| S. NO. |
PERSON |
ENTITY |
COMPETENT AUTHORITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1. |
H.R.KAUSHIK
|
|
DRT |
DEFAULTED IN PAYMENT OF DUES
|
NOTICE- RS.18,77,254
DEBTS RECOVERY TRIBUNAL,LUCKNOW
09-APR-2024
|
|
| 2. |
HABIBURRAHMAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.28,57,149 ALONG WITH OTHER ENTITIES/PERSONS
ICICI BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-DEC-2023
|
|
| 3. |
HABIBURRAHMAN
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
SYMBOLIC POSSESSION NOTICE- RS.53,77,556 ALONG WITH OTHER ENTITIES/PERSONS
ICICI BANK LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
30-OCT-2023
|
|
| 4. |
HAJARA BI IRFANALI SHAIKH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE
JANA SMALL FINANCE BANK LTD.
01-FEB-2024
|
|
| 5. |
HAMID ALI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.16,96,826 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
08-APR-2024
|
|
| 6. |
HANIF KASAMBHAI SHEKH
(PAN:CBEPS9710A)
|
|
SEBI |
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA TELEGRAM SAFEBULLS CHANNEL BY PROVIDING STOCK RECOMMENDATIONS VIOLATING SECTIONS 12A(A) 12A(C) OF SEBI ACT., 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(D) OF SEBI (PFUTP) REGULATIONS, 2003
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-APR-2024 TO 29-APR-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-APR-2024 TO 29-APR-2025
DIRECTED TO DISGORGE
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
30-APR-2024
|
|
| 7. |
HANIF KASAMBHAI SHEKH
(PAN:CBEPS9710A)
|
|
SEBI |
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA TELEGRAM SAFEBULLS CHANNEL BY PROVIDING STOCK RECOMMENDATIONS VIOLATING SECTIONS 12A(A) 12A(C) OF SEBI ACT., 1992 AND REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(D) OF SEBI (PFUTP) REGULATIONS, 2003
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-APR-2024
|
|
| 8. |
HANIF MUNAN
|
|
|
BHAICHARA & CO.
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.25,96,918 ALONG WITH OTHER ENTITIES/PERSONS
RELIANCE COMMERCIAL FINANCE LTD.
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
19-FEB-2024
|
|
| 9. |
HANSA DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.22,34,794 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
12-APR-2024
|
|
| 10. |
HANSI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
PUBLIC NOTICE- RS.9,80,962 ALONG WITH OTHER ENTITIES/PERSONS
ICICI BANK LTD.
26-MAR-2024
|
|
| 11. |
HANSO DEVI
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.27,68,942 ALONG WITH OTHER ENTITIES/PERSONS
HINDUJA HOUSING FINANCE LTD.
20-NOV-2023
|
|
| 12. |
HANUMANT MANJREKAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE
JANA SMALL FINANCE BANK LTD.
01-FEB-2024
|
|
| 13. |
HAPPY
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.10,01,115 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
09-JAN-2024
|
|
| 14. |
HAR PRASAD
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.3,70,232 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
24-APR-2024
|
|
| 15. |
HARBANS KUMAR
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.9,69,983 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
15-JAN-2024
|
|
| 16. |
HARBANS LAL (AKA.HUKUM ARYAN NARWAL)
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
AUCTION NOTICES/ NOTICES FOR SALE- RS.31,29,000 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
04-DEC-2023
|
|
| 17. |
HARBANS LAL (AKA.HUKUM ARYAN NARWAL)
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.31,29,486 ALONG WITH OTHER ENTITIES/PERSONS
PUNJAB NATIONAL BANK
RESTRAINED FROM ALIENATING (INCLUDING BY WAY OF TRANSFER, SALE, LEASE OR OTHERWISE) OR CREATING THIRD PARTY INTEREST OR DEALING WITH MORTGAGED PROPERTY IN ANY MANNER
31-JAN-2024
|
|
| 18. |
HARBANS LAL RATRA
|
|
BANKS |
FAILED TO PAY RENT ON LOCKERS
|
DEMAND NOTICE/ NOTICE- RS.19,611
AXIS BANK LTD.
17-FEB-2024
|
|
| 19. |
HARBANS SINGH
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
DEMAND NOTICE/ NOTICE- RS.8,01,488 ALONG WITH OTHER ENTITIES/PERSONS
INDIA SHELTER FINANCE CORP.LTD.
12-APR-2024
|
|
| 20. |
HARDAVINDER SINGH
|
|
|
BRAR DAIRY FARM
|
|
|
BRAR BOUTIQUE
|
|
BANKS |
DEFAULTED IN REPAYMENT OF LOANS
|
POSSESSION NOTICE- RS.8,49,977 ALONG WITH OTHER ENTITIES/PERSONS
IIFL HOME FINANCE LTD.
13-FEB-2024
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
