If you are an Existing User, please enter your Username & Password below

Forgot Password?


Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (PFUTP) REGULATIONS, 1995

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
181
History of entity/person SANRAA MEDIA LTD.

(PAN:AAACS9093A)  
Click here to view complete history of this specific entity/person ANNASWAMI VENKATRAMANI

PAN:AABPV3960F
Click here to view complete history of this specific entity/person KRISHNAN RAJAGOPAL

PAN:AEHPR7931J
Click here to view complete history of this specific entity/person RAJEEV AGARWAL

DIN:00232816
PAN:AAJPA6719K
Click here to view complete history of this specific entity/person RAJENDRAN SIVASHANKARAN

PAN:AVAPS0218D
Click here to view complete history of this specific entity/person SUKUMAR SUBRAMANIAN

DIN:01835134
PAN:AOUPS4543L
Click here to view complete history of this specific entity/person UMA KARTHIKEYAN

DIN:00092543
PAN:AKPPK3166J
 
MISLED INVESTORS INTO BELIEVING ABOUT SUCCESS OF GDR ISSUE VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) AND 4 (2) (F), (K) & (R) OF SEBI (PFUTP) REGULATIONS, 2003

DID NOT MAKE DISCLOSURE OF PRICE SENSITIVE INFORMATION TO STOCK EXCHANGES VIOLATING CLAUSES 36(7) AND 50 OF LISTING AGREEMENT

DID NOT ADHERE TO ACCOUNTING STANDARD (AS-1) VIOLATING SECTION 21 OF SCRA, 1956  
IMPOSED PENALTY RS.10,20,00,000

29-NOV-2019
SEBI VIDE ITS NOTICE DATED 17/08/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 09/11/2020 DIRECTED ALL THE BANKS TO REMIT RS.11,36,03,849.00 TO THE EXTENT LYING IN THE ACCOUNT OF SANRAA MEDIA LTD. BY WAY OF EFT/NEFT/RTGS  
182
History of entity/person SARLEE FABRIC EXPORTS LTD.  
Click here to view complete history of this specific entity/person DHIREN SHAH
 
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
183
History of entity/person SAWACA BUSINESS MACHINES LTD.  
Click here to view complete history of this specific entity/person HITESH J.SANGHVI
Click here to view complete history of this specific entity/person JALAS BATRA
Click here to view complete history of this specific entity/person JYOTSNA S.SHAH

PAN:AKAPS1175J
Click here to view complete history of this specific entity/person MAHENDRA A.SHAH
Click here to view complete history of this specific entity/person SATISH R.SHAH

PAN:ACBPS8940G
Click here to view complete history of this specific entity/person SHEETAL S.SHAH

PAN:ANYPS3796C
Click here to view complete history of this specific entity/person VISHAL S.SHAH

PAN:AJWPS2689A
 
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

15-MAY-2006
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,64,954.00  
184
History of entity/person SAWACA COMMUNICATION LTD.

(CIN:L64201GJ1995PLC024912)  
Click here to view complete history of this specific entity/person JELAL I.BATRA
Click here to view complete history of this specific entity/person JYOTSNA S.SHAH

PAN:AKAPS1175J
Click here to view complete history of this specific entity/person KALPESH L.TRIVEDI
Click here to view complete history of this specific entity/person KAUSHIK C.RAMANIY
Click here to view complete history of this specific entity/person MAHENDRA A.SHAH
Click here to view complete history of this specific entity/person MAHESH KUMAR HARIBHAI HADVANI PATEL
Click here to view complete history of this specific entity/person MAKUL H.SHAH
Click here to view complete history of this specific entity/person PINAKIN R.PATEL
Click here to view complete history of this specific entity/person RAJU B.SHAH
Click here to view complete history of this specific entity/person SATISH R.SHAH

PAN:ACBPS8940G
Click here to view complete history of this specific entity/person SHEETAL S.SHAH

PAN:ANYPS3796C
Click here to view complete history of this specific entity/person VISHAL S.SHAH

PAN:AJWPS2689A
 
FAILED TO PAY PENALTY

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00  
185
History of entity/person SCALLOP INVESTMENT & LEASING PVT.LTD.  
Click here to view complete history of this specific entity/person AMRISH VALIA
 
VIOLATED SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

15-MAY-2006
ACQUITTED  
186
History of entity/person SEER FINLEASE PVT.LTD.  
Click here to view complete history of this specific entity/person BHUPENDRA T.JOSHI
Click here to view complete history of this specific entity/person COMANDUR PARTHASARATHY

PAN:AAFPC7617L
Click here to view complete history of this specific entity/person GAUTAMBHAI KARSANBHAI PATEL
Click here to view complete history of this specific entity/person HEMLATABEN VINUBHAI PATEL
Click here to view complete history of this specific entity/person JAGDISHBHAI GOVINDLAL SHETH
Click here to view complete history of this specific entity/person KIRITBEN RAJESH PATEL
Click here to view complete history of this specific entity/person M.S.RAMAKRISHNA
Click here to view complete history of this specific entity/person M.YAGUANDHAR
Click here to view complete history of this specific entity/person MANHARLAL KANTALILAL KOTADIA
Click here to view complete history of this specific entity/person NILESH RAMANLAL SHAH
Click here to view complete history of this specific entity/person RAJESH KUMAR VITHABHAI PATEL
Click here to view complete history of this specific entity/person RAKESH SURESHCHANDRA SHAH
Click here to view complete history of this specific entity/person SOAYUBEN H.VORA
Click here to view complete history of this specific entity/person VIPINCHANDRA GORDHANBHAI PATEL
 
