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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DECLARED NOT A ‘FIT AND PROPER PERSON’ IN TERMS OF GUIDELINES DATED 29/07/2009

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person NEPTUNE OVERSEAS LTD.

(PAN:AAACN5163C)  
Click here to view complete history of this specific entity/person KAILASH RAMKISHAN GUPTA

PAN:ACVPG5303R
  		ABUSED POSITION AND COMMISSION OF VARIOUS IRREGULARITIES IN AFFAIRS, INCLUDING IRREGULARITIES IN TRADING ACTIVITIES ON PLATFORM OF NATIONAL MULTI COMMODITY EXCHANGE LTD.

INDULGED IN MISCONDUCT AND IRREGULARITIES IN MANAGING THE AFFAIRS OF NATIONAL MULTI COMMODITY EXCHANGE OF INDIA LTD. (NOW KNOWN AS INDIAN COMMODITY EXCHANGE LTD.)   		DECLARED NOT A ‘FIT AND PROPER PERSON’ IN TERMS OF GUIDELINES DATED 29/07/2009

DIRECTED NOT TO DIRECTLY AND THROUGH ANY ENTITY CONTROLLED BY THEM (EITHER DIRECTLY OR INDIRECTLY) HOLD ANY SHARES IN ANY ASSOCIATION/COMMODITIES EXCHANGE RECOGNISED OR REGISTERED BY GOVT.OF INDIA/FMC/SEBI IN EXCESS OF 2% OF TOTAL ISSUED CAPITAL OF SUCH ASSOCIATION/EXCHANGE

17-NOV-2021 		SAT: SAT VIDE ITS ORDER DATED 16/02/2022 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 19/04/2022 ALLOWED APPELLANT TWO WEEKS TO FILE REJOINDER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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