If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED BSE TO WITHHOLD PAYOUT OF 11/02/2009 OF HETAL PATEL AND CHETAN SHAH IN SEPARATE ESCROW ACCOUNT

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person CHETAN SHASHIKANT SHAH

(PAN:AAFPS7527M)  
  COLLUDED TO MISUSE STOCK EXCHANGE MECHANISM TO PROFITABLY EXIT FROM THEIR POSITIONS IN SCRIP OF RTS POWER CORP.LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-OCT-2021 TO 26-OCT-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-OCT-2021 TO 26-OCT-2023

DIRECTED BSE TO WITHHOLD PAYOUT OF 11/02/2009 OF HETAL PATEL AND CHETAN SHAH IN SEPARATE ESCROW ACCOUNT

05-JUN-2009 		SAT: APPEALS FILED BY NETWORTH STOCK BROKING LTD., GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD. AND DAWNAY DAY A V SECURITIES PVT.LTD. TO WITHHELD THE PAYOUT TO OTHER BROKERS, DISMISSED AS PREMATURE. WITH NO ORDER AS TO COSTS

AD-INTERIM EX-PARTE ORDER DATED 05/06/2009 CONFIRMED, VIDE ORDER DATED 26/10/2009  
2
History of entity/person HETAL RAJESH PATEL

(PAN:AQUPP6130E)  
  COLLUDED TO MISUSE STOCK EXCHANGE MECHANISM TO PROFITABLY EXIT FROM THEIR POSITIONS IN SCRIP OF RTS POWER CORP.LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-OCT-2021 TO 26-OCT-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-OCT-2021 TO 26-OCT-2023

DIRECTED BSE TO WITHHOLD PAYOUT OF 11/02/2009 OF HETAL PATEL AND CHETAN SHAH IN SEPARATE ESCROW ACCOUNT

05-JUN-2009 		SAT: APPEALS FILED BY NETWORTH STOCK BROKING LTD., GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD. AND DAWNAY DAY A V SECURITIES PVT.LTD. TO WITHHELD THE PAYOUT TO OTHER BROKERS, DISMISSED AS PREMATURE. WITH NO ORDER AS TO COSTS

SAT: APPELLANT APPLIED TO WITHDRAW APPEAL WITH LIBERTY TO CHALLENGE ORDER. APPEAL BECOME INFRUCTUOUS AS INVESTIGATION PENDING. APPEAL DISMISSED WITH NO ORDER AS TO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top