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RELEVANT PRESS RELEASES FROM SEBI

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RELEASE NO. TITLE OF PRESS RELEASE DATE
343/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 30/12/2004
340/2004  REGISTRATION OF M/S. SOUNDARAJA FINANCE LTD., MEMBER OF OTC EXCHANGE OF INDIA, CANCELLED 28/12/2004
338/2004  RESTORATION OF THE GOVERNING BOARD OF AHMEDABAD STOCK EXCHANGE 24/12/2004
334/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 21/12/2004
332/2004  REGISTRATION OF BALLABH DAS DAGA, MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED 20/12/2004
327/2004  REGISTRATION OF M/S. HOME TRADE LTD., MEMBER OF PUNE STOCK EXCHANGE, CANCELLED 14/12/2004
323/2004  REGISTRATION OF FOUR MEMBERS OF UPSE, CANCELLED 06/12/2004
322/2004  REGISTRATION OF THREE MEMBERS OF PUNE STOCK EXCHANGE, CANCELLED 06/12/2004
320/2004  REGISTRATION OF M/S. SIYA SHARAN SINGHAL, MEMBER OF JAIPUR STOCK EXCHANGE, CANCELLED 02/12/2004
316/2004  WARNING ISSUED TO M/S. D.B. (INTERNATIONAL) STOCK BROKERS LTD., MEMBER OF NSE 22/11/2004
314/2004  REGISTRATION OF M/S. CMS SECURITIES LTD., MEMBER OF NSE, CANCELLED 18/11/2004
313/2004  M/S. MANOJ KUMAR TIBREWAL, MEMBER OF CSE, RESTRAINED FROM ACCESSING SECURITIES MARKET IN THE MATTER OF M/S. DSQ INDUSTRIES LTD. 18/11/2004
309/2004  ORDERS IN THE MATTER OF M/S. MOREPAN HOTELS LTD. 16/11/2004
308/2004  REGISTRATION OF TWO STOCK BROKERS OF JAIPUR STOCK EXCHANGE, CANCELLED 11/11/2004
304/2004  REGISTRATION OF KODALI SECURITIES PVT. LTD., MEMBER OF HSE, CANCELLED 08/11/2004
303/2004  REGISTRATION OF GEETA SHARE ENTERPRISES, MEMBER OF UTTAR PRADESH STOCK EXCHANGE AND A SUB-BROKER AFFILIATED TO UPSE SECURITIES LTD., SUSPENDED 04/11/2004
302/2004  CHARGES AGAINST UNION BANK OF INDIA IN THE CASE OF M/S. VIKAS WSP LTD., DISPOSED OFF 04/11/2004
301/2004  SEBI WARNS M/S. DYNAMIC SUPERWAYS & EXPORTS LTD. IN THE CASE OF M/S. VIKAS WSP LTD. 04/11/2004
296/2004  CERTIFICATE OF REGISTRATION OF EIGHT STOCK BROKERS CANCELLED 29/10/2004
295/2004  CERTIFICATE OF REGISTRATION OF THREE STOCK BROKERS OF COCHIN STOCK EXCHANGE CANCELLED 29/10/2004
293/2004  CERTIFICATES OF REGISTRATION OF TWO BROKERS SUSPENDED 28/10/2004
292/2004  CERTIFICATE OF REGISTRATION OF M/S. NITIN BANSILAL CHOKSHI, MEMBER, AHMEDABAD STOCK EXCHANGE, SUSPENDED 27/10/2004
291/2004  CERTIFICATE OF REGISTRATION OF M/S BIJAL SECURITIES LTD., MEMBER, VADODARA STOCK EXCHANGE, SUSPENDED 27/10/2004
290/2004  CERTIFICATE OF REGISTRATION OF M/S JYOTISH BHOGILAL STOCK BROKERS PVT. LTD, MEMBER, AHMEDABAD STOCK EXCHANGE, SUSPENDED 27/10/2004
289/2004  CERTIFICATE OF REGISTRATION GRANTED TO M/S J. GEETHA, SUB BROKER, SUSPENDED 26/10/2004
288/2004  ‘CEASE AND DESIST’ ORDER PASSED AGAINST M/S. JANATA SAHAKARI BANK LIMITED, DEPOSITORY PARTICIPANT (DP), NSDL. 25/10/2004
285/2004  WARNING ISSUED TO M/S JOINDRE CAPITAL SERVICES LTD, MEMBER, BSE 21/10/2004
284/2004  WARNING ISSUED TO M/S B M GANDHI SECURITIES PVT. LTD., MEMBER, BSE 21/10/2004
