| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
RESPONSIVE PLASTICS PVT.LTD.
|
|
|
|
BABITA AGARWAL
|
|
|
JITEN MEHTA
|
|
|
LUNKARAN KAYAL
|
|
|
MURARI PODDAR
|
|
|
MURUGAN PILLAI
|
|
|
NITIN DESHPANDE
|
|
|
RATNESH CHAND JAIN
|
|
|
REENA JAIN
|
|
|
SUNIL RADHAKRISHNAN NAIR
|
|
|
SUSHILKUMAR AGARWAL
|
|
|
VIJAYALAKSHMI PODDAR
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
10-SEP-2004
|
|
| 162 |
|
|
RHODIA S.A.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ALBRIGHT & WILSON CHEMICALS INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-JUL-2001
|
SAT: IMPUGNED ORDER MODIFIED TO EXTENT THAT PERSONS HOLDING SHARES AS ON 14/06/2000 AND CONTINUE TO BE SHAREHOLDERS ON CLOSURE DAY OF PUBLIC OFFER ALONE SHOULD BE ELIGIBLE TO RECEIVE INTEREST, SURVIVES AND APPEAL DISPOSED OFF
|
| 163 |
|
|
RISHIRAJ AGARWAL (HUF)
(PAN:AADHR8823F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
SAT: SAT VIDE ITS ORDER DATED 22/10/2021 ALLOWED THE APPEAL. MATTER REMITTED TO WTM TO REDECIDE THE MATTER AND CALCULATE THE PERCENTAGE OF CREEPING ACQUISITION MADE BY THE APPELLANTS IN FINANCIAL YEAR 2009-2010 WITHOUT TAKING INTO CONSIDERATION SALE OF THE SHARES MADE BY THEM IN THAT FINANCIAL YEAR
|
| 164 |
|
|
RUNICHA ALLOYS & STEEL PVT.LTD.
(PAN:AACCR9947E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 165 |
|
|
RUTMARG COMMERCIAL PVT.LTD.
(PAN:AABCR6975K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF PERFECT-OCTAVE MEDIA PROJECTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAR-2024
|
SAT: SAT VIDE ITS ORDER DATED 14/08/2024 CONDONED THE DELAY OF 11 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 05/09/2024 CONDONED THE DELAY OF 14 DAYS IN FILING OF APPEAL. GRANTED RESPONDENT TWO WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN TWO WEEKS THEREAFTER
|
| 166 |
|
|
S.I.MEDIA LLP
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VISION ORGANICS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 167 |
|
|
SAMRIDDHI TRUST
|
|
|
|
UDDHAV KEJRIWAL
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 168 |
|
|
SANGAM AGRO AGENCIES PVT.LTD.
(CIN:U51200MH2007PTC170768
PAN:AAKCS8583R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 169 |
|
|
SANJAY B.SETHI (HUF)
(PAN:AANHS4504C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 3(3) OF SAST REGULATIONS, 2011 IN MATTER OF BERYL SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 06/11/2017 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/02/2018 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
|
| 170 |
|
|
SBEC SYSTEMS (INDIA) LTD.
(PAN:AAACS8692P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 ALLOWED THE APPEAL
|
| 171 |
|
|
SCENARIO COMMUNICATION LTD.
|
|
|
VIOLATED REGULATIONS 10 & 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PUBLIC ANNOUNCEMENT FOR ACQUISITION OF SHARES OF SCENARIO MEDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
14-JAN-2009
|
|
| 172 |
|
|
SENTOSA INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT WHICH WAS TO BE MADE WITHIN FOUR WORKING DAYS W.E.F.01.04.97
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
|
| 173 |
|
|
SHINGAR DYES & CHEMICALS PVT.LTD.
(PAN:AAACS6370E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-APR-2020
|
|
| 174 |
|
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 175 |
|
|
SHRI VISHNU KRUPA COMMODITIES PVT.LTD.
(PAN:AAMCS1499N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 176 |
|
|
SHYAM ALCOHOL & CHEMICALS LTD.
(PAN:AAGCS6595M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAMPADA CHEMICALS LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2021 TO 26-AUG-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
27-AUG-2021
|
|
| 177 |
|
|
SICORP FINLEASE LTD.
|
|
|
|
ASHOK SONU BHAGAT
PAN:AFTPB6492F
|
|
|
PRAKASH D'SOUZA
|
|
|
PRASAD SAKHARAM TANDEL
PAN:ACSPT7007J
|
|
|
PRASHANT M.NARVEKAR
|
|
|
PRAVINA CHANDRAKANT SHAH
|
|
|
SANDHYA SHIRISH SHAH
|
|
|
SHIRISH CHANDRAKANT SHAH
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 15,93,400 EQUITY SHARES (15.93%) OF G-TECH INFO TRAINING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
18-AUG-2010
|
SAT: SAT VIDE ITS ORDER DATED 09/02/2016 DISMISSED THE REVIEW APPLICATIONS. REVIEW APPLICATION NOS.6 & 7 OF 2015 AND MISCELLANEOUS APPLICATION NOS.320 AND 321 OF 2015 STAND DISPOSED OFF
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 ALLOWED MISC. APPLICATION TO BE WITHDRAWN. NO COSTS
|
| 178 |
|
|
SIMPLE MINING & POWER PVT.LTD.
(PAN:AAJCS0291D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 179 |
|
|
SKYEDNETWORK PVT.LTD.
(PAN:AAHCS9498L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FIRST FINANCIAL SERVICES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-DEC-2019
|
|
| 180 |
|
|
SOLAR RENEWABLE URJA PVT.LTD.
(PAN:AANCS7337J)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11 (2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF OROSIL SMITHS INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 9 of 12
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