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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION LAUNCHED

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person A.B.LAKHANI  
Click here to view complete history of this specific entity/person ANIK SHIP BREAKING INDUSTRIES LTD.
  		VIOLATED SEBI (DISCLOSURE AND INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000

VIOLATED SECTION 11 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
2
History of entity/person A.BALAKRISHNA  
Click here to view complete history of this specific entity/person MALLESWARA FINANCE & INVESTMENT CO.LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
3
History of entity/person A.BALAKRISHNAN  
Click here to view complete history of this specific entity/person MBA STRATEGIC CONSULTING PVT.LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND LEGAL COST OF RS.4,31,085.00  
4
History of entity/person A.K.CHABRA  
Click here to view complete history of this specific entity/person INDITALIA REFCON LTD.

PAN:AAACI1128G
  		FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI  
5
History of entity/person A.K.GODIKA  
Click here to view complete history of this specific entity/person C.T.COTTON YARN LTD.
  		VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996   		PROSECUTION LAUNCHED

15-MAY-2006 		DISMISSED  
6
History of entity/person A.K.GUPTA  
Click here to view complete history of this specific entity/person PROTOCHEM LTD.
  		MIS-STATEMENTS IN THE PROSPECTUS   PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.5000/ BY EACH OF THE ACCUSED  
7
History of entity/person A.K.SINGH  
Click here to view complete history of this specific entity/person CANARA STEEL LTD.
  		DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD   PROSECUTION LAUNCHED

15-MAY-2006 		CC NO. 2943/1997 AGAINST ACCUSED NO.3 STANDS ACQUITTED. CASE AGAINST ACCUSEDNO.1,2,6,7 SPLIT UP AND STILL PENDING. CASE AGAINST ACCUSED NO.5,8 TO 12 QUASHED BY HIGH COURT. A-4 DEAD, HENCE, PROCEEDING AGAINST A-4 ABATED  
8
History of entity/person A.K.SINGH  
Click here to view complete history of this specific entity/person SOMANI CEMENT CO.LTD.

CIN:L26940GJ1983PLC006400
PAN:AACCS9762N
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		 
9
History of entity/person A.LAHIRI  
Click here to view complete history of this specific entity/person HINDUSTAN LEVER LTD.
  		DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(I),3(II) AND 3(III) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SECTION 26 OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
10
History of entity/person A.LAKSHMINARAYANA  
Click here to view complete history of this specific entity/person ALAKNANDA MANUFACTURING & FINANCE LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
11
History of entity/person A.M.KHUSRO  
Click here to view complete history of this specific entity/person C.T.COTTON YARN LTD.
  		VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996   		PROSECUTION LAUNCHED

15-MAY-2006 		DISMISSED  
12
History of entity/person A.MUKHERJEE  
Click here to view complete history of this specific entity/person AJAY ROADWAYS PVT.LTD.
Click here to view complete history of this specific entity/person CASTLE BUILDERS PVT.LTD.
Click here to view complete history of this specific entity/person RAI CHEMICALS PVT.LTD.

CIN:U00304BR1989PTC003656
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
13
History of entity/person A.NARENDRA  
Click here to view complete history of this specific entity/person KREBS BIOCHEMICALS LTD.
  		FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY

MIS-STATEMENTS IN THE PROSPECTUS   		PROSECUTION LAUNCHED

15-MAY-2006 		ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.20,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR I MONTH  
14
History of entity/person A.P.MOHAMMED ALI  
Click here to view complete history of this specific entity/person KUNNAMKULAM PAPER MILLS LTD.
  		VIOLATED SECTION 11 OF SEBI ACT, 1992

VIOLATED SECTION 11 B OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		 
15
History of entity/person A.S.MALIK  
Click here to view complete history of this specific entity/person SHAW WALLACE & CO.LTD.
  		VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
16
History of entity/person A.S.PATRAWALA  
Click here to view complete history of this specific entity/person HITECHI JEWELLERY INDUSTRIES LTD.

CIN:U99999MH1992PLC067131
PAN:AAACH1071P
  		VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		 
17
History of entity/person A.S.PATRAWALA  
Click here to view complete history of this specific entity/person HITECHI JEWELLERY INDUSTRIES LTD.

CIN:U99999MH1992PLC067131
PAN:AAACH1071P
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
18
History of entity/person A.S.PATRAWALA  
Click here to view complete history of this specific entity/person HITECHI JEWELLERY INDUSTRIES LTD.

CIN:U99999MH1992PLC067131
PAN:AAACH1071P
  		VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

31-MAR-2010 		 
19
History of entity/person A.S.SATISH KUMAR  
  VIOLATED SECTION 20 OF SEBI TAKEOVER CODE, 1997

VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
20
History of entity/person A.V.NAIR  
Click here to view complete history of this specific entity/person EUROPEAN SOFTWARE ALLIANCES LTD.
  		VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996

VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996   		PROSECUTION LAUNCHED

15-MAY-2006 		DISMISSED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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