283/2004  CERTIFICATE OF REGISTRATION OF M/S RAJESH N JHAVERI, MEMBER,AHMEDABAD STOCK EXCHANGE, CANCELLED 21/10/2004
280/2004  ORDER ISSUED IN THE MATTER OF APPLICATION SUBMITTED BY CREDITCAPITAL ASSET MANAGEMENT COMPANY LTD., MUMBAI FOR REGISTRATION AS A PORTFOLIO MANAGER 18/10/2004
279/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF M/S HARVIC MANAGEMENT SERVICES LTD, SUB-BROKER AFFILIATED TO M/S B M GANDHI SECURITIES PVT. LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI 18/10/2004
277/2004  ORDER AGAINST MATHRAN SECURITIES LTD, MEMBER, NSE 18/10/2004
276/2004  ORDER AGAINST SHRI SAMEER K.CHOTAI 15/10/2004
274/2004  DIRECTION UNDER SECTION 11 & 11 B OF SEBI ACT ISSUED IN THE MATTER OF DSQ SOFTWARE LTD. 12/10/2004
271/2004  M/S. RAMANLAL D SHAH, MEMBER, BSE WARNED TO BE MORE CAREFUL IN THE FUTURE 12/10/2004
270/2004  REGISTRATION OF M/S. M S CONSULTANCY, SUSPENDED 12/10/2004
269/2004  REGISTRATION OF M/S. SHRIKANT G MANTRI, MEMBER OF BSE, SUSPENDED 12/10/2004
268/2004  REGISTRATION OF M/S. BIPIN R VORA, MEMBER OF BSE, SUSPENDED 12/10/2004
267/2004  M/S. ACME SHARES AND STOCKS PVT. LTD., MEMBER OF BSE, WARNED TO BE MORE CAREFUL IN THE FUTURE 12/10/2004
266/2004  REGISTRATION OF DINESH KUMAR KANORIA, MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED 11/10/2004
262/2004  ORDERS ISSUED IN THE MATTER OF M/S. SURYA ROSHINI LTD. 05/10/2004
260/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 04/10/2004
259/2004  REGISTRATION OF THREE BROKERS, SUSPENDED 01/10/2004
258/2004  ORDER AGAINST PROMOTERS OF M/S. KOLAR BIOTECH LTD. AND OTHERS 01/10/2004
257/2004  M/S. NVS BROKERAGE PVT. LTD., MEMBER OF BSE, WARNED TO BE MORE CAREFUL IN FUTURE 29/09/2004
255/2004  SHRI RAHUL R. SHAH PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES 28/09/2004
254/2004  REGISTRATION OF M/S. AMGIS HOLDINGS PVT. LTD., SUSPENDED 28/09/2004
253/2004  REGISTRATION OF M/S. SPARTEK FINANCIERS AND INVESTMENT LTD., MEMBER, CALCUTTA STOCK EXCHANGE, SUSPENDED 28/09/2004
252/2004  ORDER AGAINST SHRI BHAVESH DADHIA AND SHRI RAMESH DADHIA IN THE MATTER OF M/S. SYNTHIKO FOILS LTD. 24/09/2004
251/2004  SEBI DEBARS SMT. INDU MEHTA, DIRECTOR, M/S. MEFCOM CAPITAL MARKETS LTD. 24/09/2004
250/2004  SHRI D.K.NAHATA AND SHRI M.K.NAHATA, DIRECTORS OF M/S.SURAJ SECURITIES AND FINANCE LTD., DEBARRED FROM ACCESSING THE CAPITAL MARKET 24/09/2004
248/2004  ORDER AGAINST M/S. INDIAN FINANCE GUARANTY LTD., MEMBER OF NSE 24/09/2004
247/2004  REGISTRATION OF TWO STOCK BROKERS, CANCELLED 24/09/2004
246/2004  REGISTRATION OF M/S. PRABHAT INVESTMENTS, MEMBER, DSE, SUSPENDED 23/09/2004
245/2004  REGISTRATION OF M/S. EMMKAY SHARE & STOCKBROKERS LTD., MEMBER, DSE, SUSPENDED 23/09/2004
244/2004  M/S. MANORATH INVESTMENTS LTD. AND M/S. AADITYA LUXURY HOTELS LTD., DEBARRED 23/09/2004
241/2004  ORDER ISSUED IN THE MATTER OF APPLICATION SUBMITTED BY M/S. WEALTH MANAGEMENT ADVISORY SERVICES LTD., KOLKATA FOR REGISTRATION AS A PORTFOLIO MANAGER 21/09/2004
