| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
RESPONSIVE PLASTICS PVT.LTD.
|
|
|
|
BABITA AGARWAL
|
|
|
JITEN MEHTA
|
|
|
LUNKARAN KAYAL
|
|
|
MURARI PODDAR
|
|
|
MURUGAN PILLAI
|
|
|
NITIN DESHPANDE
|
|
|
RATNESH CHAND JAIN
|
|
|
REENA JAIN
|
|
|
SUNIL RADHAKRISHNAN NAIR
|
|
|
SUSHILKUMAR AGARWAL
|
|
|
VIJAYALAKSHMI PODDAR
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
10-SEP-2004
|
|
| 162 |
|
|
RHODIA S.A.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ALBRIGHT & WILSON CHEMICALS INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-JUL-2001
|
SAT: IMPUGNED ORDER MODIFIED TO EXTENT THAT PERSONS HOLDING SHARES AS ON 14/06/2000 AND CONTINUE TO BE SHAREHOLDERS ON CLOSURE DAY OF PUBLIC OFFER ALONE SHOULD BE ELIGIBLE TO RECEIVE INTEREST, SURVIVES AND APPEAL DISPOSED OFF
|
| 163 |
|
|
RISHIRAJ AGARWAL (HUF)
(PAN:AADHR8823F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
SAT: SAT VIDE ITS ORDER DATED 22/10/2021 ALLOWED THE APPEAL. MATTER REMITTED TO WTM TO REDECIDE THE MATTER AND CALCULATE THE PERCENTAGE OF CREEPING ACQUISITION MADE BY THE APPELLANTS IN FINANCIAL YEAR 2009-2010 WITHOUT TAKING INTO CONSIDERATION SALE OF THE SHARES MADE BY THEM IN THAT FINANCIAL YEAR
|
| 164 |
|
|
RUNICHA ALLOYS & STEEL PVT.LTD.
(PAN:AACCR9947E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 165 |
|
|
RUTMARG COMMERCIAL PVT.LTD.
(PAN:AABCR6975K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF PERFECT-OCTAVE MEDIA PROJECTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAR-2024
|
SAT: SAT VIDE ITS ORDER DATED 14/08/2024 CONDONED THE DELAY OF 11 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 05/09/2024 CONDONED THE DELAY OF 14 DAYS IN FILING OF APPEAL. GRANTED RESPONDENT TWO WEEKS TO FILE REPLY AND REJOINDER, IF ANY, TO BE FILED WITHIN TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 23/10/2024 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/12/2024 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/01/2025 GRANTED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 166 |
|
|
S.I.MEDIA LLP
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VISION ORGANICS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 167 |
|
|
SAMRIDDHI TRUST
|
|
|
|
UDDHAV KEJRIWAL
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 168 |
|
|
SANGAM AGRO AGENCIES PVT.LTD.
(CIN:U51200MH2007PTC170768
PAN:AAKCS8583R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 169 |
|
|
SANJAY B.SETHI (HUF)
(PAN:AANHS4504C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 3(3) OF SAST REGULATIONS, 2011 IN MATTER OF BERYL SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 06/11/2017 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/02/2018 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
|
| 170 |
|
|
SBEC SYSTEMS (INDIA) LTD.
(PAN:AAACS8692P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 ALLOWED THE APPEAL
|
| 171 |
|
|
SCENARIO COMMUNICATION LTD.
|
|
|
VIOLATED REGULATIONS 10 & 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PUBLIC ANNOUNCEMENT FOR ACQUISITION OF SHARES OF SCENARIO MEDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
14-JAN-2009
|
|
| 172 |
|
|
SENTOSA INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT WHICH WAS TO BE MADE WITHIN FOUR WORKING DAYS W.E.F.01.04.97
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
|
| 173 |
|
|
SHINGAR DYES & CHEMICALS PVT.LTD.
(PAN:AAACS6370E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-APR-2020
|
|
| 174 |
|
|
SHRI HANUMAN INVESTMENTS PVT.LTD.
(PAN:AAGCS5378C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 175 |
|
|
SHRI VISHNU KRUPA COMMODITIES PVT.LTD.
(PAN:AAMCS1499N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 176 |
|
|
SHYAM ALCOHOL & CHEMICALS LTD.
(PAN:AAGCS6595M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAMPADA CHEMICALS LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2021 TO 26-AUG-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
27-AUG-2021
|
|
| 177 |
|
|
SICORP FINLEASE LTD.
|
|
|
|
ASHOK SONU BHAGAT
PAN:AFTPB6492F
|
|
|
PRAKASH D'SOUZA
|
|
|
PRASAD SAKHARAM TANDEL
PAN:ACSPT7007J
|
|
|
PRASHANT M.NARVEKAR
|
|
|
PRAVINA CHANDRAKANT SHAH
|
|
|
SANDHYA SHIRISH SHAH
|
|
|
SHIRISH CHANDRAKANT SHAH
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 15,93,400 EQUITY SHARES (15.93%) OF G-TECH INFO TRAINING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
18-AUG-2010
|
SAT: SAT VIDE ITS ORDER DATED 09/02/2016 DISMISSED THE REVIEW APPLICATIONS. REVIEW APPLICATION NOS.6 & 7 OF 2015 AND MISCELLANEOUS APPLICATION NOS.320 AND 321 OF 2015 STAND DISPOSED OFF
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 ALLOWED MISC. APPLICATION TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE THE FRESH APPEAL. DIRECTED REGISTRY TO ADJUST THE COURT FEES PAID IN EARLIER APPEAL WITH THE COURT FEES PAYABLE ON THE PRESENT APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 DISPOSED OFF THE APPEAL AS COUNSEL FOR SEBI IN TWO MISC. APPLICATIONS STATED THAT RECOVERY OFFICER SHALL MAINTAIN STATUS QUO TILL DISPOSAL OF APPEALS AND NO COERCIVE ACTION WOULD BE TAKEN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 24/11/2017 PERMITTED SEBI TO ATTACH THE ADDITIONAL ASSETS REFFERRED TO IN THE MISC. APPLICATION. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 24/11/2017 QUASHED AND SET ASIDED IMPUGNED ORDERS DATED18/08/2010, 31/10/2011 AND 31/03/2011 SUBJECT TO PAYMENT OF COSTS OF RS.10,000 IN EACH APPEAL TO BE PAID BY APPELLANTS TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER AND WTM/AO OF SEBI DIRECTED TO PASS FRESH ORDER ON MERITS IN RELATION TO ALLEGED VIOLATION SET OUT IN RESPECTIVE SHOW CAUSE NOTICES
SAT: SAT VIDE ITS ORDER DATED 28/06/2019 MODIFIED ORDER DATED 24/11/2017 AND VACATE THE ORDER OF ATTACHMENT AND DIRECTED SEBI TO INFORM RECOVERY OFFICER AS WELL AS BANKS AS EARLY AS POSSIBLE
|
| 178 |
|
|
SIMPLE MINING & POWER PVT.LTD.
(PAN:AAJCS0291D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 179 |
|
|
SKYEDNETWORK PVT.LTD.
(PAN:AAHCS9498L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FIRST FINANCIAL SERVICES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-DEC-2019
|
|
| 180 |
|
|
SOLAR RENEWABLE URJA PVT.LTD.
(PAN:AANCS7337J)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11 (2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF OROSIL SMITHS INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 9 of 12
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