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  • NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
Regulatory Actions Covered By This Website

NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.

If you wish to see Regulator wise orders, please click here
       
 PERIOD COVERED
FROMTO/UPTIL
Authorised Person 30/03/2011 09/12/2024
Actions by NCDEX
Cancelled registration as authorised person  
Reasons for Action
No longer affiliated as authorised person  
Companies 30/03/2011 09/12/2024
Actions by NCDEX
Cancelled registration as authorised person  
Cancelled registration as trading membership  
Expelled from membership by stock exchange  
Reasons for Action
No longer affiliated as authorised person  
Not available  
Resigned and/or surrendered membership card to stock exchange  
Stock Brokers 30/03/2011 09/12/2024
Actions by NCDEX
Cancelled registration as trading membership  
Ceased to be members of stock exchange  
Declared defaulter by stock exchange  
Expelled from membership by stock exchange  
Imposed penalty  
Suspended registration as stock broker  
Terminated from trading membership  
Reasons for Action
Declared defaulter by other stock exchange  
Did not adhere to eligibility requirement as per rule 8 of securities contract (regulation) rules, 1957  
Did not adhere to rules, bye-laws and regulations of the exchange  
Expelled by other stock exchange  
False reporting of margin from clients  
Mis-declared in annual compliance report after inspection  
Not a fit & proper person to act as stock broker  
Not available  
Resigned and/or surrendered membership as warehouse service provider to the exchange  
Resigned and/or surrendered membership card to stock exchange  
Used client's bank account for own purpose  
Stock Brokers, Companies 30/03/2011 09/12/2024
Actions by NCDEX
Cancelled registration as trading membership  
Reasons for Action
Resigned and/or surrendered membership card to stock exchange  
REGULATORY ACTIONS PRESENTLY COVERED BY THIS WEBSITEPERIOD COVERED
FROMTO/UPTIL
ACE DERIVATIVES & COMMODITY STOCK EXCHANGE LTD. (since closed)
Alphabetical Chronological
 19/05/2011  31/12/2019
ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
Alphabetical Chronological
 30/09/2013  30/11/2024
BANKS
Alphabetical Chronological
 29/03/2000  25/11/2024
BOARD FOR INDUSTRIAL & FINANCIAL RECONSTRUCTION (since dissolved)
Alphabetical Chronological
 31/12/1987  31/10/2005
BSE LTD.
Alphabetical Chronological
 05/06/1995  09/12/2024
CENTRAL BOARD OF INDIRECT TAXES & CUSTOMS
Alphabetical Chronological
 01/04/2003  31/03/2024
CENTRAL BUREAU OF INVESTIGATION
Alphabetical Chronological
 05/04/2001  09/12/2024
CENTRAL DEPOSITORY SERVICES (INDIA) LTD.
Alphabetical Chronological
 15/03/2004  30/11/2024
COMPANY LAW BOARD
Alphabetical Chronological
 01/04/2000  30/06/2008
DEBT RECOVERY TRIBUNALS
Alphabetical Chronological
 16/08/2000  15/11/2024
DELHI STOCK EXCHANGE LTD. (since dissolved)
Alphabetical Chronological
 31/03/2002  30/09/2020
DEPARTMENT OF INCOME TAX
Alphabetical Chronological
 15/04/2015  31/10/2024
EMPLOYEES' PROVIDENT FUND ORGANISATION
Alphabetical Chronological
 31/03/2005  23/09/2021
INDIAN CLEARING CORP.LTD.
Alphabetical Chronological
 25/09/2012  31/10/2024
INDIAN COMMODITY EXCHANGE LTD.
Alphabetical Chronological
 10/06/2006  09/12/2024
INSOLVENCY & BANKRUPTCY BOARD OF INDIA - NATIONAL COMPANY LAW TRIBUNAL
Alphabetical Chronological
 17/01/2017  09/12/2024
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Alphabetical Chronological
 28/10/2004  09/12/2024
INSURANCE REGULATORY & DEVELOPMENT AUTHORITY OF INDIA
Alphabetical Chronological
 16/08/2002  09/12/2024
INTER-CONNECTED STOCK EXCHANGE
Alphabetical Chronological
 17/04/2004  30/11/2024
METROPOLITAN STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 20/05/2010  09/12/2024
MINISTRY OF CORPORATE AFFAIRS, EASY EXIT SCHEME
Alphabetical Chronological
 15/12/2010  03/08/2014
MINISTRY OF CORPORATE AFFAIRS, OFFICIAL LIQUIDATORS
Alphabetical Chronological
 27/04/1946  31/03/2018
MINISTRY OF CORPORATE AFFAIRS, PERSONS DISQUALIFIED FROM DIRECTORSHIP
Alphabetical Chronological
 31/08/2017  30/09/2024
MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES
Alphabetical Chronological
 27/01/2001  04/09/2015
MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
Alphabetical Chronological
 02/09/2009  30/11/2024
MINISTRY OF CORPORATE AFFAIRS, SIMPLIFIED EXIT SCHEME
Alphabetical Chronological
 06/05/2003  23/10/2009
MINISTRY OF CORPORATE AFFAIRS, VANISHING COMPANIES
Alphabetical Chronological
 30/01/2006  31/10/2024
MINISTRY OF FINANCE - FINANCIAL INTELLIGENCE UNIT
Alphabetical Chronological
 14/02/2013  30/11/2024
MINISTRY OF FINANCE - FORWARD MARKETS COMMISSION (since merged with SEBI)
Alphabetical Chronological
 23/07/2011  09/12/2024
MULTI COMMODITY EXCHANGE CLEARING CORP.LTD.
Alphabetical Chronological
 09/11/2018  09/12/2024
MULTI COMMODITY EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 08/04/2011  09/12/2024
NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
Alphabetical Chronological
 30/03/2011  09/12/2024
NATIONAL COMMODITY CLEARING LTD.
Alphabetical Chronological
 14/05/2008  09/12/2024
NATIONAL FINANCIAL REPORTING AUTHORITY
Alphabetical Chronological
 22/07/2020  09/12/2024
NATIONAL HOUSING BANK
Alphabetical Chronological
 01/03/2006  31/10/2024
NATIONAL SECURITIES DEPOSITORY LTD.
Alphabetical Chronological
 19/11/2004  29/11/2024
NATIONAL SPOT EXCHANGE LTD.
Alphabetical Chronological
 22/08/2013  31/10/2024
NATIONAL STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 01/01/2000  09/12/2024
NSE CLEARING LTD.
Alphabetical Chronological
 19/09/2013  09/12/2024
RESERVE BANK OF INDIA
Alphabetical Chronological
 01/08/1996  09/12/2024
SECURITIES AND EXCHANGE BOARD OF INDIA (For only consent orders click here)
Alphabetical Chronological
 01/01/1997  09/12/2024
UNITED NATIONS SECURITY COUNCIL
Alphabetical Chronological
 02/04/2018  30/09/2024
OTHER SOURCES IN THE OFFING
CREDIT INFORMATION BUREAU (INDIA) LTD.
ECONOMIC OFFENCES WING
ENFORCEMENT DIRECTORATE
ENVIRONMENT POLLUTION BOARD
FINANCIAL INSTITUTIONS
INSTITUTE OF COMPANY SECRETARIES OF INDIA,THE
INSTITUTE OF COST AND WORKS ACCOUNTANTS OF INDIA
LABOUR DEPARTMENT
RATING AGENCIES
SERVICE TAX
STATE FINANCIAL CORPORATIONS
STATE INDUSTRIAL DEVELOPMENT CORPORATIONS
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