239/2004  ORDER PASSED AGAINST M/S. TOPLINE SHOES LTD. AND ITS DIRECTORS – SHRI HMG MURTHY AND SHRI HMB MURTHY UNDER SECTION 11B OF SEBI ACT, 1992 20/09/2004
238/2004  ORDER PASSED AGAINST M/S. NULINE GLASSWARE LTD. (NOW KNOWN AS PUR OPALE CREATION LTD.) AND ITS DIRECTORS JAYESH DAVE, ANJALI DAVE, JAGDISH CHANDRA DAVE, MADHUBEN DAVE, ROHIT VYAS, HIMANSHU DESAI, KAMLESH MANKODI AND UMESH SONI – UNDER SECTION 11B OF SEBI ACT, 1992 20/09/2004
237/2004  REGISTRATION OF M/S. SHYAM LAL SHARMA, MEMBER OF DSE, CANCELLED 17/09/2004
236/2004  REGISTRATION OF M/S. INDIAN FINANCE GUARANTY LTD., A STOCK BROKER OF OTC EXCHANGE OF INDIA, CANCELLED 17/09/2004
235/2004  WARNING ISSUED TO ANANTRAI A PAREKH & SONS, MEMBER OF BSE 17/09/2004
234/2004  ORDER AGAINST SHRI D.K. SHAH IN THE MATTER OF M/S. INFOQUEST SOFTWARE EXPORTS LTD. (ISEL) 17/09/2004
233/2004  ORDER AGAINST SHRI FAROOKH PAVRI AND ASSOCIATES IN THE MATTER OF M/S. INFOQUEST SOFTWARE EXPORTS LTD. (ISEL) 17/09/2004
232/2004  REGISTRATION OF M/S. MILLENIUM EQUITIES (INDIA) PVT. LTD., MEMBER OF BSE, SUSPENDED 16/09/2004
231/2004  IN THE MATTER OF PROPOSED ACQUISITION OF THE ENTIRE BALANCE PUBLIC SHAREHOLDING IN M/S. SRP TOOLS LTD. BY M/S. ANDAVAR INVESTMENTS PVT. LTD. AND PERSONS ACTING IN CONCERT 16/09/2004
230/2004  REGISTRATION OF SHRI U.RAMADAS MALLYA, MEMBER OF MGSE, CANCELLED 15/09/2004
229/2004  REGISTRATION OF SHRI SHASHIKANT M.DAMANI, MEMBER OF BSE, SUSPENDED 15/09/2004
228/2004  SEBI WARNS M/S.VIKAS WSP LTD. AND ITS DIRECTORS & PROMOTERS 15/09/2004
227/2004  VARIOUS ENTITIES AND THEIR DIRECTORS RESTRAINED FROM ACCESSING THE SECURITIESMARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, IN THE MATTER OF INVESTIGATIONS IN THE SCRIP OF M/S. SHREE RAMA MULTI TECH LTD. 15/09/2004
226/2004  DIRECTION AGAINST M/S. KRISHNA FILAMENTS LTD. AND ITS PROMOTERS / DIRECTORS AND ASSOCIATE CONCERNS / ENTITIES 14/09/2004
225/2004  REGISTRATION OF M/S. M J PATEL SHARE & STOCK BROKERS LTD., MEMBER OF BSE, SUSPENDED 14/09/2004
223/2004  REPAYMENT TO UNITHOLDERS – CRB MUTUAL FUND 14/09/2004
222/2004  DIRECTION UNDER SECTION 11 & 11 B OF SEBI ACT ISSUED TO DSQ SOFTWARE LTD., DINESH DALMIA AND OTHER DIRECTORS OF THE COMPANY IN THE MATTER OF DSQ SOFTWARE LTD. 10/09/2004
221/2004  REGISTRATION OF INDUS VENTURE CAPITAL FUND – 1, ORISSA VENTURE CAPITAL FUND AND TVS VENTURE FUND TRUST, CANCELLED 10/09/2004
220/2004  IN THE MATTER OF ACQUISITION OF SHARES OF M/S. EMPEE SUGARS AND CHEMICALS LIMITED BY M/S EMPEE DISTILLERIES LTD. 10/09/2004
219/2004  M/S. VIRAM INVESTMENT PRIVATE LIMITED, SHRI AMAL PARIKH AND SHRI UDAY SHAH DIRECTED NOT TO DEAL IN SECURITIES FOR A PERIOD OF SIX MONTHS 10/09/2004
217/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 08/09/2004
216/2004  REGISTRATION OF TWO BROKERS OF ICSEI AND ONE BROKER OF OTCEI, CANCELLED 07/09/2004
214/2004  MS. ASHADEVI BERIWALA, MS. ADITI DALAL AND M/S. HARBINGER TRADING CO. PVT. LTD. DEBARRED FROM ACCESSING CAPITAL MARKET FOR SIX MONTHS 06/09/2004
