| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1961 |
|
VINAYCHANDRA NARBHERAM PAREKH
(DIN:00009663)
|
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 1962 |
|
|
VINAYCHANDRA NARBHERAM PAREKH
(DIN:00009663)
|
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 1963 |
|
|
VINAYKANT MOHANLAL SHAH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 1964 |
|
|
VINOD B.AGARWAL
|
|
|
|
SUNFLEX FINANCE & INVESTMENTS LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
|
| 1965 |
|
|
VINOD BAID
|
|
|
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CONVICTION
|
| 1966 |
|
|
VINOD C.SHAH
|
|
|
|
C.D.P.FINCAP & LEASING PVT.LTD.
|
|
|
CDP FINCAP PVT.LTD.
|
|
|
DAMAYANTI FINVEST PVT.LTD.
|
|
|
ESQUIRE INTERNATIONAL LTD.
|
|
|
IKSHU FINVEST PVT.LTD.
|
|
|
KRN FINVEST & LEASING PVT.LTD.
|
|
|
MONEY TELEVISION & INDUSTRIES LTD.
|
|
|
NEW PRABHAV FINVEST PVT.LTD.
|
|
|
RITUJA FINVEST PVT.LTD.
|
|
|
STABLE CONSTRUCTION PVT.LTD.
|
|
|
STARSHARE INVESTMENTS & FINANZ PVT.LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 1967 |
|
|
VINOD GUPTA
|
|
|
|
TACTFULL INVESTMENTS LTD.
|
|
VIOLATED SEBI ACT, 1992
VIOLATED SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CC NO.19/10 23.04.2012 PRESENT: SH.SANJAY MANN, ADVOCAE, COUNSEL FOR SEBI. SH.AMIT BHATNAGAR, ADVOCATE, COUNSEL FOR CONVICT COMPANYALONG WITH AR OF COMPANYARGUMENTS HEARD. VIDE SEPARATE ORDER ON THE POINT OF SENTENCE COMPANY ACCUSED ISBURDENED WITH A FINE OF RS.50,000.OO FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT.FINE AMOUNT IS PAID. COPY OF JUDGMENT ALONG WITH ORDER ON THE POINT OF SENTENCE BE GIVENTO THE AR OF CONVICT COMPANY/ITS COUNSEL FREE OF COST. SINCE, A5 & A6 ARE PROCLAIMED OFFENDERS, FILE BE CONSIGNED TO RECORDROOM WITH DIRECTION THAT SAME BE REVIVED AS AND WHEN THEY ARE APPREHENDED
|
| 1968 |
|
|
VINOD GURBUX MOTWANI
(DIN:00632268
PAN:AEXPM6414P)
|
|
|
|
JAYDEEP INVESTMENTS & TRADING CO.PVT.LTD.
|
|
|
MAY FAIR PAPER & BOARDS PVT.LTD.
|
|
|
MOTWANI ENTERPRISES PVT.LTD.
|
|
|
ROOFIT INDUSTRIES LTD.
|
|
|
SUN EARTH CERAMICS LTD.
|
|
|
VEEGEE HOLDINGS & FINANCES PVT.LTD.
|
|
|
VYNEX CHEMICAL ENGINEERING (BOMBAY) PVT.LTD.
|
|
|
WADA ARUN ASBESTOS PRODUCTS PVT.LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1969 |
|
|
VINOD KANTI SHUKLA
|
|
|
|
OJAS TECHNOCHEM PRODUCTS LTD.
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1970 |
|
|
VINOD KUMAR
|
|
|
|
IRIS INFRASTRUCTURALS PVT.LTD.
|
|
|
MIKONA IMPEX & TRADERS PVT.LTD.
|
|
|
R.C.GUPTA & CO.PVT.LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1971 |
|
|
VINOD KUMAR
|
|
|
|
IDEAL HOTELS & INDUSTRIES LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1972 |
|
|
VINOD KUMAR LUTHRA
|
|
|
|
MAHARASHTRA DISTILLERIES LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1973 |
|
|
VINOD R.HINGORANI
|
|
|
|
ADAM COMSOF LTD.
|
|
|
ADSUL TRADING PVT.LTD.
|
|
|
ARAVALI HOUSING & FINANCE PVT.LTD.
|
|
|
CAVALIER SECURITIES LIMITED
PAN:AAACC6370Q
|
|
|
JUGNU SECURITIES PVT.LTD.
|
|
|
KALBADEVI FINANCE PVT.LTD.
PAN:AAACB4200F
|
|
|
KOLAR BIOTECH LTD.
|
|
|
KOLAR SHAREX PVT.LTD.
PAN:AAACK6474D
|
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
MILLION INVESTRADE LTD.
|
|
|
SANGAM INFOTECH PVT.LTD.
PAN:AAGCS2995F
|
|
|
STRUCTURE HOUSING & FINANCE PVT.LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
THE CASE WAS DISPOSED OFF AS ABATED AS THE SOLE ACCUSED WAS DECEASED. THE DEATH CERTIFICATE WAS RECEIVED AND THE SAME WAS VERIFIED BY SEBI AGAINST THE RECORDS OF THE RESPECTIVE MUNICIPAL CORPORATION
|
| 1974 |
|
|
VINOD R.HINGORANI
|
|
|
|
ADAM COMSOF LTD.
|
|
|
ADSUL TRADING PVT.LTD.
|
|
|
CAVALIER SECURITIES LIMITED
PAN:AAACC6370Q
|
|
|
KOLAR SHAREX PVT.LTD.
PAN:AAACK6474D
|
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
MILLION INVESTRADE LTD.
|
|
|
SANGAM INFOTECH PVT.LTD.
PAN:AAGCS2995F
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 1975 |
|
|
VINOD R.HINGORANI
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 1976 |
|
|
VINOD S.ADANI
|
|
|
|
VINODBHAI S.ADANI FAMILY TRUST
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 1977 |
|
|
VINOD SHAH
|
|
|
|
JALTARANG MOTELS LTD.
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 OF SEBI ACT, 1992
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
INDULGED IN CRIMINAL CONSPIRACY TO COMMIT AN OFFENCE (SECTION 120B – IPC)
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1978 |
|
|
VINODBHAI D.PATEL
|
|
|
|
SEAGULL LEAFIN LTD.
PAN:AAFCS3157A
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 1979 |
|
|
VIPIN BHARDWAJ
|
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
30-JUN-2010
|
|
| 1980 |
|
|
VIPIN C.GANDHI
|
|
|
|
MOBILE TELECOMMUNICATIONS LTD.
PAN:AACCM2659J
CIN:L32100GJ1995PLC024812
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 99 of 102
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