| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
RIM ZHIM AGRO FORESTS LTD.
|
|
|
|
D.S.THAKUR
|
|
|
H.C.MAHAJAN
|
|
|
K.C.KAUNDAL
|
|
|
P.S.CHOUDHRY
|
|
|
ROOP LAL KAUNDAL
|
|
|
S.S.THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED 29 LAKH. ACCUSED NO.2, 3 5 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR A TERM OF ONE YEAR AND FINE OF RS.1 LAKH. EACH AND ON DEFAULT OF PAYMENT, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. ACCUSED NO.4 AND 7 DECLARED AS PROCLAIMED OFFENDERS
|
| 162 |
|
|
ROSAL FOREST (I) LTD.
|
|
|
|
D.S.DHILLON
|
|
|
PARAMJEET KAUR
|
|
|
SUNIL JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 163 |
|
|
ROSHAN AGRO LTD.
|
|
|
|
MAHENDRA KUMAR SHARMA
|
|
|
SALMA YASMIN KHAN
|
|
|
SARFARAZ AHMED KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 164 |
|
|
SAGAR GREEN GOLD PLANTATIONS GROUP PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
|
LEKH RAJ KHOSLA
|
|
|
LUXMI CHAUHAN
|
|
|
MANOJ KUMAR JAIN
|
|
|
PRADEEP KUMAR KHOSLA
|
|
|
PUSHPA
|
|
|
REKHA DEEP
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 165 |
|
|
SARVOTAM FORESTS LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
CHINDERPAL KAUR
|
|
|
MINA SINGH
|
|
|
NAYAB SINGH DHILLON
|
|
|
PARDEEP KUMAR
|
|
|
PARMINDER SINGH
|
|
|
SAUDAGAR SINGH
|
|
|
SUBHADRA SINGH
|
|
|
TARLOCHAN KAUR
|
|
|
VEENA RANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2, 3, 5 AND 6 ARE DECLARED PO. A4 AND A8 ACQUITTED. A7 EXPIRED, THUS PROCEEDINGS ABATED. FILE CONSIGNED TO RECORD ROOM
|
| 166 |
|
|
SEAGATE FORESTS LTD.
|
|
|
|
G.S.THIND
|
|
|
K.K.RATTI
|
|
|
M.K.TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.4 SHALL PAY A FINE OF RS.500000 EACH AND ON DEFAULT OF PAYMENT OF FINE, ACCUSED 4 SHALL GO SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. ACCUSED DIRECTED TO FILE WRR WITH SEBI WITHIN 2 MONTHS FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 & 3 DECLARED AS PROCLAIMED OFFENDERS
|
| 167 |
|
|
SETH DHANRAJ AGRO (INDIA) LTD.
(CIN:U01122DL1995PLC074719)
|
|
|
|
ANJU PRADHAN
|
|
|
MANOHAR LAL VIRMANI
|
|
|
MINTOO SHARMA
|
|
|
PANNA LAL PRADHAN
|
|
|
PARVEEN HANDA
|
|
|
PAYARE LAL SHARMA
|
|
|
RAKESH SHARMA
|
|
|
SANTOSH SHARMA
|
|
|
SHAMBU LAL PRADHAN
|
|
|
VINAY PRADHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.160.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.25,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| 168 |
|
|
SHIVAJI ESTATES LIVE STOCK & FARM PVT.LTD.
|
|
|
|
ABA KRISHNARAO BHOGE
|
|
|
AJIT SHINDE
|
|
|
ANIL DAMODAR BHARATEY
|
|
|
ARIF MERCHANT
|
|
|
B.K.PATIL
|
|
|
B.S.SOMAN
|
|
|
BABULAL THAKUR
|
|
|
BHALCHANDRA ARANKE
|
|
|
DEEPAK GOSAVI
|
|
|
GIRISH NAIDU
|
|
|
ITKIKAR RAVI
|
|
|
J.RAJENDRA PRASAD
|
|
|
JAYANT HONMODE
|
|
|
JOY MUKHERJEE
|
|
|
KISHANGOPAL PANDHURANG KHAWALE
|
|
|
LAL TAHILRAMANI
|
|
|
M.I.AHMED
|
|
|
MANIKYAM D.