213/2004  SHRI MURLI LEKHRAJ DEBARRED ALONG WITH M/S. SANWA FINANCE P. LTD. (SFPL), M/S. SANWA DEVELOPMENTS P. LTD. (SDPL) AND M/S JAYEM EXPORTS P. LTD. (JEPL) FROM ACCESSING THE SECURITIES MARKET AND FROM BUYING, SELLING OR DEALING IN SECURITIES 06/09/2004
211/2004  REGISTRATION OF 14 STOCK BROKERS, CANCELLED 06/09/2004
210/2004  IN THE MATTER OF ACQUISITION OF SHARES AND CONTROL BY M/S. STERLING INVESTMENT CORPORATION PRIVATE LIMITED, M/S. SHAPOORJI PALLONJI AND COMPANY LIMITED AND M/S. CYRUS INVESTMENTS LIMITED IN M/S. FAL INDUSTRIES LTD. 03/09/2004
209/2004  WARNING ISSUED TO M/S. MANGAL KESHAV SHARE & STOCK BROKERS LTD,, MEMBER OF THE STOCK EXCHANGE, MUMBAI IN THE MATTER OF M/S. NATURAL EXPO AGRO INDUSTRIES LTD. 03/09/2004
208/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 03/09/2004
207/2004  REGISTRATION OF VARIOUS STOCK BROKERS, CANCELLED 03/09/2004
206/2004  REGISTRATION OF M/S. SECURITIES BROKERS OF INDIA LIMITED, SUSPENDED 02/09/2004
205/2004  REFUSAL TO GRANT RENEWAL OF RECOGNITION TO MANGALORE STOCK EXCHANGE 01/09/2004
203/2004  REGISTRATION OF M/S. SUNIL INVESTMENTS, MEMBER OF BANGALORE STOCK EXCHANGE, SUSPENDED 31/08/2004
201/2004  REGISTRATION OF M/S. NAM SECURITIES LTD., SUSPENDED 30/08/2004
200/2004  REGISTRATION OF M/S. PATANI SECURITIES PVT. LTD., SUSPENDED 30/08/2004
199/2004  M/S. VISION TECHNOLOGIES INDIA LTD., RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES FOR FIVE YEARS 27/08/2004
198/2004  REGISTRATION OF M/S. J.B. SHARES & STOCKS LTD., SUSPENDED 27/08/2004
197/2004  M/S.SPML INDIA LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES 27/08/2004
196/2004  DIRECTION ISSUED AGAINST M/S. DELTA ALLIANCE INVESTMENTS, KOLKATA AND ITS PROPRIETOR MS. SANTA CHAKARABORTY TO CEASE AND DESIST FROM ACTING AS AN UNREGISTERED PORTFOLIO MANAGER 26/08/2004
194/2004  REGISTRATION OF M/S.NEON VINIMAY PVT. LTD., MEMBER, NSE, SUSPENDED 25/08/2004
192/2004  M/S. 20TH CENTURY ENGINEERING LTD. PROHIBITED FROM ASSOCIATING WITH ANY CORPORATE BODY IN ACCESSING THE CAPITAL MARKET AND FROM BUYING, SELLING OR DEALING IN SECURITIES 24/08/2004
190/2004  ORDER PASSED AGAINST M/S.HINDUSTAN TOOLS AND FORGINGS LTD. AND ITS DIRECTORS –SHRI RESH GOYAL, SMT. ABHA GOYAL, SHRI S R SODHANI, SHRI ARVIND JAIN, SHRI MANPREET SINGH, SHRI PAWAN KUMAR SHARMA, SHRI AVTAR SINGH AND DR. MEHAR SINGH AHLUWALIA UNDER SECTION 11B OF SEBI ACT, 1992 23/08/2004
189/2004  SHRI J.K. BARASIA BANNED FROM THE CAPITAL MARKET FOR ONE YEAR 19/08/2004
188/2004  M/S. SUBHASH CAPITAL CITY LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES 19/08/2004
187/2004  REGISTRATION OF M/S.OPTION SECURITIES PVT. LTD., MEMBER OF DELHI STOCK EXCHANGE, SUSPENDED 18/08/2004
182/2004  ORDER AGAINST SHRI ARUN UPADHYAYA OF M/S. ARCHANA INVESTMENTS IN THE MATTER OF TRADING IN THE SCRIP OF M/S. GREENFIELD TRADING AND FINANCE LTD. 12/08/2004