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME

VIOLATED SECTION 12A OF SEBI ACT.,1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956

VIOLATED SEBI DEPOSITORIES ACT, 1996  
PROSECUTION LAUNCHED

15-MAY-2006
 
187
History of entity/person SHALIN RESORTS LTD.  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
188
History of entity/person SHREE CORP.  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
189
History of entity/person SHRI GOPAL FINANCE LTD.  
Click here to view complete history of this specific entity/person RAJESH RAMANLAL SHAH
Click here to view complete history of this specific entity/person SARITA CHOWDHURI
 
VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
CHIEF METROPOLITAN MAGISTRATE ESPLANADE COURT MUMBAI VIDE ITS ORDER DATED 12/02/2014 DISPOSED OFF THE CASE  
190
History of entity/person SOCRUS BIO SCIENCES LTD.

(PAN:AABCS1373A)  
  DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING OF TWO OF ITS PROMOTERS TO BSE FOR FIRST THREE QUARTERS OF YEAR 2004 AS REQUIRED UNDER REGULATION 4(1) OF SEBI PFUTP REGULATIONS, 2003   IMPOSED PENALTY RS.1,00,000

31-MAY-2010
 
191
History of entity/person SOFITEL & FINSTOCK  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 24 OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
192
History of entity/person SOFTRAK TECHNOLOGY EXPORTS LTD.  
Click here to view complete history of this specific entity/person SUNIL GAGLANI
 
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

31-MAR-2010
 
193
History of entity/person SOUNDCRAFT INDUSTRIES LTD.  
Click here to view complete history of this specific entity/person RAJKUMAR CHAINRAI BASANTANI

PAN:AESPB2834F
 
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992

VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
CASE DISMISSED BY COURT. APPLICATION FOR RESTORATION FILED BY SEBI IS PENDING

CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE BOMBAY HIGH COURT  
194
History of entity/person STERLITE INDUSTRIES (INDIA) LTD.  
Click here to view complete history of this specific entity/person ANIL AGGARWAL
Click here to view complete history of this specific entity/person SHASHIKANT
Click here to view complete history of this specific entity/person TARUN JAIN
 
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
 
195
History of entity/person STI FINANCE LTD.  
  VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992

VIOLATED SECTION 24 (1) OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT  
196
History of entity/person SUCCESS MERCHANTS PVT.LTD.  
  VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4(B) OF SEBI (PFUTP) REGULATIONS, 1995  
PROSECUTION LAUNCHED

15-MAY-2006
 
197
History of entity/person SUMAC IRON & STEEL PVT.LTD.  
Click here to view complete history of this specific entity/person D.B.SHARMA
Click here to view complete history of this specific entity/person P.K.RAO
Click here to view complete history of this specific entity/person R.P.SHARMA
Click here to view complete history of this specific entity/person V.K.AGARWAL
 
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995

DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997  
PROSECUTION LAUNCHED

15-MAY-2006
 
198
History of entity/person SUN EARTH CERAMICS LTD.  
Click here to view complete history of this specific entity/person JOY MANGLANI
Click here to view complete history of this specific entity/person KISHORE GURBUX MOTWANI

DIN:02417178
PAN:AAJPM2980N
Click here to view complete history of this specific entity/person MADAN RELWANI
Click here to view complete history of this specific entity/person SURESH GURBUX MOTWANI
Click here to view complete history of this specific entity/person VINOD GURBUX MOTWANI

DIN:00632268
PAN:AEXPM6414P
 
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SECTION 11 (3) OF SEBI ACT, 1992  
PROSECUTION LAUNCHED

15-MAY-2006
 
199
History of entity/person SUNGOLD CAPITAL LTD.

(PAN:AAJCS0998M)  
Click here to view complete history of this specific entity/person ASHOK MODI

PAN:ACAPM5833H
Click here to view complete history of this specific entity/person RAJIV R.KOTIA

PAN:AEJPK0347C
Click here to view complete history of this specific entity/person SHARAD GANDHI

PAN:ADBPH9278J
 
DID NOT SUBMIT CORRECT SHAREHOLDING PATTERN TO STOCK EXCHANGES BY CLASSIFYING SHAREHOLDING OF PROMOTER GROUP AS PUBLIC HOLDING VIOLATION REGULATION 3 (D) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SUNGOLD CAPITAL LTD.   IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS

30-JUN-2017
SAT: SAT VIDE ITS ORDER DATED 12/06/2019 CONDONED THE DELAY OF 5 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 03/03/2020 REJECTED THE REVIEW APPLICATION  
200
History of entity/person SURANA MALOO & CO.  
  VIOLATED SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

30-JUN-2010
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 10 of 12  
top