| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ADINATH BIO-LABS LTD.
(PAN:AAECA5539M
CIN:L24230WB1982PLC034492)
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 2 |
|
|
AMLUCKIE INVESTMENT CO.LTD.
(PAN:AACCA6749H)
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE PROCEEDINGS AGAINST COMPANY SHALL STAND TERMINATED AND VACATED THE INTERIM ORDER DATED 29/09/2005
|
| 3 |
|
|
BANKAM INVESTMENT LTD.
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER ORDERS
|
| 4 |
|
|
BHORUKA FINANCIAL SERVICES LTD.
|
|
|
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 19-AUG-2005 TILL FURTHER ORDER
PROHIBITED TRANSFER OF SHARES IN ANY MANNER FROM 19-AUG-2005 TILL FURTHER ORDER
19-AUG-2005
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 5 |
|
|
CORONET INDUSTRIES LTD.
(PAN:AABCT6058R)
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 6 |
|
|
GLOBAL CAPITAL MARKETS LTD.
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE PROCEEDINGS AGAINST COMPANY SHALL STAND TERMINATED AND VACATED THE INTERIM ORDER DATED 29/09/2005
|
| 7 |
|
|
GLOBE STOCKS & SECURITIES LTD.
(PAN:AABCG0032A
CIN:L67120WB1994PLC065574)
|
|
|
|
A.K.KHEMKA
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 8 |
|
|
GOENKA BUSINESS & FINANCE LTD.
(PAN:AAACG9648P
CIN:L67120WB1987PLC042960)
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 9 |
|
|
MISHKA FINANCE & TRADING LTD.
(PAN:AAACP2548R)
|
|
|
|
ANIL SATYANARAYAN ROONGTA
PAN:ABBPR3992G
|
|
|
ANKIT GARODIA
PAN:ARRPG4567A
|
|
|
JUGALKISHORE PRALHADRAI SHARMA
PAN:ABLPS6840A
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MISHKA FINANCE & TRADING LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-APR-2015 TO 02-DEC-2020
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 17-APR-2015 TO 02-DEC-2020
17-APR-2015
|
SAT: SAT VIDE ITS ORDER DATED 25/07/2016 DIRECTED SEBI TO PASS APPROPRIATE ORDER WITHIN SIX WEEKS AFTER COMPLETION OF HEARING. NO COSTS
SEBI VIDE ITS ORDER DATED 26/08/2016 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 17/04/2015 EXCEPT THAT NOTICEES CAN: A) ENTER INTO DELIVERY BASED TRANSACTIONS IN CASH SEGMENT IN SECURITIES COVERED IN NSE NIFTY 500 INDEX SCRIPS AND / OR S&P BSE 500 SCRIPS B) SUBSCRIBE TO UNITS OF MUTUAL FUNDS INCLUDING THROUGH SIP AND REDEEM THE UNITS OF MUTUAL FUNDS SO SUBSCRIBED C) DEAL IN DEBT/GOVERNMENT SECURITIES D) INVEST IN ETF E) AVAIL THE BENEFITS OF CORPORATE ACTIONS LIKE RIGHTS ISSUE, BONUS ISSUE, STOCK SPLIT, DIVIDEND, ETC. F) TENDER THE SHARES LYING IN THEIR DEMAT ACCOUNT IN ANY OPEN OFFER/DELISTING OFFER UNDER THE RELEVANT REGULATIONS OF SEBI. SEBI ALLOWED THEM FURTHER RELAXATIONS/RELIEFS A) THEY ARE PERMITTED TO SELL THE SECURITIES LYING IN THEIR DEMAT ACCOUNTS AS ON THE DATE OF THE INTERIM ORDER, OTHER THAN THE SHARES OF THE COMPANIES WHICH ARE SUSPENDED FROM TRADING BY THE CONCERNED STOCK EXCHANGE, IN ORDERLY MANNER UNDER THE SUPERVISION OF THE STOCK EXCHANGES SO AS NOT TO DISTURB THE MARKET EQUILIBRIUM AND DEPOSIT THE SALE PROCEEDS IN INTEREST BEARING ESCROW ACCOUNT WITH A NATIONALIZED BANK B) THEY MAY DEAL WITH OR UTILIZE THE SALE PROCEEDS LYING IN THE ESCROW ACCOUNT UNDER THE SUPERVISION OF THE CONCERNED STOCK EXCHANGE
|
| 10 |
|
|
NAGESHWAR INVESTMENT LTD.