179/2004  REGISTRATION OF M/S. KAJI AND MAULIK SECURITIES PVT. LTD., - DEPOSITORY PARTICIPANT OF CDSL, CANCELLED 06/08/2004
177/2004  ORDERS AGAINST M/S. GREENFIELD TRADING AND FINANCE LTD., ITS DIRECTORS & ASSOCIATED ENTITIES IN THE MATTER OF TRADING IN THE SCRIP OF M/S. GREENFIELD TRADING AND FINANCE LTD. 02/08/2004
175/2004  SHRI MUKESH CHOKSI DEBARRED FROM ACCESSING CAPITAL MARKET FOR THREE MONTHS 27/07/2004
173/2004  ORDERS PASSED IN THE MATTER OF PUBLIC ISSUE OF M/S.GROWMORE SOLVENTS LTD.(GSL) 26/07/2004
172/2004  ORDER AGAINST NAVRANGPURA BRANCH (AHMEDABAD) OF PUNJAB NATIONAL BANK 26/07/2004
171/2004  REGISTRATION OF M/S. AMITABH SONTHALIA, SUSPENDED 26/07/2004
169/2004  REGISTRATION OF TWO BROKERS OF BSE, SUSPENDED 23/07/2004
168/2004  ORDERS AGAINST M/S.SAWACA BUSINESS MACHINES LTD (SBML), ITS DIRECTORS & ASSOCIATED ENTITIES IN THE MATTER OF BUYING, SELLING AND DEALING IN THE SECURITIES OF SBML 23/07/2004
167/2004  ROLTA INDIA LTD. DIRECTED TO ADHERE TO PROPER ACCOUNTING STANDARDS 22/07/2004
165/2004  REGISTRATION OF A STOCK BROKER OF BSE, CANCELLED 21/07/2004
163/2004  REGISTRATION OF DEVKI FINANCE AND TRADING PRIVATE LIMITED, SUSPENDED 20/07/2004
161/2004  REGISTRATION OF AKHIL K.DALAL, STOCK BROKER CANCELLED 19/07/2004
160/2004  SHRI V.K. JATIA AND HIS FAMILY MEMBERS BARRED FROM SECURITIES MARKET 19/07/2004
159/2004  M/S. INFOQUEST SOFTWARE EXPORTS LTD. & SHRI SANJAY JHALANI BARRED FROM SECURITIES MARKET 19/07/2004
158/2004  CERTIFICATE OF REGISTRATION OF M/S.HOME TRADE LTD. CANCELLED 19/07/2004
157/2004  CERTIFICATE OF REGISTRATION OF 15 STOCK BROKERS OF MANGALORE STOCK EXCHANGE CANCELLED 16/07/2004
150/2004  M/S. DAMYANTI FINVEST PVT. LTD., M/S. RITUJA FINVEST PVT.LTD., M/S. CDP FINCAP PVT.LTD. AND THEIR DIRECTORS SHRI DINESH DOSHI AND SHRI ANIL D.DOSHI PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES AND WARNING ISSUED TO SHRI VINOD SHAH 08/07/2004
149/2004  REVOCATION OF ORDER PASSED ON DEC. 17, 1999 AGAINST SHRI J P GUPTA, FORMER DIRECTOR OF M/S SUKHCHAIN CEMENTS LTD. 08/07/2004
147/2004  CERTIFICATE OF REGISTRATION OF M/S. SONI SECURITIES LTD., MEMBER – NSE, SUSPENDED 08/07/2004
145/2004  CERTIFICATE OF REGISTRATION GRANTED TO M/S INTEGRATED ENTERPRISES (INDIA) LTD. AS A DEPOSITORY PARTICIPANT OF NATIONAL SECURITIES DEPOSITORY LIMITED, SUSPENDED 07/07/2004
144/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MAN MOHAN DAMANI 06/07/2004
142/2004  CERTIFICATE OF REGISTRATION OF 17 STOCK BROKERS CANCELLED 05/07/2004
141/2004  CERTIFICATE OF REGISTRATION OF A STOCK BROKER OF OTC EXCHANGE OF INDIA CANCELLED 02/06/2004
140/2004  CERTIFICATE OF REGISTRATION OF 17 STOCK BROKERS OF OTC EXCHANGE OF INDIA LTD. CANCELLED 01/07/2004
139/2004  CERTIFICATE OF REGISTRATION OF TWO STOCK BROKERS OF COIMBATORE STOCK EXCHANGE LTD., CANCELLED 30/06/2004
137/2004  DIRECTORS OF M/S. HARVEST DEAL SECURITIES LTD. AND M/S. FIRST CUSTODIAN FUND (INDIA) LTD. DEBARRED FROM DEALING IN THE SECURITIES MARKET 29/06/2004
