| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
SETECH ELECTRONICS LTD.
|
|
|
|
AJAY KUMAR AGARWAL
|
|
|
KRISHNA KUMAR JALAN
|
|
|
MRIDULA AGARWAL
|
|
|
RAJ KISHORE AGARWAL
|
|
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT APPEAR BEFORE COURT IN PERSON PURSUANT TO SUMMONS ISSUED BY COURT (SECTION 200A – CR PC)
|
PROSECUTION LAUNCHED
15-MAY-2006
|
VIDE ORDER DATED 13/09/2012 COURT DISPOSED OF THE MATTER AS COMPOUNDED BY THE CLB UPON RS.40,000 AS COMPOUNDING CHARGES FOR THE COMPANY AND RS.3000 EACH ON DIRECTORS
|
| 22 |
|
|
SHREE DEWAN STEELS (INDIA) LTD.
|
|
|
|
DIPAK RALAN
|
|
|
NARESH CHATLY
|
|
|
PUSHPA DEVI CHATLY
|
|
|
SUMITA CHATLY
|
|
|
UMESH MUNJAL
|
|
|
WALAITY RAM CHATLY
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACCUSED NO. 4 AND 5 ARE DISCHARGED BY THE TRIAL COURT ON THE GROUND THAT SEBI FAILED TO PROVE THAT THERE WAS ANY AUTHORIZATION BY A4&5 FOR THE PROSPECTUS OR THERE WAS ANY SIGNATURE ON THE PROSPECTUS
|
| 23 |
|
|
SHREE DEWAN STEELS (INDIA) LTD.
|
|
|
|
DIPAK RALAN
|
|
|
NARESH CHATLY
|
|
|
PUSHPA DEVI
|
|
|
SAMITA CHATLY
|
|
|
UMESH MUNJAL
|
|
|
W.R.CHATLY
|
|
MIS-STATEMENTS IN THE PROSPECTUS
|
LAUNCHED CRIMINAL PROSECUTION
06-APR-1998
|
|
| 24 |
|
|
SUN GROW DATASOFT PVT.LTD.
|
|
|
|
RAJESH GUPTA
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUES OF KARAN FINANCE LTD., MAHANIVESH (INDIA) LTD., GEEFCEE FINANCE LTD. AND KALYANI FINANCE LTD.
COMMITTED IRREGULARITIES INTERALIA FRAUDULENT INCORPORATION OF THE COMPANY
MIS-STATEMENTS IN THE PROSPECTUS
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
FABRICATED AUDITORS REPORTS AND FINANCIAL PROJECTIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-APR-2000 TO 05-APR-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-APR-2000 TO 05-APR-2005
06-APR-2000
|
SAT: APPEAL DISMISSED
|
| 25 |
|
|
SUPRIYA PHARMACEUTICALS LTD.
(CIN:U01100RJ1985PLC003363)
|
|
|
|
ALOK GUPTA
|
|
|
DINESH AJMERA
|
|
|
MUKESH SETI
|
|
|
SADHNA JULKA
|
|
|
VIJAY JULKA
|
|
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED BY CLB
|
| 26 |
|
|
SURAJ SECURITIES & FINANCE LTD.
|
|
|
|
DILIP KUMAR NAHATA
|
|
|
J.L.BARDIA
|
|
|
KRISHNA KUMAR GARG
|
|
|
M.K.NAHATA
|
|
|
V.K.LODHA
|
|
MIS-STATEMENTS AND NON-DISCLOSURES OF MATERIAL INFORMATION IN PROSPECTUS WERE FRAUDULENT ACTS AS DEFINED UNDER REGULATION 2(C) OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT EXERCISE DUE SKILL, DILIGENCE AND CARE IN PUBLIC ISSUE OF SURAJ SECURITIES & FINANCE LTD.
VIOLATED SEBI CODE OF CONDUCT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-SEP-2004 TO 05-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-SEP-2004 TO 05-SEP-2009
06-SEP-2004
|
|
| 27 |
|
|
SVPCL LTD.