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 11 |
|
|
PINE ANIMATION LTD.
(CIN:L92100TN1989PLC017816
PAN:AAECM0267A)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF PINE ANIMATION LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 18-NOV-2019 TO 07-MAY-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 18-NOV-2019 TO 07-MAY-2023
08-MAY-2015
|
SEBI VIDE ITS ORDER DATED 22/08/2016 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 08/05/2015 EXCEPT THAT NOTICEES CAN: A) ENTER INTO DELIVERY BASED TRANSACTIONS IN CASH SEGMENT IN SECURITIES COVERED IN NSE NIFTY 500 INDEX SCRIPS AND / OR S&P BSE 500 SCRIPS B) SUBSCRIBE TO UNITS OF MUTUAL FUNDS INCLUDING THROUGH SIP AND REDEEM THE UNITS OF MUTUAL FUNDS SO SUBSCRIBED C) DEAL IN DEBT/GOVERNMENT SECURITIES D) INVEST IN ETF E) AVAIL THE BENEFITS OF CORPORATE ACTIONS LIKE RIGHTS ISSUE, BONUS ISSUE, STOCK SPLIT, DIVIDEND, ETC. F) TENDER THE SHARES LYING IN THEIR DEMAT ACCOUNT IN ANY OPEN OFFER/DELISTING OFFER UNDER THE RELEVANT REGULATIONS OF SEBI. SEBI ALLOWED THEM FURTHER RELAXATIONS/RELIEFS A) THEY ARE PERMITTED TO SELL THE SECURITIES LYING IN THEIR DEMAT ACCOUNTS AS ON THE DATE OF THE INTERIM ORDER, OTHER THAN THE SHARES OF THE COMPANIES WHICH ARE SUSPENDED FROM TRADING BY THE CONCERNED STOCK EXCHANGE, IN ORDERLY MANNER UNDER THE SUPERVISION OF THE STOCK EXCHANGES SO AS NOT TO DISTURB THE MARKET EQUILIBRIUM AND DEPOSIT THE SALE PROCEEDS IN AN INTEREST BEARING ESCROW ACCOUNT WITH A NATIONALIZED BANK B) THEY MAY DEAL WITH OR UTILIZE THE SALE PROCEEDS LYING IN THE ESCROW ACCOUNT UNDER THE SUPERVISION OF THE CONCERNED STOCK EXCHANGE
SAT: SAT VIDE ITS ORDER DATED 22/08/2017 CONDONED THE DELAY OF 291 DAYS IN FILING OF APPEAL. FURTHER, DIRECTED SEBI TO DISPOSE OFF THE APPEAL AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN PERIOD OF THREE MONTHS FROM THE DATE OF ISSUING THE SHOW CAUSE NOTICE IF SHOW CAUSE NOTICE IS ISSUED WITHIN A PERIOD OF SIX MONTHS. NO COSTS
|
| 12 |
|
|
PRIME CAPITAL MARKET LTD.
(CIN:L67120OR1994PLC003649
PAN:AABCP9313M)
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL THE DELETION OF THE NAME OF THE COMPANY FROM THE LIST OF VANISHING COMPANIES ISSUED BY MINISTRY OF COMPANY AFFAIRS
DIRECTED CALCUTTA STOCK EXCHANGE TO RECHECK COMPLIANCE STATUS OF COMPANY AND SUBMIT ITS REPORT BEFORE REGIONAL TASK FORCE
|
| 13 |
|
|
S.T.SERVICES LTD.
(PAN:AADCS5207K
CIN:L74140WB1989PLC047210)
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE PROCEEDINGS AGAINST COMPANY SHALL STAND TERMINATED AND VACATED THE INTERIM ORDER DATED 29/09/2005
|
| 14 |
|
|
SUBH LAXMI PROJECTS LTD.
|
|
|
SECURITIES UNDER INVESTIGATION
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 29-SEP-2005 TILL FURTHER ORDERS
29-SEP-2005
|
DIRECTED THAT THE INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER ORDERS
DIRECTED CALCUTTA STOCK EXCHANGE TO CONDUCT AN INVESTIGATION IN RESPECT OF RECEIPT OF DOCUMENTS FILED BY COMPANY
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