136/2004  M/S. ZOOM INDUSTRIAL SERVICES LTD. PROHIBITED FROM ACCESSING THE SECURITIES MARKET AND DEALING IN SECURITIES 29/06/2004
135/2004  APPLICATION OF M/S WEALTH MANAGEMENT ADVISORY SERVICES LTD., FOR REGISTRATION AS A PORTFOLIO MANAGER, REJECTED 25/06/2004
134/2004  APPLICATION OF M/S. MANGAL KESHAV SECURITIES LTD., FOR REGISTRATION AS A PORTFOLIO MANAGER, REJECTED 25/06/2004
133/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. DRB SECURITIES PVT. LTD., MEMBER OF THE UTTAR PRADESH STOCK EXCHANGE 25/06/2004
132/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. SINDHU CORPORATE SERVICES LIMITED, CATEGORY-I REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT 24/06/2004
129/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. LRM SECURITIES LTD., MEMBER OF THE DELHI STOCK EXCHANGE 21/06/2004
128/2004  ORDER AGAINST M/S INFORMATION TECHNOLOGIES (INDIA) LTD., SHARE TRANSFER AGENT, COMPELLING TRANSFER OF RECORDS 18/06/2004
125/2004  PREFERENTIAL ALLOTEES AND ASSOCIATED ENTITIES PROHIBITED FROM DEALING IN THE SHARES OF AASTHA BROADCASTING NETWORK LTD. 15/06/2004
124/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MUNJAL ONLINE STOCK ACCESS, MEMBER OF THE OTC EXCHANGE OF INDIA LTD. 11/06/2004
123/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MUNJAL LEASING LTD., MEMBER OF THE NATIONAL STOCK EXCHANGE OF INDIA LTD. 11/06/2004
121/2004  WARNING ISSUED TO M/S. BAMA SECURITIES LTD., MEMBER OF NATIONAL STOCK EXCHANGE 09/06/2004
119/2004  WARNING ISSUED TO M/S. J. M. MORGAN STANLEY RETAIL SERVICES PVT. LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI 04/06/2004
115/2004  WARNING ISSUED TO M/S. BAKLIWAL INVESTMENT, MEMBER OF NATIONAL STOCK EXCHANGE 25/05/2004
106/2004  ORDER OF SEBI AGAINST ENTITIES PURSUANT TO INVESTIGATIONS IN THE MATTER OF M/S. MAGIC TRADING AND AGENCIES LTD. 12/05/2004
105/2004  ORDER AGAINST SHRI S.K.JAIN, MEMBER, CALCUTTA STOCK EXCHANGE 11/05/2004
100/2004  ORDER PASSED BY SEBI AGAINST DRESDNER KLEINWORT BENSON SECURITIES (INDIA) LTD., MEMBER OF NSE AND BSE UNDER REGULATION 13(2) OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 05/05/2004
099/2004  ORDERS PASSED BY SEBI AGAINST THREE ENTITIES IN A MATTER RELATED TO DEALING IN THE SHARES OF MALVICA ENGINEERING LTD. 05/05/2004
098/2004  ORDER OF MEMBER, SEBI AGAINST M/S PRABHUDAS LILLADHER PRIVATE LIMITED PURSUANT TO INVESTIGATIONS IN THE MATTER OF SAWACA BUSINESS MACHINE LTD. 05/05/2004
097/2004  ORDER U/S 11 B AGAINST SHRI BISHWANATH MURLIDHAR PURSUANT TO INVESTIGATIONS IN THE MATTER OF SNOWCEM INDIA LTD. 30/04/2004
094/2004  ORDER AGAINST M/S. SIDH GLOBAL EQUITY FUND LTD. 29/04/2004
093/2004  SEBI VS. SETH DHAN RAJ AGRO INDIA LTD. – PROSECUTION FILED BY SEBI -CONVICTION ORDER PASSED BY COURT 28/04/2004
085/2004  IN THE MATTER OF ACQUISITION OF SHARES OF TRIDENT ALCO CHEM LTD. UNDER SEBI (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 1997 12/04/2004
083/2004  RECONSTITUTION OF THE BOARD OF DIRECTORS OF PUNE STOCK EXCHANGE LTD. 08/04/2004