|
|
|
NAIR RAJESH
|
|
|
NAMDEO MANE CHARGAON
|
|
|
NARENDRA GURVE
|
|
|
NITIN H.FUKE
|
|
|
P.K.DHODAPKAR
|
|
|
PILLAY SUDESH
|
|
|
PINAKI MUKHERJEE
|
|
|
PRAKASH SHINDE
|
|
|
PRAMOD KULKARNI
|
|
|
PRESHIT ANIL BHARETY
|
|
|
R.RAMARAO
|
|
|
RADHESHYAM PANDURANG KHAWALE
|
|
|
RAHUL KORE
|
|
|
RAJENDRA DABHADE
|
|
|
RAJU SUKHANAND PINJARKAR
|
|
|
RAKESH KADHI
|
|
|
RUBEN ROY
|
|
|
S.N.DESHMUKH
|
|
|
SANGEETA RAO
|
|
|
SANJAY B.
|
|
|
SANJAY GURAV
|
|
|
SAURAV S.LANDGE
|
|
|
SHARMILLA APTE
|
|
|
SHIRISH MIRASHI
|
|
|
SHIVAJI SONONE
|
|
|
SHYAM KHURODE
|
|
|
UTPAL DEF
|
|
|
VEERESH S.KARNIK
|
|
|
VIREN NARKAR
|
|
|
WAQAR AHMED KHAN
|
|
|
YUVRAJ PATIL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-JAN-2003 TO 06-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
| 169 |
|
|
SHIVAM PLANTATIONS PVT.LTD.
|
|
|
|
MAMTA SINHA
|
|
|
MEENA SINGH
|
|
|
MRINALINI SINHA
|
|
|
NEELAM SINHA
|
|
|
SHAKUNTALA TIWARI
|
|
|
SUDHAMA PRASAD SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 170 |
|
|
SHRISHRIMAL PLANTATION LTD.
|
|
|
|
DEVICHAND SHRISHRIMAL
|
|
|
KAMAL CHAND JAIN
|
|
|
SHAILENDRA JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
OBTAINED A STAY ORDER FROM THE HON'BLE HIGH COURT
|
| 171 |
|
|
SIDRAH PLANTATION & MARKETING LTD.
|
|
|
|
DAWAR AZMI
|
|
|
MOHD.AWAIS SIDDIQUI
|
|
|
MOHD.PARVEZ
|
|
|
MOHD.QUARAISH SIDDIQUI
|
|
|
SABA KHAN
|
|
|
SYED MOHD.AUN
|
|
|
SYED MOHD.HAIDER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 172 |
|
|
SJM AGRO LTD.
|
|
|
|
AJAY SINGH
|
|
|
POONAM SINGH
|
|
|
RAJ KUMARI SINGH
|
|
|
RAMA KANT SINGH
|
|
|
SADHANA SHUKLA
|
|
|
USHA SINGH
|
|
|
VIKAS KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.3 SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO TO PAY A FINE OF RS.100000 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. AS REGARDS ACCUSED NOS.1 AND 4 EACH SHALL PAY A FINE OF RS.100000 EACH ON DEFAULT
SIMPLE IMPRISONMENT FOR 2 MONTHS. ACCUSED NO.2 DECLARED AS PROCLAIMED OFFENDER
FURTHER, ORDERED THE ACCUSED NO.1 TO FILE WRR WITH SEBI WITHIN 2 MONTHS
|
| 173 |
|
|
SKYHIGH PERFECT TECHAGRO LTD.