(CIN:U21011TG1999PLC032913
PAN:AAFCS0765A)
|
|
|
|
K.MALLIKARJUNA REDDY
PAN:AKGPK3343N
|
|
|
K.SUDHAKAR REDDY
PAN:AMDPK9619E
|
|
PROVIDED WRONG INFORMATION IN DRAFT RED HERRING PROSPECTUS (DRHP) THAT ATLEAST 50% OF THE NET ISSUE TO THE PUBLIC SHALL BE ALLOCATED ON PROPORTIONATE BASIS TO QIB INSTEAD OF UPTO 50% OF THE NET ISSUE TO THE PUBLIC
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-APR-2012 TO 17-APR-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2012 TO 17-APR-2015
DIRECTED TO PAY INTEREST ON APPLICATION MONIES @15% PER ANNUM AND INTEREST THEREON @9% PER ANNUM IN A MAXIMUM OF SEVEN QUARTERLY INSTALLMENTS THROUGH REGISTRAR TO THE ISSUE
18-APR-2012
|
SEBI VIDE ITS NOTICE DATED 17/12/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 19/01/2016 PROHIBITED FROM DISPOSING, TRANSFERRING, ALLIENATING OR CHARGING IN RESPECT OF PROPERTIES LISTED IN ORDER AND PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. DIRECTED TO FURNISH AT SEBI AT ITS SOUTHERN REGIONAL OFFICE, CHENNAI, DULY CERTIFIED COPIES, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY THE DEFAULTER DULY CERTIFIED BY THE BOARD OF DIRECTORS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. DIRECTED INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, IF PRESENTED FOR REGISTRATION
|
| 28 |
|
|
TIJARIA POLYPIPES LTD.
(PAN:AACCT4796M)
|
|
|
|
ALOK JAIN TIJARIA
PAN:ABJPJ3116C
|
|
|
PRAVEEN JAIN TIJARIA
PAN:ABTPJ8112G
|
|
|
VIKAS JAIN TIJARIA
PAN:ABTPJ8056D
|
|
|
VINEET JAIN TIJARIA
PAN:ABTPJ8166C
|
|
DID NOT MAKE DISCLOSURE OF BOARD RESOLUTION DATED 10/09/2011 TO RAISE FUNDS THROUGH ICDS IN PROSPECTUS
DID NOT MAKE DISCLOSURE OF FUNDS RAISED BY TPL THROUGH ICDS IN NATURE OF BRIDGE LOAN IN PROSPECTUS
DID NOT MAKE DISCLOSURE OF FUNDS RAISED THROUGH ICDS PRIOR TO BOARD RESOLUTION DATED 10/09/2011 IN PROSPECTUS
MADE WRONG DISCLOSURE/MISSTATEMENT IN RELATION TO PROCUREMENT OF PLANT & MACHINERY (IMPORTED & INDIGENOUS) AND SUPPLIERS
MADE MIS-STATEMENTS IN PROSPECTUS BY OVERSTATING EXPENDITURE
|
PROHIBITED FROM RAISING ANY FURTHER CAPITAL IN ANY MANNER, DIRECTLY OR INDIRECTLY FROM 28-NOV-2011 TO 27-NOV-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-NOV-2011 TO 27-NOV-2018
DIRECTED COMPANY TO CALL BACK RS.20.40 CRORES FROM THE ENTITIES TO WHOM IPO PROCEEDS WERE FOUND TO HAVE BEEN DIVERTED
20-JUN-2014
|
SAT: SAT VIDE ITS ORDER DATED 29/06/2016 REDUCED DEBARMENT FROM SECURITIES MARKET FOR 7 YEARS TO 5 YEARS. CALLING BACK MONEY FROM ENTITIES TO WHOM THE IPO PROCEEDS HAVE BEEN USED TO REFUND ICDS CANNOT BE SUSTAINED AS IT IS FOUND THAT THESE ENTITIES DID IN FACT MAKE PAYMENTS TO TPL AND REFUND OF MONEY TO THOSE COMPANIES CANNOT BE CALLED BACK. NO COSTS
|
| 29 |
|
|
TIJARIA POLYPIPES LTD.
(PAN:AACCT4796M)
|
|
|
|
PADAM PRAKASH SOMPRAKASH BHATNAGAR
PAN:ABTPJ9846M
|
|
|
SANTOSH KUMAR
PAN:ABJPJ3148G
|
|
DID NOT MAKE DISCLOSURE OF BOARD RESOLUTION DATED 10/09/2011 TO RAISE FUNDS THROUGH ICDS IN PROSPECTUS
DID NOT MAKE DISCLOSURE OF FUNDS RAISED BY TPL THROUGH ICDS IN NATURE OF BRIDGE LOAN IN PROSPECTUS
DID NOT MAKE DISCLOSURE OF FUNDS RAISED THROUGH ICDS PRIOR TO BOARD RESOLUTION DATED 10/09/2011 IN PROSPECTUS
MADE WRONG DISCLOSURE/MISSTATEMENT IN RELATION TO PROCUREMENT OF PLANT & MACHINERY (IMPORTED & INDIGENOUS) AND SUPPLIERS
MADE MIS-STATEMENTS IN PROSPECTUS BY OVERSTATING EXPENDITURE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-NOV-2011 TO 27-NOV-2014
20-JUN-2014
|
SAT: SAT VIDE ITS ORDER DATED 29/06/2016 REDUCED DEBARMENT FROM SECURITIES MARKET FOR 7 YEARS TO 5 YEARS. CALLING BACK MONEY FROM ENTITIES TO WHOM THE IPO PROCEEDS HAVE BEEN USED TO REFUND ICDS CANNOT BE SUSTAINED AS IT IS FOUND THAT THESE ENTITIES DID IN FACT MAKE PAYMENTS TO TPL AND REFUND OF MONEY TO THOSE COMPANIES CANNOT BE CALLED BACK. NO COSTS
|
| 30 |
|
|
TOUBRO INFOTECH & INDUSTRIES LTD.