082/2004  ORDER ISSUED IN RESPECT OF M/S.INFORMATION TECHNOLOGIES (INDIA) LTD. AND OTHERS 08/04/2004
079/2004  ORDER UNDER SECTION 19 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 READ WITH SECTIONS 11 AND 11B OF THE SAID ACT AND REGULATION 11 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AGAINST ISPAT INDUSTRIES LIMITED AND ONE OF ITS DIRECTORS, SHRI ANIL SUREKA 07/04/2004
078/2004  ORDER UNDER SECTION 19 OF SEBI ACT, 1992 READ WITH REGULATION 23 OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 READ WITH REGULATION 13(4) OF SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATION, 2002, IN THE MATTER OF M/S VAKRANGEE SOFTWARES LIMITED AGAINST M/S AMGIS HOLDINGS PVT. LTD., MEMBER NSE 07/04/2004
076/2004  PRESS RELEASE 06/04/2004
074/2004  SEBI ORDER AGAINST SHRI SAMIR C ARORA 02/04/2004
071/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF ANIL KUMAR AGARWAL, MEMBER OF UTTAR PRADESH STOCK EXCHANGE 01/04/2004
070/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF ASHOK MAKKER, MEMBER OF LUDHIANA STOCK EXCHANGE 01/04/2004
069/2004  IN THE MATTER OF M/S. TRUSTED SHARES & INVESTMENTS LTD., MEMBER OF THE STOCK EXCHANGE, MUMBAI 01/04/2004
062/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK – BROKER OF NATIONAL STOCK EXCHANGE OF INDIA 18/03/2004
057/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. SHREE HARIVANSHA SECURITIES PVT. LTD. 16/03/2004
056/2004  ORDERS UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 1995 AGAINST THE PROMOTERS OF AFTEK INFOSYS LTD. 12/03/2004
055/2004  ORDER UNDER SECTION 11(4) (B) AND SECTION 19 OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATION, 2003 IN THE MATTER OF M/S KSL AND INDUSTRIES LIMITED AGAINST M/S DELUXE POLYMERS PVT. LTD. AND M/S AKASH FABRICS PVT. LTD. 12/03/2004
054/2004  ORDER PASSED BY SEBI UNDER REGULATION 25(B) OF SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992 AND REGULATION 13(1)(B)(I) OF SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 AGAINST N.H. SECURITIES, CLASSIC SHARES AND STOCK BROKING SERVICES, TRIUMPH SECURITIES LTD, TRIUMPH INTERNATIONAL FINANCE (INDIA) LTD, V.N. PAREKH SECURITIES LTD. AND KNP SECURITIES LTD. 11/03/2004
050/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S. MEHTA & AJMERA AND HIMANSHU AJMERA 08/03/2004
049/2004  ORDER UNDER REGULATION 13(4) OF THE SEBI (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 AGAINST M/S. CREDIT SUISSE FIRST BOSTON (INDIA) SECURITIES PVT. LTD., MEMBER BSE AND NSE WITH RESPECT TO ITS DEALINGS IN THE SCRIP OF RANBAXY LABORATORIES LTD. 08/03/2004
048/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF M/S VIKASH SOMANI SECURITIES P LTD., MEMBER OF CSE 05/03/2004
047/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION 04/03/2004
046/2004  ORDER UNDER SECTION 11B READ WITH SECTION 11 OF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 READ WITH REGULATION 11 AND 13 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI SHASHIKANT G BADANI IN THE MATTER OF CYBERSPACE LTD. 03/03/2004
