978PLC031628
PAN:AABCB4470B)
|
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GANGADHAR SIL
PAN:AUGPS3281H
|
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MANISH JANI
PAN:AENPJ3963L
|
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MISUTILIZED THE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT OF EQUITY SHARES VIOLATING REGULATIONS 3(A) TO 3(D), 4(1) 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF DWITIYA TRADING LTD.
DID NOT SUBMIT THE DETAILS OF DEVIATIONS TO STOCK EXCHANGES ABOUT FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT OF EQUITY SHARES VIOLATING CLAUSE 43 OF LISTING AGREEMENT READ WITH REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.20,00,000
20-JUL-2021
|
SEBI VIDE ITS NOTICE DATED 11/05/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 07/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.47,21,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF DWITIYA TRADING LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 117 |
|
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EDUCOMP SOLUTIONS LTD.
(PAN:AAACE2983M)
|
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|
SHANTANU PRAKASH
PAN:AAJPP1605K
|
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INDULGED IN MISREPRESENTATION OF FINANCIALS STATEMENTS AND DID NOT PUBLISH & REPORT A TRUE AND FAIR VIEW OF FINANCIAL PERFORMANCE AND POSITION TO STOCK EXCHANGES VIOLATING SECTIONS 12A(B) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EDUCOMP SOLUTIONS TD.
GAVE CORPORATE GUARANTEE FOR LOANS AVAILED BY EDU SMART SERVICES PVT.LTD. (ESSPL) TO TUNE OF RS.1550 CRORE WITHOUT APPROVAL OF AUDIT COMMITTEE VIOLATING PROVISION (IV) (A) OF CLAUSE 49 OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 AND SCRA ACT, 1956
DID NOT MAKE DISCLOSURE OF TRANSACTIONS WITH EDU SMART SERVICES PVT.LTD. (ESSPL) AS RELATED PARTY TRANSACTIONS VIOLATING CLAUSE 32 OF LISTNG AGREEMENT READ WITH SECTION 21 OF SCRA ACT, 1956
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAY-2023 TO 29-MAY-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAY-2023 TO 29-MAY-2028
IMPOSED PENALTY RS.1,00,00,000
30-MAY-2023
|
SAT: SAT VIDE ITS ORDER DATED 22/08/2023 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED EFFECT AND OPERATION OF IMPUGNED ORDER TILL DISPOSAL OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 31/10/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/12/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 25/01/2024 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/03/2024 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 118 |
|
|
EDUCOMP SOLUTIONS LTD.
(PAN:AAACE2983M)
|
|
|
|
JAGDISH PRAKASH
PAN:AAHPP4162E
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS STATEMENTS AND DID NOT PUBLISH & REPORT A TRUE AND FAIR VIEW OF FINANCIAL PERFORMANCE AND POSITION TO STOCK EXCHANGES VIOLATING SECTIONS 12A(B) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF EDUCOMP SOLUTIONS TD.
GAVE CORPORATE GUARANTEE FOR LOANS AVAILED BY EDU SMART SERVICES PVT.LTD. (ESSPL) TO TUNE OF RS.1550 CRORE WITHOUT APPROVAL OF AUDIT COMMITTEE VIOLATING PROVISION (IV) (A) OF CLAUSE 49 OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 AND SCRA ACT, 1956
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAY-2023 TO 29-MAY-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAY-2023 TO 29-MAY-2026
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 30-MAY-2023 TO 29-MAY-2026
IMPOSED PENALTY RS.1,00,00,000
30-MAY-2023
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| 119 |
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EDYNAMICS SOLUTIONS LTD.
(CIN:L74900DL2000PLC106755
PAN:AAACE7849N)
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DID NOT PROVIDE STATEMENTS TO STOCK EXCHANGES PERTAINING TO DEVIATION AND VARIATION IN UTILIZATION OF ISSUE PROCEEDS VIOLATING REGULATION 32(1) OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 46A OF ERSTWHILE EQUITY LISTING AGREEMENT FOR SME COMPANIES
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
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IMPOSED PENALTY RS.60,00,000
05-JAN-2021
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SEBI VIDE ITS NOTICE DATED 29/04/2022 DIRECTED TO PAY RS.58,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 13/09/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 120 |
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EICHER MOTORS LTD.
(PAN:AAACE3882D)
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DID NOT ISSUE ADVERTISEMENT IN RESPECT OF ISSUANCE OF 100 DUPLICATE SHARES OF EICHER LTD. VIOLATING CLAUSE 23(B) OF GENERAL NORMS FOR PROCESSING OF DOCUMENTS UNDER RRTI CIRCULAR NO.1 (2000-2001) DATED 09/05/2001 AND CLAUSE 3(E) OF LISTING AGREEMENT READ WITH REGULATIONS 39(2) & 103(2) OF SEBI (LODR) REGULATIONS, 2015
PROCESSED DUPLICATE SHARE CERTIFICATE REQUEST WITHOUT OBTAINING PROPER INDEMNITY VIOLATING CLAUSE 23(A) OF GENERAL NORMS FOR PROCESSING OF DOCUMENTS UNDER RRTI CIRCULAR NO.1 (2000-2001) DATED 09/05/2001 AND CLAUSE 3(E) OF LISTING AGREEMENT READ WITH REGULATIONS 39(2) & 103(2) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.10,00,000
01-JUN-2022
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SAT: SAT VIDE ITS ORDER DATED 29/08/2022 REPLY FILE WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER WITHIN THREE WEEKS THEREAFTER FROM DATE OF THIS ORDER. IN THE MEANWHILE, APPELLANT TO DEPOSIT PENALTY AMOUNT WHICH WOULD BE SUBJECT TO THE RESULT OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 16/01/2023 ALLOWED APPLICATION ON PAYMENT OF COST OF RS.10,000.00 TO BE DEPOSITED BEFORE REGISTRAR OF THIS TRIBUNAL WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 11/10/2024 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
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