|
|
|
|
GURJEET SINGH
|
|
|
KANWAR DEEP SINGH
PAN:ACCPS3258G
|
|
|
N.K.MAINI
|
|
|
RAVINDER SINGH
PAN:ALHPS5680C
|
|
|
S.L.BALUJA
|
|
|
SERGIO CORENO
|
|
ISSUED SHARE/DEBENTURE APPLICATION FORMS WITHOUT ATTACHING A COPY OF THE PROSPECTUS/ABRIDGED PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAR-2003 TO 24-MAR-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAR-2003 TO 24-MAR-2008
DIRECTED TO REFUND THE MONEY RAISED, TO DEBENTURE HOLDERS WITH INTEREST @10% WITHIN A PERIOD OF TWO WEEKS FROM DATE OF THIS ORDER
28-MAR-2001
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2004 1.SET ASIDE ORDER DATED 25/03/2003, DIRECTING APPELLANTS TO REFUND MONEY WITH 10% INTEREST TO DEBENTURE HOLDERS 2.MODIFIED ORDER DIRECTING APPELLANTS NOT TO ACCESS AND ASSOCIATE WITH CAPITAL MARKET, DEALING IN SECURITIES OR ASSOCIATING WITH ANY INTERMEDIARIES IN CAPITAL MARKET FOR A PERIOD OF FIVE YEARS TO PERIOD ALREADY UNDERGONE 3.DIRECTED APPELLANTS TO REDRESS ALL GRIEVANCES OF DEBENTURE HOLDERS,IF ANY.NO ORDER AS TO COSTS
|
| 31 |
|
|
TRIDENT STEELS LTD.
|
|
|
|
ANIL SHARMA
|
|
|
KULDEEP N.PARULEKAR
|
|
|
SURESH R.AGARWAL
|
|
|
VIJAY VISHNU SALI
|
|
HOLDINGS OF PROMOTERS HAD ALREADY BEEN PLEDGED TO A BANK FOR RAISING CREDIT LIMITS
DID NOT DISCLOSE IN PROSPECTUS PRINCIPAL TERMS OF LOAN AND ASSETS CHARGED AS SECURITY
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT TRANSFER SHARES LODGED FOR TRANSFER
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-APR-2004 TO 20-APR-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-APR-2004 TO 20-APR-2009
31-MAR-2004
|
|
| 32 |
|
|
TRIDENT STEELS LTD.
|
|
|
|
A.Y.DEGANI
|
|
|
AJAY RAMESHWAR AGARWAL
|
|
|
ASHOK RAMESHWAR AGARWAL
|
|
|
BHARAT N.VAISHNAWA
|
|
|
HEMANT HEMNANI
|
|
|
S.K.JAIN
|
|
HOLDINGS OF PROMOTERS HAD ALREADY BEEN PLEDGED TO A BANK FOR RAISING CREDIT LIMITS
DID NOT DISCLOSE IN PROSPECTUS PRINCIPAL TERMS OF LOAN AND ASSETS CHARGED AS SECURITY
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT TRANSFER SHARES LODGED FOR TRANSFER
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2004 TO 30-MAR-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2004 TO 30-MAR-2009
31-MAR-2004
|
|
| 33 |
|
|
V.R.MATHUR MASS COMMUNICATIONS LTD.