040/2004  ORDERS PASSED BY SEBI PROHIBITING 12 ENTITIES FROM DEALING IN SECURITIES 12/02/2004
039/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION 11/02/2004
038/2004  ORDERS UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET) REGULATIONS, 1995 AGAINST RITESH POLYSTER LTD. AND ITS PROMOTERS AND PRATHA INVESTMENT CONSULTANTS 11/02/2004
036/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK – BROKER OF VADODARA STOCK EXCHANGE 10/02/2004
034/2004  ORDER IN THE MATTER OF ENQUIRY AGAINST M/S PIONEER EQUITY TRADE (I) LTD. 06/02/2004
033/2004  SUSPENSION OF CERTIFICATE OF REGISTRATION OF INDEX FINLEASE SERVICES LTD., MEMBER OF BANGALORE STOCK EXCHANGE 06/02/2004
030/2004  PRESS RELEASE 03/02/2004
029/2004  ORDER U/S 11 B AND 11 AND REGULATIONS 44 AND 45 OF THE SEBI(SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS 1997 AGAINST M/S KOSHA INVESTMENT LTD PURSUANT TO INVESTIGATIONS IN THE MATTER OF SNOWCEM INDIA LTD. 03/02/2004
028/2004  ORDER UNDER SECTION 11(4)(B) READ WITH SECTION 11 AND 11BOF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 IN THE MATTER OF PARK LIGHT INVESTMENT PVT. LTD AND ASSOCIATE ENTITIES 29/01/2004
027/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF 3 STOCK–BROKERS OF INTERCONNECTED STOCK EXCHANGE OF INDIA 29/01/2004
026/2004  ORDER PASSED AGAINST SUBHASH PROJECTS & MARKETING LTD (SPML) AND ITS DIRECTORS 29/01/2004
025/2004  ISSUE OF PRESS RELEASE: ORDER UNDER SECTION 11B OF THE SEBI ACT, 1992 READ WITH THE SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS, 1999 PASSED BY CHAIRMAN, SEBI AGAINST 29/01/2004
018/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK-BROKER OF NATIONAL STOCK EXCHANGE OF INDIA 23/01/2004
016/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK-BROKER OF INTERCONNECTED STOCK EXCHANGE OF INDIA 22/01/2004
015/2004  RESTRAINED M/S. INDIAN FINANCE GUARANTY LTD. MEMBER OF NATIONAL STOCK EXCHANGE AND OTC EXCHANGE OF INDIA 22/01/2004
014/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF A STOCK–BROKER OF NATIONAL STOCK EXCHANGE OF INDIA 22/01/2004
011/2004  CANCELLATION OF CERTIFICATE OF REGISTRATION OF 4 STOCK-BROKERS OF NATIONAL STOCK EXCHANGE OF INDIA 21/01/2004
009/2004  ORDER UNDER SECTION 11(4)(B) READ WITH SECTION 11 AND 11BOF SECURITIES AND EXCHANGE BOARD OF INDIA, ACT, 1992 IN THE MATTER OF PREFERENTIAL ALLOTMENT OF SHARES BY CMM BROADCASTING NETWORK LTD. 16/01/2004
008/2004  ORDER AGAINST SRIVEN CORPORATE SERVICES PVT. LTD. AND RAJSHREE FISCAL SERVICES LTD. 16/01/2004
007/2004  CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD. AND ITS DIRECTORS 15/01/2004
002/2004  ORDER AGAINST SHRI A.L. SHILOTRI IN THE MATTER OF INSIDER TRADING BY SHRI J.E. TALAULICAR IN THE SHARES OF M/S. TATA FINANCE LTD. 06/01/2004
001/2004  MAX PORTFOLIOS & DELTA ALLIANCE FINANCIAL SERVICES 05/01/2004
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