|
|
|
|
PREM SAGAR BHARTI
|
|
|
TARUNA RAIZADA
|
|
|
VIVEK SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2, 3 AND 4 DECLARED PROCLAIMED OFFENDER AND ACCUSED NO.5 EXPIRED. HENCE PROCEEDINGS ABATED QUA ACCUSED NO.5
|
| 174 |
|
|
SONALI AGRO INDUSTRIES & RESORTS LTD.
|
|
|
|
ARUN KUMAR GUHA ROY
|
|
|
ASIM KUMAR DUTTA
|
|
|
BASANTI PAL
|
|
|
BIRESH CHANDRA SADHYA
|
|
|
GOUR SUNDAR SAMANTA
|
|
|
KRISHNENDU PAL
|
|
|
LAKSHMI NARAYAN PAL
|
|
|
PANKAJ KUMAR TALUKDAR
|
|
|
SHOUVAN MOMON SINGH
|
|
|
SHRIKANTA MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 175 |
|
|
SOUTHERN HORTICULTURE & RUBBER PLANTATION LTD.
|
|
|
|
JOSEPH MATHEW
|
|
|
M.MATHEW
|
|
|
MARIA MATHEW
|
|
|
RAMACHANDRAN
|
|
|
SHEKHAR PACHUPUTE
|
|
|
UDAY SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| 176 |
|
|
SPARROW AGRO FOREST LTD.
|
|
|
|
ARVIND KUMAR BANSAL
|
|
|
BALBIR SINGH SAINI
|
|
|
DAYA NAND SAINI
|
|
|
DHANRAJ SHARMA
|
|
|
KAMLESH SAINI
|
|
|
KARAN SINGH SAINI
|
|
|
SANTOSH SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.96.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.6,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. AWARD OF RS.2000 TO SEBI AND IN DEFAULT 15 DAYS SIMPLE IMPRISONMENT FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 177 |
|
|
SPEED PARK PLANTATIONS INDIA PVT.LTD.
|
|
|
|
K.T.RAMESHAN
|
|
|
USHA BABA SHANKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 178 |
|
|
SQUARE AGRO FORESTRY (INDIA) LTD.
|
|
|
|
KRISHNA KUMAR SINGH
|
|
|
RANJNA SINGH PARIHAR
|
|
|
RAVENDRA SINGH
|
|
|
REENA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 179 |
|
|
SRI DHATRI AGRO FARMS (INDIA) LTD.
(CIN:U01110TG1995PLC021894)
|
|
|
|
ANNE RAMA RAO
|
|
|
G.SARANGAPANI
|
|
|
G.VENKATESWARLU
|
|
|
K.SATYAVATHI
|
|
|
P.LINGA MURTHY
|
|
|
P.SUNDARI
|
|
|
R.ARUNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
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| 180 |
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SUMAN MOTELS LTD.
(PAN:AAACS9164Q)
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ABDUL RASHID
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ANIL M.KADAKIA
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BHARATI SURENDRA KHANDHAR
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DAMODAR PATKAR
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JAVED AKHTAR
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MUKHTAR HUSSAIN
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PRAFUL M.KHANDHAR
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SHEIKH MUKHTAR HUSSAIN
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SRIKANT M.CHITNIS
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SURENDRA MANSUKLAL KHANDHAR
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VIJAY S.KUMAR
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VINOD B.MISTRY
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-SEP-2002 TO 27-SEP-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
27-SEP-2002
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SEBI VIDE ITS ORDER DATED 13/11/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, KARNATAKA AND UTTARANCHAL AND CONCERNED TAHASILDAR, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 17/02/2016 ORDERED TO SALE THE PROPERTY (1661 SQ.FT. FURNISHED OFFICE PREMISE SITUATED AT 101,INDIA PRINTING HOUSE,42, AMBEDKAR ROAD, WADALA, MUMBAI-400031) THROUGH E-AUCTION IN SATISFACTION OF DUES
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 9 of 11
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