|
|
|
|
BASUDEO AGARWAL
|
|
|
D.R.PRATAP
|
|
|
PAWAN KUMAR AGARWAL
|
|
|
SUNEETI RAJ MATHUR
|
|
|
SYED M.MEHDI
|
|
|
VAMAN RAJ SAXENA
|
|
|
VIMAL RAJ MATHUR
PAN:AIDPM9858P
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
VIOLATED SECTION 13 OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
IN C.C.144/01 ACCUSED NO.2 WAS CONVICTED WITH IMPRISONMENT OF 3 MONTH AND FINE OF RS.15000 ACCUSED NO. 1 & 3 WERE CONVICTED AND SENTENCED TO FINE OF RS.15,000 ONLY. ON APPEAL BEFORE SESSIONS COURT THE CASE WAS COMPOUNDED UPON RECOMMENDATION OF COMPANY LAW BOARD ON PAYMENT OF RS.15,000 EACH BY ACCUSED NO.1 TO 3. IN CC NO. 11/2002 (SPLIT UP FROM CC NO 144/2001), THE COURT VIDE ITS ORDER DATED 21.08.2006 CONVICTED ACCUSED NO.4 AND 5 WITH A FINE OF RS.3000 EACH AND ON DEFAULT IMPRISONMENT FOR 3 MONTHS. CASE IS PENDING AGAINST ACCUSED NO.6, SYED MEHDI AS CC NO.90/2001 (SPLIT UP FROM CC NO.144/2001)
ACCUSED NO.1 TO 5 WERE ACQUITTED BY COURT
|
| 34 |
|
|
V.R.MATHUR MASS COMMUNICATIONS LTD.
|
|
|
|
SUNEETI RAJ MATHUR
|
|
|
VIMAL RAJ MATHUR
PAN:AIDPM9858P
|
|
MIS-STATEMENTS IN PROSPECTUS OF PUBLIC ISSUE OF V.R.MATHUR MASS COMMUNICATIONS LTD.
|
IMPOSED FINE RS.15,000
22-AUG-2002
|
COMPANY LAW BOARD VIDE ITS ORDER DATED 06/12/2005 CONFIRMED THAT OFFENCES UNDER SECTION 63 AND 68 OF THE COMPANIES ACT, 1956 HAVE BEEN COMPOUNDED AND COMPOUNDING FEE OF RS.45,000.00 HAS BEEN REMMITTED BY THE APPLICANTS ON 28/11/2005
|
| 35 |
|
|
VIJAY REMEDIES LTD.
(CIN:L74899DL1994PLC057803)
|
|
|
|
AJAY SATIA
|
|
|
B.K.GOYAL
|
|
|
KAMAL GOYAL
|
|
|
KAPIL MEHAN
|
|
|
MADAN LAL AGGARWAL
|
|
|
VIJAY KUMAR AGGARWAL
|
|
MIS-STATEMENTS IN THE PROSPECTUS
MISUTILIZED ISSUE PROCEEDS
USED PROCEEDS OF PUBLIC ISSUE FOR PURCHASE OF OWN SHARES
IRREGULAR ALLOTMENT OF SHARES IN PUBLIC ISSUE OF VIJAY REMEDIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JAN-2003 TO 26-JAN-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JAN-2003 TO 26-JAN-2008
27-JAN-2003
|
SAT: APPEAL DISMISSED
|
| 36 |
|
|
VLS FINANCE LTD.
|
|
|
|
M.P.MEHROTRA
|
|
|
SOMESH MEHROTRA
|
|
DID NOT HONOUR COMMITMENT RELATING TO CONVERSION OF WARRANTS AS UNDERTAKEN OR REPRESENTED IN PROSPECTUS
|
DIRECTED TO HONOUR THEIR COMMITMENT RELATING TO CONVERSION OF WARRANTS
20-SEP-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
|
| 37 |
|
|
WEBSITY INFOSYS LTD.
|
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
MIS-STATEMENTS IN THE PROSPECTUS
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 38 |
|
|
ZED INVESTMENTS LTD.
|
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
TARUN GOYAL
|
|
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 39 |
|
|
ZED INVESTMENTS LTD.
|
|
|
|
ARUN KUMAR CHAUDHARY
|
|
|
PREETI CHAUDHARY
|
|
|
RAJ KUMAR SHUKLA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
TARUN GOYAL
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DECLARED AS A VANISHING COMPANY
PROSPECTUS OF ZED INVESTMENTS LTD. CONTAINED GLARING MIS-STATEMENTS AND OMITTED MATERIAL RELEVANT FACTS
RESPONSIBLE FOR MISDEEDS AS DIRECTOR & SIGNATORY TO THE PROSPECTUS OF ZED INVESTMENTS LTD.
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF ZED INVESTMENTS LTD.
PROVIDED MIS-STATEMENTS AND ALLOTTED PROMOTER QUOTA SHARES TO GENERAL INVESTORS APART FROM OFFERING BUYBACK SCHEME BY ISSUE OF AN ADVERTISEMENT IN VIOLATION OF SEBI (DIP) DIRECTIVES/INSTRUCTIONS/GUIDELINES
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-OCT-2003 TO 08-OCT-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-OCT-2003 TO 08-OCT-2008
09-OCT-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 2
|
